Longitudinal assessment of hydropeaking impacts on various scales for an improved process understanding and the design of mitigation measures

Nordic socio-recreational ecosystem services in a hydropeaked river

Fluctuating energy prices call for short-term river flow regulation at hydropower plants (HPPs), which can lead to hydropeaking - the pulsating water flow downstream from a HPP. Hydropeaking can affect land use areas of regulated rivers and subsequently their socio-recreational ecosystem services (SRESs). These areas often offer a range of services, such as swimming, boating, fishing, hiking, cycling, and berry picking. Such activities hold significant value in Nordic culture and for human wellbeing. We have examined how SRES land use areas are affected by hourly hydropeaking in a reach of the Kemijoki River in Finland. First, we determined the state of hydropeaking in the river by employing two indicators, normalized daily maximum flow difference and sub-daily flow ramping. Next, we looked at the spatiotemporal impacts of peaking hydrology using inundation maps derived from 2D-hydrodynamic modeling and a high-resolution land use map with clearly identified SRES areas. Finally, we examined the hazards to hydraulic safety in the river channel in the context of instream recreation. Our results show that hydropeaking levels in the study area remained consistently high throughout the entire study period, from 2010 to 2021. This was the case in all seasons except for the spring of 2013, 2016 and 2019. We determined that hydropeaking impacts on SRESs are mostly felt in the littoral zone (0.84 km2 i.e., 3.1 % of the study area) during the summer season as 25 % (0.21 km2) of this zone is influenced by hydropeaking. In addition, multiple recreational use areas in this zone, such as beaches, riparian forest, and summer cottages, were found to be affected by hydropeaking. The results show that most of the river channel becomes hydraulically unsafe during high ramping flows. The highest hazard to instream recreation opportunities is likely to occur during summer. Consequently, hydropeaking can threaten the social and recreational services of Nordic rivers.

Impacts of hydropeaking: A systematic review

Hydropower is commonly considered a renewable energy source. Nevertheless, this does not imply an absence of impacts on the riverine ecosystem, the extent of which is expected to increase in the coming years due to the energy transition from fossil fuels to renewable sources and for the climate change. A common consequence of hydroelectric power generation is hydropeaking, which causes rapid and frequent fluctuations in the water flow downstream of hydropower plants. The review incorporates 155 relevant studies published up until November 2023 and follows a systematic review method, Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA), which is a multi-stage systematic procedure for the identification and selection of research documents. The selected studies highlighted several prominent impacts of hydropeaking on aquatic environments. The primary effects include alterations in flow patterns, modification of water temperature, changes in sediment dynamics and fluctuations in dissolved gas levels. These alterations have been found to affect various aspects of aquatic ecosystems, including fish growth, behavior, reproductive success, habitat, and migration patterns, and benthic macroinvertebrate communities. Furthermore, hydropeaking can also lead to habitat fragmentation, erosion, and loss of riparian vegetation, thereby impacting terrestrial ecosystems that depend on the aquatic environment. Despite the body of literature reviewed, several knowledge gaps were identified, underscoring the need for further research. There is limited understanding of the long-term ecological consequences of hydropeaking and its cumulative effects on aquatic ecosystems. Additionally, there is lack of consensus regarding the quantification of ecosystem services, economic impact, soil moisture content, and weighted usable area due to flow fluctuation and global evolution of energy production from renewable energy sources. Addressing the identified research gaps is crucial for achieving a balance between energy production and the conservation of freshwater ecosystems in the context of a rapidly changing global climate.

Evaluation of the potential stranding risk for aquatic organisms according to long-term morphological changes and grain size in alpine rivers impacted by hydropeaking

