Multi-Scale Assessment of SMAP Level 3 and Level 4 Soil Moisture Products over the Soil Moisture Network within the ShanDian River (SMN-SDR) Basin, China

The Soil Moisture Active Passive (SMAP) mission with high-precision soil moisture (SM) retrieval products provides global daily composites of SM at 3, 9, and 36 km earth grids measured by L-band active and passive microwave sensors. The capability of passive microwave remote sensing has been recognized for the estimation of SM variations. The purpose of this work was to establish an interaction between the highly variable SM spatial distribution on the ground and the SMAP’s coarse resolution radiometer-based SM retrievals. In this work, SMAP Level 3 (L3) and Level 4 (L4) SM products are validated with in situ datasets observed from the different locations of the Soil Moisture Network within the ShanDian River (SMN-SDR) Basin over the period of January 2018 to December 2019. The values of the unbiased root mean square error (ubRMSE) for L3 (SPL3SMP_E) SM retrievals are close to the standard SMAP mission SM accuracy requirement of 0.04 m3/m3 at the 9-km scale, with an averaged ubRMSE value of 0.041 m3/m3 (0.050 m3/m3) for descending (ascending) SM with the correlation (R) values of 0.62 (0.42) against the sparse network sites. The L4 (SPL4SMGP) Surface and Root-zone SM (RZSM) estimates show less error (ubRMSE < 0.04) and high correlation (R > 0.60) values, and are consistent with the previous SMAP-based SM estimations. The SMAP L4 SM products (SPL4SMGP) performed well compared to the L3 SM retrieval products (SPL3SMP_E). In vegetated land, the variability and compatibility of the SMAP SM estimates with the evaluation metrics for both products (L3 and L4) showed a good performance in the grassland, then in the farmland, and worst in the woodlands. Finally, SMAP algorithm parameters sensitivity analysis of the satellite products was conducted to produce time-series and highly precise SM datasets in China.

The SMOS-Derived Soil Water EXtent and equivalent layer thickness facilitate determination of soil water resources

The assessment of water resources in soil is important in understanding the water cycle in the natural environment and the processes of water exchange between the soil and the atmosphere. The main objective of the study was to assess water resources (in 2010–2013) in the topsoil from satellite (SMOS) and in situ (ground) measurements using the SWEX_PD approach (Soil Water EXtent at Penetration Depth). The SWEX_PD is a result of multiplying soil moisture (SM) and radiation penetration depth (PD) for each pixel derived from the SMOS satellite. The PD, being a manifold of the wavelength λ₀ equal to 21 cm, was determined from the weekly SMOS L2 measurement data based on the real and imaginary part of complex dielectric constant. The SWEX_PD data were compared with soil water resources (WR) calculated from the sum of components derived from multiplication of soil moisture (SM) and layer thickness in nine agrometeorological stations located along the eastern border of Poland. Each study site consisted of seven neighbouring Discrete Global Grid pixels (nodes spaced at 15 km) including the central ones with agrometeorological stations. The study area included different types of soils and land covers. The agreement between the water resources obtained from the SWEX_PD and ground measurements (WR) was quantified using classical statistics and Bland–Altman's plots. Calibrated Layer Thickness (CLT = d_bias) from 8 to 28 cm was obtained with a low values of bias (close to zero), limits of agreements, and confidence intervals for all the SWEX_PD, depending on the pixel location. The results revealed that the use of the SWEX_PD for assessing soil water resources is the most reliable approach in the study area. Additionally, the data from Bland–Altman plots and the equation proposed in these studies allowed calculation of the Equivalent Layer Thickness (ELT = \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$d_{ei}^{SWEX}$$\end{document}deiSWEX), which corresponds to the water resources derived from the SMOS satellite at the same time as (SM) measurements performed in the agrometeorological stations. The ranges of the mean, standard deviation, minimum, maximum, and coefficient of variation (CV) of ELT among all pixels and stations were 8.28–28.7 cm, 3.27–12.66 cm, 3.03–10.87 cm, 19.23–94.97 cm, and 24.72–98.79%, respectively. The ranges of the characteristics depended on environmental conditions and their means were close to the values of the calibrated layer thickness. The impacts of soil texture, organic matter, vegetation, and their interactive effects on the differentiation and agreement of soil water resources obtained from SWEX_PD vs. data from ground measurements in the study area are discussed. Further studies are required to address the impact of the environmental factors to improve the assessment of soil water resources based on satellite SM products (retrievals).

