Effects of analysis method and forcing waveform on measurement of respiratory mechanics

Prostaglandin modulation of airway inflammation and hyperresponsiveness in mice sensitized without adjuvant

As adjuvant during sensitization may cause unspecific immune reactions, the aim of the present study was to define the role of cyclooxygenase (COX) activity on airway inflammation and airway hyperresponsiveness (AHR) in an adjuvant-free allergic mouse model. Administration of diclofenac and indomethacin (non-selective COX inhibitors), FR122047 (COX-1 inhibitor) and lumiracoxib (selective COX-2 inhibitor) enhanced AHR. Only diclofenac and lumiracoxib reduced the inflammatory cell content of bronchoalveolar lavage (BAL). Moreover, levels of prostaglandins in BAL were reduced by indomethacin and FR122047 but were unaffected by lumiracoxib. However, compared with antigen controls, none of the COX inhibitors displayed major effects on the production of cytokines, smooth muscle mass, number of goblet cells and eosinophils, or collagen deposition in the airways. These data in mice sensitized without adjuvant support the fact that COX products have a general bronchoprotective role in allergic airway inflammation. Furthermore, the data suggest that COX-1 activity predominantly generates prostanoids in BAL, whereas COX-2 activity is associated with the accumulation of inflammatory cells in BAL. This study further supports that AHR on the one hand, and the inflammatory response and generation of prostanoids on the other, are dissociated and, at least in part, uncoupled events.

Evaluation of the end-expiratory pressure by multiple linear regression and Fourier analysis in humans

This study was designed to compare the end-expiratory pressure (EEP) during mechanical ventilation (MV) measured dynamically (EEPdyn), by multiple linear regression (MLR) of the airway pressure (Pao) vs volume (V) and flow (V') and after Fourier analysis (FA) of the Pao and V'. Pao and V' were recorded from 32 ICU patients (II without respiratory disease, 10 COPD, II ARDS) under MV, at three levels of PEEPe (0, 5 and 10 hPa). Volume was calculated by numerical integration of V'. Data were analysed by MLR and FA, while the actual value of EEPdyn was recognised on the Pao signal at zero V' and V. EEPdyn, EEPMLR and EEPFA were compared for all patients, for each group of patients and for every level of applied PEEPe. Despite the different evaluation of respiratory mechanics between MLR and FA, the EEP values were always not significantly different between the three applied methods (P > 0.05). A high degree of correlation was found between them, taken two at a time (r > 0.99, P < 0.001). Two non-invasive analytical methods for the evaluation of respiratory mechanics during MV, MLR and FA offer a reliable and clinically useful estimation of EEP during MV.

Protamine Reversal of Heparin After Cardiopulmonary Bypass Increases Lung Resistance, Not Elastance

BACKGROUND: Protamine, an immunologically active, cationic amine, has been suspected of impairing lung mechanics when administered after cardiopulmonary bypass (CPB) to reverse heparin. Whether such adverse changes are an effect of protamine itself, the formation of heparin-protamine complexes, the extent of heparin anticoagulation, or its chemical reversal is not known. METHODS AND RESULTS: Using a computer-controlled, forced-ventilation method over a variety of physiological tidal volume (V(T)) and frequency (f) combinations, we prospectively studied 18 adult, elective patients before systemic heparinization and after protamine reversal to confirm and, possibly, elucidate an etiology for any adverse pulmonary effects. Protamine and heparin doses, their sum (Sigma-dose) and differential (Delta-dose) doses, and activated clotting times were tabulated. In all patients, lung resistance (R(L)) and, to a lesser extent, elastance (E(L)) increased after CPB, compared with pre-CPB values (P <.05). However, R(L) particularly increased after CPB with increases correlated to the Delta-dose, where R(LPRE-->POST) = -0.037 [Delta-dose] - 0.56f \_ 0.019V(T) + 36.1 (r =.652, P <.05). No other significant correlations were found among the remaining clinical parameters and changes in either R(L) or E(L), or any chest wall component (all P >.05). CONCLUSIONS: The changes seen in R(L) after CPB were greatest in those patients receiving the most nearly balanced doses of heparin and protamine, and were not related significantly to the total heparin or protamine doses, or their sum. These suggests that the extent of anticoagulation reversal or formation of heparin-protamine complexes, and not protamine itself, are more responsible for changes seen in lung mechanics. The changes seen were limited solely to R(L), and not in either E(L) nor the chest wall mechanical properties.