Hydropeaking is one of the major hydropower-related disturbances of natural processes in river systems. The artificial flow fluctuations that are caused by the on-demand production of electricity are known for their severe impacts on aquatic ecosystems. These particularly affect those species and life stages that are not able to adjust their habitat selection to rapid up- and downramping rates. To date, the stranding risk has both experimentally and numerically mainly been investigated with variable hydropeaking graphs over stable river bathymetries. There is a lack of knowledge on how single, discrete peaking events vary concerning their impact on the stranding risk when the river morphology changes in the long-term perspective. The present study precisely addresses this knowledge gap by investigating morphological changes on the reach scale over a period of 20 years and the related variability of the lateral ramping velocity as a proxy for stranding risk. Two alpine gravel bed rivers impacted by hydropeaking over decades were tested by applying a one-dimensional and two-dimensional unsteady modelling approach. Both the Bregenzerach River and the Inn River exhibit alternating gravel bars on the reach scale. The results of the morphological development, however, showed different developments in the period 1995-2015. The Bregenzerach River displayed continuous aggradation (uplift of river bed) over the various selected submonitoring periods. In contrast, the Inn River showed continuous incision (erosion of river bed). The stranding risk exhibited high variability on a single cross-sectional basis. However, on the reach scale, no significant changes in stranding risk were calculated for either river reach. In addition, the impacts of river incision on the substrate composition were investigated. Here, in line with preceding studies, the results show that the coarsening of substrate increases the stranding risk and that especially the d₉₀ (90 % finer of the grain size distribution) must be considered. The present study reveals that the quantified stranding risk of aquatic organisms is a function of the general morphological (bar) characteristics of the impacted river and both the morphological and grain size development have an impact on the potential stranding risk of aquatic organisms and should be considered in the revision of licences in the management of multi-stressed river systems.

Assessment of flow ramping in water bodies impacted by hydropower operation in Norway - Is hydropower with environmental restrictions more sustainable?

Hydropower production is a key electricity generation technology in many parts of the world which can play a significant role in the transition towards a green and clean energy system. Hydropower can mobilize flexible energy on demand (hydropeaking) to balance out intermittent electricity from wind and photovoltaics. Adoption of hydropower as a peaking power source could lead to increased frequency of flow ramping in rivers downstream hydropower tailraces, which is one of the main stressors for riverine biota in alpine rivers. Both planned and accidental shutdowns of hydropower turbines need ecological mitigation. Our survey revealed that >3000 km of rivers downstream ca 800 hydropower plants in Norway may be ecologically impacted by non-natural flow fluctuations, and few have appropriate mitigation thresholds. A considerable eco-friendly peaking service may come from the Norwegian hydropower portfolio of over 19 GW installed capacity, with outlets into fjords, reservoirs or other large water bodies which normally dampen the ecological impacts of flow ramping. Intensive flow ramping occurs with irregular intervals from most types of hydropower. Although the highest frequency of stops were revealed in hydropower turbines not impacting river flow from storage hydropower, a significant number of turbine flow stops lasting over half a day in most types and categories of diversion hydropower. We suggest that further emerging ecosystem-based mitigations need to be adapted in hydropower licenses. This includes operational thresholds for both up and down ramping, constructional measures like by-pass valves, retention basins and increased base-flow or flow cap to ensure sustainability for hydropower operations. Our data reveal some of the most intensive hydropeaking operations from hydropower impacting longer rivers. Hence, our data underpins the potential for restoring downstream modified flow by ecosystem based measures related to both up and down ramping events in many regulated rivers.

Modelling the downstream longitudinal effects of frequent hydropeaking on the spawning potential and stranding susceptibility of salmonids

Hydropower plant operating conditions are expected to change to be more in tandem with intermittent power production so as to meet the requirements of the Paris Agreement, which in turn may negatively impact ecological conditions downstream of the hydropower plants. The current study investigates how highly flexible hydropower operating conditions may impact several salmonid species (European grayling, Atlantic salmon and brown trout) in the River Umeälven, a major river in northern Sweden; specifically, how changes in hydropeaking frequency may affect the area of the downstream watercourse that is hydraulically suitable for spawning (potential spawning area) and how changes in spill gate closing time may affect the propensity to stranding. River hydrodynamics were modeled using the open-source solver Delft3D, with a range of hydropeaking frequencies (from 10 to 60 starts and stops per day) and a range of spill gate closing times from (1-30 min). Increasing the hydropeaking frequency caused a reduction in potential spawning area, but also a reduction in dewatering of potential spawning area at low flows. Increasing spill gate closing time caused a decrease in propensity to stranding. Effects were dependent on both species and life-stage, and declined longitudinally with distance downstream from the spillway outlet. The modelling approach used here provides an effective method for predicting likely outcomes of flexible hydropower operating conditions, taking into account fish species and life-stages present and watercourse characteristics.