Comparing the Assimilation of SMOS Brightness Temperatures and Soil Moisture Products on Hydrological Simulation in the Canadian Land Surface Scheme

Soil moisture is a key variable used to describe water and energy exchanges at the land surface/atmosphere interface. Therefore, there is widespread interest in the use of soil moisture retrievals from passive microwave satellites. In the assimilation of satellite soil moisture data into land surface models, two approaches are commonly used. In the first approach brightness temperature (TB) data are assimilated, while in the second approach retrieved soil moisture (SM) data from the satellite are assimilated. However, there is not a significant body of literature comparing the differences between these two approaches, and it is not known whether there is any advantage in using a particular approach over the other. In this study, TB and SM L2 retrieval products from the Soil Moisture and Ocean Salinity (SMOS) satellite are assimilated into the Canadian Land Surface Scheme (CLASS), for improved soil moisture estimation over an agricultural region in Saskatchewan. CLASS is the land surface component of the Canadian Earth System Model (CESM), and the Canadian Seasonal and Interannual Prediction System (CanSIPS). Our results indicated that assimilating the SMOS products improved the soil moisture simulation skill of the CLASS. Near surface soil moisture assimilation also resulted in improved forecasts of root zone soil moisture (RZSM) values. Although both techniques resulted in improved forecasts of RZSM, assimilation of TB resulted in the superior estimates.

Evaluation of a Microwave Emissivity Module for Snow Covered Area with CMEM in the ECMWF Integrated Forecasting System

The Community Microwave Emission Modelling platform (CMEM) has been developed by the European Centre for Medium-Range Weather Forecasts (ECMWF) as the forward operator radiative transfer model for low frequency passive microwave brightness temperatures (TB). It is used at ECMWF for L-band TB monitoring over snow free areas. In this paper, upgrades to CMEM are presented in order to explore forward modelling in snow-covered areas for coupled land-atmosphere numerical weather prediction systems. The upgrades enable to use CMEM on an extended range of frequencies and the Helsinki University of Technology multi-layer snow emission model is implemented. Offline CMEM experiments are evaluated against AMSR2 (Advanced Microwave Scanning Radiometer 2) observations showing that simulated TB is improved when using a multi-layer snow scheme, compared to a single-layer scheme. The improvements mainly result from a better representation of snow characteristics in the multi-layer snowpack model. CMEM is also evaluated in the Integrated Forecasting System and coupled to RTTOV (Radiative Transfer for TOVS). The numerical results show improved simulated TB at low frequency V polarization over snow-covered area compared to a configuration using emissivity atlas. Degradations at frequencies higher than 20 GHz indicate that further improvements are required in the emissivity and snowpack properties modelling.

Uncertainty in Soil Moisture Retrievals: an Ensemble Approach using SMOS L-Band Microwave Data

The uncertainty of surface soil moisture (SM) retrievals from satellite brightness temperature (TB) observations depends primarily on the choice of radiative transfer model (RTM) parameters, prior SM information and TB inputs. This paper studies the sensitivity of several established and experimental SM retrieval products from the Soil Moisture Ocean Salinity (SMOS) mission to these choices at 11 reference sites, located in 7 watersheds across the United States (US). Different RTM parameter sets cause large biases between retrievals. Whereas typical RTM parameter sets are calibrated for SM retrievals, it is shown that a parameter set carefully optimized for TB forward modeling can also be used for retrieving SM. It is also shown that the inclusion of dynamic prior SM estimates in a Bayesian retrieval scheme can strongly improve SM retrievals, regardless of the choice of RTM parameters. The second part of this paper evaluates the ensemble uncertainty metrics for SM retrievals obtained by propagating a wide range of RTM parameters through the RTM, and the relationship with time series metrics obtained by comparing SM retrievals with in situ data. As expected for bounded variables, the total spread in the ensemble SM retrievals is smallest for wet and dry SM values and highest for intermediate SM values. After removal of the strong long-term SM bias associated with the RTM parameter values for individual ensemble members, the remaining anomaly ensemble SM spread shows higher values when SM deviates further from its long-term mean SM. This reveals higher-order biases (e.g. differences in variances) in the retrieval error, which should be considered when characterizing retrieval error. The time-average anomaly ensemble SM spread of 0.037 m3/m3 approximates the actual time series unbiased root-mean-square-difference of 0.042 m3/m3 between ensemble mean retrievals and in situ data across the reference sites.