Effects of PEEP on respiratory mechanics are tidal volume and frequency dependent

How the effects of frequency, tidal volume (VT) and PEEP interact to determine the mechanical properties of the respiratory system is unclear. Airway flow and airway and esophageal pressures were measured in ten intubated, anesthetized/paralyzed patients during mechanical ventilation at 10-30 breaths/min and VT of 250-800 ml. From these measurements, Fourier transformation was used to calculate elastance (E) and resistance (R) of the total respiratory system (subscript rs), lungs (subscript L) and chest wall (subscript cw) at 5, 10 and 0 cm PEEP. As PEEP increased from 0-5 cmH2O, all elastances and resistances decreased (P < 0.05). Increasing PEEP to 10 cmH2O decreased EL, Rrs, and RL further (P < 0.05). The changes in Ers, EL, Rrs and RL caused by PEEP were less (P < 0.05) as VT increased, while changes in Rrs, RL and Ers were less (P < 0.05) as frequency increased. VT dependences in Ers and Rrs were enhanced (P < 0.05) at 0 cmH2O PEEP. The ratio of EL to chest wall elastance was not affected by PEEP (P > 0.05), but increased (P < 0.05) with increasing VT at 5 and 10 cmH2O PEEP. We conclude that it is critical to standardize ventilatory parameters when comparing groups of patients or testing clinical intervention efficacy and that the differential effects on the lungs and chest wall must be considered in optimizing the application of PEEP.

Impact of pleurotomy, continuous positive airway pressure, and fluid balance during cardiopulmonary bypass on lung mechanics and oxygenation

OBJECTIVE

To determine effects of surgical pleurotomy, continuous positive airway pressure, and fluid balance during cardiopulmonary bypass (CPB) on lung mechanical properties and indices of oxygenation.

DESIGN

Prospective, descriptive, and interventional study.

SETTING

Cardiothoracic service at a major university referral center.

PARTICIPANTS

Eighteen anesthetized-paralyzed patients undergoing elective coronary artery bypass grafting requiring CPB.

INTERVENTIONS

During CPB, continuous positive airway pressure (CPAP) was applied to nine patients, in nine others, no CPAP was applied.

MEASUREMENTS AND MAIN RESULTS

From measurements of airway and esophageal pressures and flow, lung resistance and elastance were determined before sternotomy and after sternal reapproximation. Measurements were made during forced ventilation over a physiologic range of tidal volumes and frequencies, and frequency and volume dependences of lung resistance and elastance were additionally identified. In all patients, lung resistance and elastance increased after CPB, consistent with models of pulmonary edema. Multiple regression analysis showed that these increases were relatively less in patients with intact pleurae (p < 0.05) or net negative fluid balance (p < 0.05); however, no difference in these increases was noted between patients receiving CPAP and those receiving no CPAP. Increases in lung resistance were positively correlated to net fluid balance, and negatively correlated to frequency and tidal volume (p < 0.05). Increases in lung elastance were positively correlated to tidal volume (p < 0.05). Absolute change in alveolar-arterial oxygen gradient was negatively correlated with net fluid balance, whereas percentage change was positively correlated to changes in lung elastance (p < 0.05).

CONCLUSIONS

These findings suggest that pleurotomy before CPB and positive fluid balance during CPB enhance postbypass pulmonary edema and/or atelectasis, as demonstrated by acute changes in respiratory mechanics and indices of oxygenation. Low levels of CPAP applied during CPB did not significantly change either mechanical properties or oxygenation.

Effects of Trendelenburg and reverse Trendelenburg postures on lung and chest wall mechanics

STUDY OBJECTIVE

To test whether the Trendelenburg ("head-down") or reverse Trendelenburg ("head-up") postures change lung and chest wall mechanical properties in a clinical condition.

DESIGN

Unblinded study, each patient serving as own control.

SETTING

University of Maryland at Baltimore Hospital, Baltimore, Maryland.

PATIENTS

15 patients scheduled for laparoscopic surgery.

INTERVENTIONS

Patients were anesthetized and paralyzed, tracheally intubated and mechanically ventilated at 10 to 30 per minute and at a tidal volume of 250 to 800 ml. Measurements were made before surgery in supine, head-up (10 degrees from horizontal) and head-down (15 degrees from horizontal) postures.