Response of European grayling, Thymallus thymallus, to multiple stressors in hydropeaking rivers

Rivers of the large Alpine valleys constitute iconic ecosystems that are highly threatened by multiple anthropogenic stressors. This stressor mix, however, makes it difficult to develop and refine conservation and restoration strategies. It is, therefore, urgent to acquire more detailed knowledge on the consequences and interactions of prevalent stressors on fish populations, in particular, on indicator species such as the European grayling Thymallus thymallus. Here, we conducted a multi-river, multi-stressor investigation to analyze the population status of grayling. Using explorative decision-tree approaches, we disentangled the main and interaction effects of four prevalent stressor groups: flow modification (i.e., hydropeaking), channelization, fragmentation, and water quality alteration. Moreover, using a modified variant of the bootstrapping method, pooled bootstrapping, we determined the optimal number of characteristics that adequately describe fish population status. In our dataset, hydropeaking had the strongest single effect on grayling populations. Grayling biomass at hydrological control sites was around eight times higher than at sites affected by hydropeaking. The primary parameters for predicting population status were downramping rate and peak amplitude, with critical ranges of 0.2-0.4 cm min^-1 and 10-25 cm. In hydropeaking rivers, river morphology and connectivity were the preceding subordinated parameters. Repeating the procedure with pooled bootstrapping datasets strengthened the hypothesis that the identified parameters are most relevant in predicting grayling population status. Hence, hydropeaking mitigation based on ecological thresholds is key to protect and restore already threatened grayling populations. In hydropeaking rivers, high river network connectivity and heterogenous habitat features can dampen the adverse effects of pulsed-flow releases by offering shelter and habitats for all life cycle stages of fish. The presented approach of explorative tree analysis followed by post-hoc tests of identified effects, as well as the pooled bootstrapping method, offers a simple framework for researchers and managers to analyze multi-factorial datasets and draw solid management conclusions.

Assessing the Impacts of Hydropeaking on River Benthic Macroinvertebrates: A State-of-the-Art Methodological Overview

As the global demand for renewable electricity grows, hydropower development of river basins increases across the world. Hydropeaking, i.e., streamflow alteration consisting of daily or subdaily rapid and marked discharge fluctuations, can affect river reaches below hydropower units. Environmental effects of hydropeaking include geomorphological alterations and possible modifications of the freshwater biota. Among affected instream communities, benthic macroinvertebrates are receiving increasing attention and the related scientific research has experienced significant progress in the last decade. In this context, this paper aims to summarize state-of-the-art methods for the assessment of hydropeaking impacts on benthic macroinvertebrate communities. The present review could support the proper design of monitoring plans aimed at assessing the ecological impacts of hydropeaking and the effects of possible mitigation strategies.

Assessment of the Impact of Small Hydropower Plants on the Ecological Status Indicators of Water Bodies: A Case Study in Lithuania

Hydropower plants produce renewable and sustainable energy but affect the river’s physico-chemical characteristics and change the abundance and composition of the aquatic organisms. The impact of large HPPs on the ecological conditions of surface water bodies have been extensively studied, but less attention has been paid to environmental impact studies of small hydropower plants (SHPs). The impact of hydropeaking on both the river flow regime and ecosystems has been well-studied for peaking mode plants, mainly medium to large-sized ones. However, for small hydroelectric power plants, and especially for those in lowland rivers, the available information on water quality, benthic macroinvertebrates communities and fish abundance, and biomass is not sufficient. Ten small hydropower plants were selected, and the ecological status of water bodies was assessed in different parts of Lithuania. The studies were performed at the riverbed upstream from the SHPs, where the hydrological regime has not changed, and downstream from the SHPs. It was found that the small hydropower plants do not affect the physico-chemical values of the water quality indicators. This study demonstrated that the total number of benthic macroinvertebrates taxa (TS) is influenced by the concentration of nitrogen and suspended solids, the water flow, the river area, and the current speed; the number of EPT (Ephemeroptera (mayflies), Plecoptera (stoneflies), and Trichoptera (caddisflies)) taxa is influenced by the concentration of nitrogen and suspended solids. The studied indicators do not have a significant impact on biomass. The SHPs affect the fish abundance and biomass. The Lithuanian fish index (LFI) is influenced by the average depth and area of the river. Some SHPs operating in lowland areas may yield somewhat significant hydrograph ramping but more detailed investigation is needed to support the significance of this impact on the biological indices.