Monitoring Soil Moisture Drought over Northern High Latitudes from Space

Mapping drought from space using, e.g., surface soil moisture (SSM), has become viable in the last decade. However, state of the art SSM retrieval products suffer from very poor coverage over northern latitudes. In this study, we propose an innovative drought indicator with a wider spatial and temporal coverage than that obtained from satellite SSM retrievals. We evaluate passive microwave brightness temperature observations from the Soil Moisture and Ocean Salinity (SMOS) satellite as a surrogate drought metric, and introduce a Standardized Brightness Temperature Index (STBI). We compute the STBI by fitting a Gaussian distribution using monthly brightness temperature data from SMOS; the normal assumption is tested using the Shapior-Wilk test. Our results indicate that the assumption of normally distributed brightness temperature data is valid at the 0.05 significance level. The STBI is validated against drought indices from a land surface data assimilation system (LDAS-Monde), two satellite derived SSM indices, one from SMOS and one from the ESA CCI soil moisture project and a standardized precipitation index based on in situ data from the European Climate Assessment & Dataset (ECA&D) project. When comparing the temporal dynamics of the STBI to the LDAS-Monde drought index we find that it has equal correlation skill to that of the ESA CCI soil moisture product ( 0.71 ). However, in addition the STBI provides improved spatial coverage because no masking has been applied over regions with dense boreal forest. Finally, we evaluate the STBI in a case study of the 2018 Nordic drought. The STBI is found to provide improved spatial and temporal coverage when compared to the drought index created from satellite derived SSM over the Nordic region. Our results indicate that when compared to drought indices from precipitation data and a land data assimilation system, the STBI is qualitatively able to capture the 2018 drought onset, severity and spatial extent. We did see that the STBI was unable to detect the 2018 drought recovery for some areas in the Nordic countries. This false drought detection is likely linked to the recovery of vegetation after the drought, which causes an increase in the passive microwave brightness temperature, hence the STBI shows a dry anomaly instead of normal conditions, as seen for the other drought indices. We argue that the STBI could provide additional information for drought monitoring in regions where the SSM retrieval problem is not well defined. However, it then needs to be accompanied by a vegetation index to account for the recovery of the vegetation which could cause false drought detection.

Evaluation of SMAP downscaled brightness temperature using SMAPEx-4/5 airborne observations

The Soil Moisture Active and Passive (SMAP) mission, launched by the National Aeronautics and Space Administration (NASA) on 31st January 2015, was designed to provide global soil moisture every 2 to 3 days at 9 km resolution by downscaling SMAP passive microwave observations obtained at 36 km resolution using active microwave observations at 3 km resolution, and then retrieving soil moisture from the resulting 9 km brightness temperature product. This study evaluated the SMAP Active/Passive (AP) downscaling algorithm together with other resolution enhancement techniques. Airborne passive microwave observations acquired at 1 km resolution over the Murrumbidgee River catchment in south-eastern Australia during the fourth and fifth Soil Moisture Active Passive Experiments (SMAPEx-4/5) were used as reference data. The SMAPEx-4/5 data were collected in May and September 2015, respectively, and aggregated to 9 km for direct comparison with a number of available resolution-enhanced brightness temperature estimates. The results show that the SMAP AP downscaled brightness temperature had a correlation coefficient (R) of 0.84 and Root-Mean-Squared Error (RMSE) of ~10 K, while SMAP Enhanced, Nearest Neighbour, Weighted Average, and the Smoothing Filter-based Modulation (SFIM) brightness temperature estimates had somewhat better performance (RMSEs of ~7 K and an R exceeding 0.9). Although the SFIM had the lowest unbiased RMSE of ~6 K, the effect of cloud cover on Ka-band observations limits data availability.

Standardized Soil Moisture Index for Drought Monitoring Based on SMAP Observations and 36 Years of NLDAS Data: A Case Study in the Southeast United States

Droughts can severely reduce the productivity of agricultural lands and forests. The United States Department of Agriculture (USDA) Southeast Regional Climate Hub (SERCH) has launched the Lately Identified Geospecific Heightened Threat System (LIGHTS) to inform its users of potential water deficiency threats. The system identifies droughts and other climate anomalies such as extreme precipitation and heat stress. However, the LIGHTS model lacks input from soil moisture observations. This research aims to develop a simple and easy-to-interpret soil moisture and drought warning index - Standardized Soil Moisture Index (SSI) - by fusing the space-borne Soil Moisture Active Passive (SMAP) soil moisture data with the NLDAS climate index. Ground truth soil moisture data from the Soil Climate Analysis Network (SCAN) were collected for validation. As a result, the accuracy of using SMAP to monitor soil moisture content generally displayed a good statistical correlation with the SCAN data. The validation through the Palmer Drought Severity Index (PDSI) and Normalized Difference Water Index (NDWI) suggested that SSI was effective and sensitive for short-term drought monitoring across large areas.