MEASUREMENTS AND MAIN RESULTS

Airway flow and airway and esophageal pressures were measured. From these measurements, discrete Fourier transformation was used to calculate elastances and resistances of the total respiratory system, lungs, and chest wall. Total respiratory elastance and resistance increased in the head-down posture compared with supine due to increases in lung elastance and resistance (p < 0.05); but chest wall elastance and resistance did not change (p > 0.05). Lung elastance also exhibited a negative dependence on tidal volume while head-down that was not observed in the supine posture. The change in lung elastance compared with supine was positively correlated to body mass index (weight/height2) and negatively correlated to tidal volume. Lung and chest wall elastance and resistance were not affected by shifting from supine to head-up (p > 0.05).

CONCLUSIONS

The Trendelenburg posture increases the mechanical impedance of the lung to inflation, probably due to decreases in lung volume. This effect may become clinically relevant in patients predisposed with lung disease and in obese patients.

Respiratory mechanics in the open chest: effects of parietal pleurae

To understand how the parietal pleurae affect the mechanical behavior of the human respiratory system after the chest wall is opened by median sternotomy, we studied 18 anesthetized/paralyzed patients immediately before coronary artery bypass grafting surgery. Elastances and resistances of the total respiratory system (ETr, Rrs) were calculated from measurements of airway pressure and flow during mechanical ventilation in the frequency and tidal volume ranges of normal breathing. Elastances and resistances of the lungs (EL, RL), chest wall (Ecw, Rcw) were also estimated from measurements of esophageal pressure. Data were collected in the closed chest, after median sternotomy with the parietal pleurae intact and after the left parietal pleura was opened for internal mammary artery harvest. After sternotomy with pleurae intact (n = 14), Ers did not change but Rrs decreased (p < 0.05). Ecw (including the contribution of the pleurae) was higher than in the closed chest (p < 0.05) while EL and RL were lower (p < 0.05); Rcw did not change. Opening the left pleura (n = 10) decreased Ers (p < 0.05), but Rrs did not change. We conclude that the chest wall/pleurae compartment offers significant impedance to lung expansion after sternotomy and rib retraction, unless one pleura is opened.

Changes in lung and chest wall properties with abdominal insufflation of carbon dioxide are immediately reversible

Previously we have reported that large increases in lung and chest wall elastances as well as lung resistance occur with abdominal insufflation of carbon dioxide during laparoscopic surgery. To examine whether these effects were reversible with abdominal deflation, we calculated lung and chest wall elastances and resistances from measurement of airway flow and pressure and esophageal pressure in 17 anesthetized/paralyzed patients undergoing laparoscopic surgery. Measurements were made immediately prior to abdominal insufflation and after deflation. Lung and chest wall elastances and resistances were not changed from baseline (P > 0.05), although total respiratory elastance remained slightly increased compared to baseline (P < 0.05). The change in total respiratory elastance did not correlate with abdominal insufflation time, surgical site, smoking history, or physical characteristics of the patients. There were no differences in frequency and tidal volume dependences of the elastances and resistances before and after abdominal insufflation (P > 0.5). We conclude that residual changes in respiratory mechanics caused by carbon dioxide insufflation during laparoscopic surgery are minor, and that the reported compromise of respiratory function indicated by pulmonary function tests after laparoscopy does not appear to be due to changes in passive mechanical properties of the lungs or chest wall.

Automated system for detailed measurement of respiratory mechanics

OBJECTIVE

The mechanical properties of the respiratory system (i.e., elastance and resistance) depend on the frequency, tidal volume, and shape of the flow waveform used for forcing. We developed a system to facilitate accurate measurements of elastance and resistance in laboratory and clinical settings at the frequencies and tidal volumes in the physiologic range of breathing.

METHODS

A personal computer (PC) is used to drive a common clinically used ventilator while simultaneously collecting measurements of airway flow, airway pressure, and esophageal pressure from the experimental subject or animal at different frequencies and tidal volumes. Analysis analogous to discrete Fourier transform at the fundamental frequency (i.e., ventilator setting) is used to calculate elastances and resistances of the total respiratory system and its components, the lungs and the chest wall. We have shown that this analysis is independent of the high-frequency harmonics that are present in the waveform from clinical ventilators.

RESULTS

The system has been used successfully to make measurements in anesthetized/paralyzed dogs and awake or anesthetized human volunteers in the laboratory, and in anesthetized human volunteers in the laboratory, and in anesthetized humans in the operating room and intensive care unit. Elastances and resistances obtained with this approach are the same as those obtained during more controlled conditions, e.g., sinusoidal forcing.

CONCLUSIONS

Accurate, standardized measurements of lung and chest wall properties can be obtained in many settings with relative ease with the system described. These properties, and their frequency and tidal volume dependences in the physiologic range, provide important information to aid in the understanding of changes in respiratory function caused by day-to-day conditions, clinical intervention and pathologies.