An Assessment of Hydropeaking Metrics of a Large-Sized Hydropower Plant Operating in a Lowland River, Lithuania

This paper discusses rapid flow and stage fluctuations in a large lowland river downstream from a large hydropower plant (HPP) in Lithuania. The main problem arises when the HPP is operating in peak mode. Such operation of HPP causes rapid flow and stage fluctuations, which can have a certain impact on river ecosystems. The study analyzes general abiotic indicators such as upramping and downramping rates and stage fluctuations downstream of the HPP. The main idea was to assess recorded stage upramping and downramping rates along the river downstream of large HPP. To assess stage fluctuation statistics, COSH software was used. A maximum upramping rate of 1.04 m/h and maximum downramping rate of 0.88 m/h were identified using data from temporary and permanent gauging stations. Obtained results revealed that stage fluctuations exceed ecologically acceptable rates up to 20 km downstream of HPP. The effect of hydropeaking fades out only at a chainage of 45 km downstream of HPP. In mountainous regions, ecologically acceptable rates are reached at much smaller distances. The study shows that the traditional coefficient of variation of stage fluctuation data can be used to describe hydropeaking indicators. The main results of this study can be used for environmental impact assessment downstream from HPPs.

Controlled Reservoir Drawdown—Challenges for Sediment Management and Integrative Monitoring: An Austrian Case Study—Part A: Reach Scale

For Europe, a reduction of 80% of the potential storage volume due to reservoir sedimentation is predicted by 2080. Sedimentation processes trigger the decrease of the storage volume and a related restriction in hydropower production. Further, the artificial downstream flushing of deposited fines has manifold effects on the aquatic ecology, including changes in morphology and sediment quality, as well as increased turbidity and subsequent stress for aquatic species. However, it is common to lower the water surface of reservoirs for technical inspections, which is not comparable to reservoir flushing operations. The presented case study deals with such a controlled drawdown beyond the operational level of the Gepatsch reservoir (Tyrol, Austria). Based on the awareness of possible ecological consequences, an advanced set of measures and an integrative monitoring design, consisting of a detailed event-based quantification of suspended sediments, changes in the morphology, especially with respect to fine sediments, and analyses of the biological quality element fish on the reach scale along the Inn River have been developed.

Human-induced habitat fragmentation effects on connectivity, diversity, and population persistence of an endemic fish, Percilia irwini, in the Biobío River basin (Chile)

An understanding of how genetic variability is distributed in space is fundamental for the conservation and maintenance of diversity in spatially fragmented and vulnerable populations. While fragmentation can occur from natural barriers, it can also be exacerbated by anthropogenic activities such as hydroelectric power plant development. Whatever the source, fragmentation can have significant ecological effects, including disruptions of migratory processes and gene flow among populations. In Chile, the Biobío River basin exhibits a high degree of habitat fragmentation due to the numerous hydroelectric power plants in operation, the number of which is expected to increase following new renewable energy use strategies. Here, we assessed the effects of different kinds of barriers on the genetic structure of the endemic freshwater fish Percilia irwini, knowledge that is critically needed to inform conservation strategies in light of current and anticipated further fragmentation initiatives in the system. We identified eight genetic units throughout the entire Biobío system with high effective sizes. A reduced effective size estimate was, however, observed in a single population located between two impassable barriers. Both natural waterfalls and human-made dams were important drivers of population differentiation in this system; however, dams affect genetic diversity differentially depending on their mode of operation. Evidence of population extirpation was found in two river stretches limited by upstream and downstream dams. Significant gene flow in both directions was found among populations not separated by natural or anthropogenic barriers. Our results suggest a significant vulnerability of P. irwini populations to future dam development and demonstrate the importance of studying basin-wide data sets with genetic metrics to understand the strength and direction of anthropogenic impacts on fish populations.

Cover or Velocity: What Triggers Iberian Barbel (Luciobarbus Bocagei) Refuge Selection under Experimental Hydropeaking Conditions?