Calibration to improve forward model simulation of microwave emissivity at GPM frequencies over the U.S. Southern Great Plains

Better estimation of land surface microwave emissivity promises to improve over-land precipitation retrievals in the GPM era. Forward models of land microwave emissivity are available but have suffered from poor parameter specification and limited testing. Here, forward models are calibrated and the accompanying change in predictive power is evaluated. With inputs (e.g., soil moisture) from the Noah land surface model and applying MODIS LAI data, two microwave emissivity models are tested, the Community Radiative Transfer Model (CRTM) and Community Microwave Emission Model (CMEM). The calibration is conducted with the NASA Land Information System (LIS) parameter estimation subsystem using AMSR-E based emissivity retrievals for the calibration dataset. The extent of agreement between the modeled and retrieved estimates is evaluated using the AMSR-E retrievals for a separate 7-year validation period. Results indicate that calibration can significantly improve the agreement, simulating emissivity with an across-channel average root-mean-square-difference (RMSD) of about 0.013, or about 20% lower than if relying on daily estimates based on climatology. The results also indicate that calibration of the microwave emissivity model alone, as was done in prior studies, results in as much as 12% higher across-channel average RMSD, as compared to joint calibration of the land surface and microwave emissivity models. It remains as future work to assess the extent to which the improvements in emissivity estimation translate into improvements in precipitation retrieval accuracy.

Soil moisture estimation by assimilating L-band microwave brightness temperature with geostatistics and observation localization

The observation could be used to reduce the model uncertainties with data assimilation. If the observation cannot cover the whole model area due to spatial availability or instrument ability, how to do data assimilation at locations not covered by observation? Two commonly used strategies were firstly described: One is covariance localization (CL); the other is observation localization (OL). Compared with CL, OL is easy to parallelize and more efficient for large-scale analysis. This paper evaluated OL in soil moisture profile characterizations, in which the geostatistical semivariogram was used to fit the spatial correlated characteristics of synthetic L-Band microwave brightness temperature measurement. The fitted semivariogram model and the local ensemble transform Kalman filter algorithm are combined together to weight and assimilate the observations within a local region surrounding the grid cell of land surface model to be analyzed. Six scenarios were compared: 1_Obs with one nearest observation assimilated, 5_Obs with no more than five nearest local observations assimilated, and 9_Obs with no more than nine nearest local observations assimilated. The scenarios with no more than 16, 25, and 36 local observations were also compared. From the results we can conclude that more local observations involved in assimilation will improve estimations with an upper bound of 9 observations in this case. This study demonstrates the potentials of geostatistical correlation representation in OL to improve data assimilation of catchment scale soil moisture using synthetic L-band microwave brightness temperature, which cannot cover the study area fully in space due to vegetation effects.

Understanding of coupled terrestrial carbon, nitrogen and water dynamics-an overview

Coupled terrestrial carbon (C), nitrogen (N) and hydrological processes play a crucial role in the climate system, providing both positive and negative feedbacks to climate change. In this review we summarize published research results to gain an increased understanding of the dynamics between vegetation and atmosphere processes. A variety of methods, including monitoring (e.g., eddy covariance flux tower, remote sensing, etc.) and modeling (i.e., ecosystem, hydrology and atmospheric inversion modeling) the terrestrial carbon and water budgeting, are evaluated and compared. We highlight two major research areas where additional research could be focused: (i) Conceptually, the hydrological and biogeochemical processes are closely linked, however, the coupling processes between terrestrial C, N and hydrological processes are far from well understood; and (ii) there are significant uncertainties in estimates of the components of the C balance, especially at landscape and regional scales. To address these two questions, a synthetic research framework is needed which includes both bottom-up and top-down approaches integrating scalable (footprint and ecosystem) models and a spatially nested hierarchy of observations which include multispectral remote sensing, inventories, existing regional clusters of eddy-covariance flux towers and CO(2) mixing ratio towers and chambers.