The effects of increased abdominal pressure on lung and chest wall mechanics during laparoscopic surgery

We tested the hypothesis that increases in pressure in the abdomen (Pab) exerted by CO2 insufflation during laparoscopy would increase elastance (E) and resistance (R) of both the lungs and chest wall. We measured airway flow and airway and esophageal pressures of 12 anesthetized/paralyzed tracheally intubated patients during mechanical ventilation at 10-30/min and tidal volume of 250-800 mL. From these measurements, we used discrete Fourier transformation to calculate E and R of the lungs and chest wall. Measurements were made at 0, 15, and 25 mm Hg Pab in the 15 degrees head-down (Trendelenburg) posture and at 0 and 15 mm Hg Pab in the 10 degrees head-up (reverse Trendelenburg) posture. Lung and chest wall Es and Rs while head-down increased at Pab = 15 mm Hg, and both Es increased further at Pab = 25 mm Hg (P < 0.05). Both Es and Rs also increased while head-up at Pab = 15 mm Hg (P < 0.05), but increases in lung E and R were less than while head-down (P < 0.05). The increase in lung E and R at Pab = 15 mm Hg in either posture were positively correlated to body weight or body mass index, whereas the increases in chest wall E and R were negatively correlated to the same factors (P < 0.05). Lung and chest wall mechanical impedances increase with increasing Pab; the increases depend on body configuration and are greater while head-down.(ABSTRACT TRUNCATED AT 250 WORDS)

Assessment of time-domain analyses for estimation of low-frequency respiratory mechanical properties and impedance spectra

Time-domain estimation has been invoked for tracking of respiratory mechanical properties using primarily a simple single-compartment model containing a series resistance (Rrs) and elastance (Ers). However, owing to the viscoelastic properties of respiratory tissues, Rrs and Ers exhibit frequency dependence below 2 Hz. The goal of this study was to investigate the bias and statistical accuracy of various time-domain approaches with respect to model properties, as well as the estimated impedance spectra. Particular emphasis was placed on establishing the tracking capability using a standard step ventilation. A simulation study compared continuous-time versus discrete-time approaches for both the single-compartment and two-compartment models. Data were acquired in four healthy humans and two dogs before and after induced severe pulmonary edema while applying sinusoidal and standard ventilator forcing. Rrs and Ers were estimated either by the standard Fast Fourier Transform (FFT) approach or by a time-domain least square estimation. Results show that the continuous-time model form produced the least bias and smallest parameter uncertainty for a single-compartment analysis and is quite amenable for reliable on-line tracking. The discrete-time approach exhibits large uncertainty and bias, particularly with increasing noise in the flow data. In humans, the time-domain approach produced smooth estimates of Rrs and Ers spectra, but they were statistically unreliable at the lower frequencies. In dogs, both the FFT and time-domain analysis produced reliable and stable estimates for Rrs or Ers spectra for frequencies out to 2 Hz in all conditions. Nevertheless, obtaining stable on-line parameter estimates for the two-compartment viscoelastic models remained difficult. We conclude that time-domain analysis of respiratory mechanics should invoke a continuous-time model form.

Influence of waveform and analysis technique on lung and chest wall properties

To test an approach for measuring respiratory system resistance (R) and elastance (E) during non-sinusoidal forcing, we measured airway and esophageal pressures and flow at the trachea of 9 anesthetized-paralyzed dogs during sinusoidal forcing (SF) and 4 types of non-sinusoidal forcings at 0.15 and 0.6 Hz and 300 ml tidal volume. During SF, calculations of E and R of the lungs, chest wall or total system from discrete Fourier transform (DFT) and two other widely used methods (multiple regression and volume-pressure loop analysis) did not differ from each other (P > 0.05). During forcing with sinusoidal or step inspiration with passive expiration (inspiratory to expiratory ratio, I/E, = 1:1), Es from any analysis method were within 10% of values during SF. Although Rs of the lungs, chest wall or total system were not affected by waveform shape with DFT (P > 0.05), the other analysis methods gave values for R during non-SF that differed (P < 0.05) from those during SF by up to 77%. If I/E was changed to 1:2, with or without an added 10% inspiratory pause, values for E and R differed least from values during SF if DFT was used. During severe pulmonary edema induced by infusion of oleic acid in the right atrium, results for lung properties were similar to controls, despite large increases in E and R of the lungs. We conclude that E and R of the lungs and chest wall can be measured by DFT using nonsinusoidal forcing waveforms available on most clinical ventilators, incurring only modest error.