The rapid river flow variations due to hydropower production during peak demand periods, known as hydropeaking, causes several ecological impacts. In this study, we assessed the potential of an overhead cover and velocity-refuge structure in an indoor flume as an indirect hydropeaking mitigation measure for the cyprinid species Iberian barbel (Luciobarbus bocagei). We designed a lab-scale LUNKERS-type structure using two different materials which were used separately: Wood (opaque) and acrylic (transparent), tested under hydropeaking and base-flow events. Physiological (glucose and lactate) and behavioral (structure use) responses were quantified. The structure use (inside and in the vicinity) and the individual and schooling behavior was assessed. Although there was no evidence that the hydropeaking event triggered a physiological response, the wood structure use was significantly higher than the acrylic one, where the metrics of use increased in the hydropeaking event. Differences between individual and group behavior were only higher for the entrances in the wood structure. The higher frequency of wood structure use under hydropeaking conditions suggests that the visual stimulus conferred by this shaded refuge enables fish to easily find it. The results suggest that the use of overhead and velocity-refuge structures may act as an effective hydropeaking flow-refuge mitigation measure.

Habitat Enhancement Solutions for Iberian Cyprinids Affected by Hydropeaking: Insights from Flume Research

Due to peak electricity demand, hydropeaking introduces rapid and artificial flow fluctuations in the receiving river, which alters the river hydromorphology, while affecting the downstream ecological integrity. The impacts of hydropeaking have been addressed in flumes and in rivers. However, few studies propose mitigation solutions based on fish responses. The objective of this communication was to assemble the methods and outputs of flume research focused on Iberian cyprinids and to present recommendations to be used by freshwater scientists and hydropower producers. Emphasis was given to the critical role of integrating ecology and hydraulics to find the causal pathway between a flow change and a measurable fish response. The use of diverse behaviour quantification methods, flow sensing technologies, and statistical tools were decisive to strengthen the validity of the findings and to identify fish-fluid relationships, according to flow events. This communication encourages further research to identify flow thresholds for key life-cycle stages and complementary river studies to design and assess mitigation solutions for hydropeaking. Although the research focused on an Iberian cyprinid, the methods suggested have the potential to be extended to other fish species affected by hydropeaking.

Ecologically-based criteria for hydropeaking mitigation: A review

Hydroelectric power plants managed in response to sub-daily changes of the electricity market undergo rapid variations of turbine discharge, entailing quickly fluctuating water levels downstream. This operation regime, called hydropeaking, causes numerous adverse impacts on river ecosystems. The hydrological alterations which affect hydropeaking rivers can be described by five parameters that change over space and time (magnitude, rate of change, frequency, duration, and timing), where each parameter may be correlated with distinct environmental impacts and therefore may be used to define flow thresholds and set targets for operational mitigation strategies. Thus, this study aims to present an extensive review on the so far established hydropeaking targets and thresholds regarding the outputs from the scientific community as well as from national regulations. We found that only few European countries (Switzerland and Austria) have legal regulations regarding hydropeaking flow thresholds. Other countries, such as Canada and the USA, present environmental legislation that can force hydropeaking mitigation measures. Most mitigation thresholds and management recommendations in literature deal with the effect of downramping on the stranding of salmonids, as well as with minimum flows between peak-flows to avoid spawning ground desiccation. Regarding other fish species and parameters, information on mitigation targets or thresholds is scarcer or non-existent, as well as on hydropeaking mitigation case-studies, resulting in a lack of knowledge and guidelines for its implementation or regulation. Nevertheless, the available literature indicates that multiple aspects must be considered when assessing such values. Thus, to aid in that process, we propose that mitigation targets and thresholds must be based on key species, including particular features regarding season, life-stage and time of day, which must be combined with site-specific morphological characteristics. The presented approach may benefit impacted organism groups in hydropeaking reaches through the establishment of ecologically-based relevant mitigation thresholds and/or targets.

Life Stage-Specific Hydropeaking Flow Rules

Peak-operating hydropower plants are usually the energy grid’s backbone by providing flexible energy production. At the same time, hydropeaking operations are considered one of the most adverse impacts on rivers, whereby aquatic organisms and their life-history stages can be affected in many ways. Therefore, we propose specific seasonal regulations to protect ecologically sensitive life cycle stages. By reviewing hydropeaking literature, we establish a framework for hydrological mitigation based on life-history stages of salmonid fish and their relationship with key parameters of the hydrograph. During migration and spawning, flows should be kept relatively stable, and a flow cap should be implemented to prevent the dewatering of spawning grounds during intragravel life stages. While eggs may be comparably tolerant to dewatering, post-hatch stages are very vulnerable, which calls for minimizing or eliminating the duration of drawdown situations and providing adequate minimum flows. Especially emerging fry are extremely sensitive to flow fluctuations. As fish then grow in size, they become less vulnerable. Therefore, an ‘emergence window’, where stringent thresholds on ramping rates are enforced, is proposed. Furthermore, time of day, morphology, and temperature changes must be considered as they may interact with hydropeaking. We conclude that the presented mitigation framework can aid the environmental enhancement of hydropeaking rivers while maintaining flexible energy production.

Performance of A Two-Dimensional Hydraulic Model for the Evaluation of Stranding Areas and Characterization of Rapid Fluctuations in Hydropeaking Rivers

Extreme, short-duration fluctuations caused by hydropeaking occurs when hydropower is regulated to cover demand peaks in the electricity market. Such rapid dewatering processes may have a high impact on the downstream biological conditions, particularly related to stranding of fish and other species. The present work analyzes these fluctuations using a two-dimensional unsteady hydraulic modelling approach for quantification of two important hydro-morphological factors on fish stranding risk: the variation in wetted area and the dewatering ramping rate. This approach was applied on the two-kilometer-long reach of Storåne downstream of the Hol 1 power plant, where topo bathymetric LiDAR (Light Detection and Ranging) data was available providing a high-resolution digital elevation model. Based on this model, hydraulic conditions could be simulated in high detail allowing for an accurate assessment of the hydro morphological factors. Results show the dried area distribution at different flows and dewatering ramping rates. The attenuation of the water level fluctuation due to the damping effect along the river reach controls the dewatering rate. We recommend an alternative scenario operation which can reduce the impact of the peaking operation and estimate the operational mitigation cost. We find that the modelling based on the fine resolution grid provides new opportunities in assessing effects of hydropower regulations on the ecosystem.

Coupling hydrological modeling and support vector regression to model hydropeaking in alpine catchments

Water management in the alpine region has an important impact on streamflow. In particular, hydropower production is known to cause hydropeaking i.e., sudden fluctuations in river stage caused by the release or storage of water in artificial reservoirs. Modeling hydropeaking with hydrological models, such as the Soil Water Assessment Tool (SWAT), requires knowledge of reservoir management rules. These data are often not available since they are sensitive information belonging to hydropower production companies. In this short communication, we propose to couple the results of a calibrated hydrological model with a machine learning method to reproduce hydropeaking without requiring the knowledge of the actual reservoir management operation. We trained a support vector machine (SVM) with SWAT model outputs, the day of the week and the energy price. We tested the model for the Upper Adige river basin in North-East Italy. A wavelet analysis showed that energy price has a significant influence on river discharge, and a wavelet coherence analysis demonstrated the improved performance of the SVM model in comparison to the SWAT model alone. The SVM model was also able to capture the fluctuations in streamflow caused by hydropeaking when both energy price and river discharge displayed a complex temporal dynamic.

Modelling the effects of stranding on the Atlantic salmon population in the Dale River, Norway

Rapid dewatering in rivers as a consequence of hydropower operations may cause stranding of juvenile fish and have a negative impact on fish populations. We implemented stranding into an Atlantic salmon population model in order to evaluate long-term effects on the population in the Dale River, Western Norway. Furthermore, we assessed the sensitivity of the stranding model to dewatered area in comparison to biological parameters, and compared different methods for calculating wetted area, the main abiotic input parameter to the population model. Five scenarios were simulated dependent on fish life-stage, season and light level. Our simulation results showed largest negative effect on the population abundance for hydropeaking during winter daylight. Salmon smolt production had highest sensitivity to the stranding mortality of older juvenile fish, suggesting that stranding of fish at these life-stages is likely to have greater population impacts than that of earlier life-stages. Downstream retention effects on the ramping velocity were found to be negligible in the stranding model, but are suggested to be important in the context of mitigation measure design.