Modulation Instability and Phase-Shifted Fermi-Pasta-Ulam Recurrence

Observation of Two-Dimensional Dam Break Flow and a Gaseous Phase of Solitons in a Photon Fluid

We report the observation of a two-dimensional (2D) dam break flow of a photon fluid in a nonlinear optical crystal. By precisely shaping the amplitude and phase of the input wave, we investigate the transition from one-dimensional (1D) to 2D nonlinear dynamics. We observe wave breaking in both transverse spatial dimensions with characteristic timescales determined by the aspect ratio of the input box-shaped field. The interaction of dispersive shock waves propagating in orthogonal directions gives rise to a 2D ensemble of solitons. Depending on the box size, we report the evidence of a dynamic phase characterized by a constant number of solitons, resembling a 1D soliton gas in integrable systems. We measure the statistical features of this gaslike phase. Our findings pave the way to the investigation of collective solitonic phenomena in two dimensions, demonstrating that the loss of integrability does not disrupt the dominant phenomenology.

Hydrodynamic modulation instability triggered by a two-wave system

The modulation instability (MI) is responsible for the disintegration of a regular nonlinear wave train and can lead to strong localizations in the form of rogue waves. This mechanism has been studied in a variety of nonlinear dispersive media, such as hydrodynamics, optics, plasma, mechanical systems, electric transmission lines, and Bose-Einstein condensates, while its impact on applied sciences is steadily growing. It is well-known that the classical MI dynamics can be triggered when a pair of small-amplitude sidebands are excited within a particular frequency range around the main peak frequency. That is, a three-wave system, consisting of the carrier wave together with a pair of unstable sidebands, is usually adopted to initiate the wave focusing process in a numerical or laboratory experiment. Breather solutions of the nonlinear Schrödinger equation (NLSE) revealed that MI can generate much more complex localized structures, beyond the three-wave system initialization approach or by means of a continuous spectrum. In this work, we report an experimental study for deep-water surface gravity waves asserting that a MI process can be triggered by a single unstable sideband only, and thus, initialized from a two-wave process when including the contribution of the peak frequency. The experimental data are validated against fully nonlinear hydrodynamic numerical wave tank simulations and show very good agreement. The long-term evolution of such unstable wave trains shows a distinct shift in the recurrent Fermi-Pasta-Ulam-Tsingou focusing cycles, which are captured by the NLSE and fully nonlinear hydrodynamic simulations with some distinctions.

Robustness and stability of doubly periodic patterns of the focusing nonlinear Schrödinger equation

The nonlinear Schrödinger equation possesses doubly periodic solutions expressible in terms of the Jacobi elliptic functions. Such solutions can be realized through doubly periodic patterns observed in experiments in fluid mechanics and optics. Stability and robustness of these doubly periodic wave profiles in the focusing regime are studied computationally by using two approaches. First, linear stability is considered by Floquet theory. Growth will occur if the eigenvalues of the monodromy matrix are of a modulus larger than unity. This is verified by numerical simulations with input patterns of different periods. Initial patterns associated with larger eigenvalues will disintegrate faster due to instability. Second, formation of these doubly periodic patterns from a tranquil background is scrutinized. Doubly periodic profiles are generated by perturbing a continuous wave with one Fourier mode, with or without the additional presence of random noise. Effects of varying phase difference, perturbation amplitude, and randomness are studied. Varying the phase angle has a dramatic influence. Periodic patterns will only emerge if the perturbation amplitude is not too weak. The growth of higher-order harmonics, as well as the formation of breathers and repeating patterns, serve as a manifestation of the classical problem of Fermi-Pasta-Ulam-Tsingou recurrence.

The dynamics of unstable waves in sea ice

Wave and sea ice properties in the Arctic and Southern Oceans are linked by feedback mechanisms, therefore the understanding of wave propagation in these regions is essential to model this key component of the Earth climate system. The most striking effect of sea ice is the attenuation of waves at a rate proportional to their frequency. The nonlinear Schrödinger equation (NLS), a fundamental model for ocean waves, describes the full growth-decay cycles of unstable modes, also known as modulational instability (MI). Here, a dissipative NLS (d-NLS) with characteristic sea ice attenuation is used to model the evolution of unstable waves. The MI in sea ice is preserved, however, in its phase-shifted form. The frequency-dependent dissipation breaks the symmetry between the dominant left and right sideband. We anticipate that this work may motivate analogous studies and experiments in wave systems subject to frequency-dependent energy attenuation.

Extreme wave excitation from localized phase-shift perturbations

The modulation instability is a focusing mechanism responsible for the formation of strong wave localizations not only on the water surface, but also in a variety of nonlinear dispersive media. Such dynamics is initiated from the injection of sidebands, which translate into an amplitude modulation of the wave field. The nonlinear stage of unstable wave evolution can be described by exact solutions of the nonlinear Schrödinger equation (NLSE). In that case, the amplitude modulation of such coherent extreme wave structures is connected to a particular phase-shift seed in the carrier wave. In this Letter, we show that phase-shift localization applied to the background, excluding any amplitude modulation excitation, can indeed trigger extreme events. Such rogue waves can be for instance generated by considering the parametrization of fundamental breathers, and thus by seeding only the local phase-shift information to the regular carrier wave. Our wave tank experiments show an excellent agreement with the expected NLSE hydrodynamics and confirm that even though delayed in their evolution, breather-type extreme waves can be generated from a purely regular wave train. Such a focusing mechanism awaits experimental confirmation in other nonlinear media, such optics, plasma, and Bose-Einstein condensates.

Extreme spectral asymmetry of Akhmediev breathers and Fermi-Pasta-Ulam recurrence in a Manakov system

The dynamics of Fermi-Pasta-Ulam (FPU) recurrence in a Manakov system is studied analytically. Exact Akhmediev breather (AB) solutions for this system are found that cannot be reduced to the ABs of a single-component nonlinear Schrödinger equation. Expansion-contraction cycle of the corresponding spectra with an infinite number of sidebands is calculated analytically using a residue theorem. A distinctive feature of these spectra is the asymmetry between positive and negative spectral modes. A practically important consequence of the spectral asymmetry is a nearly complete energy transfer from the central mode to one of the lowest-order (left or right) sidebands. Numerical simulations started with modulation instability of plane waves confirm the findings based on the exact solutions. It is also shown that the full growth-decay cycle of the AB leads to the nonlinear phase shift between the initial and final states in both components of the Manakov system. This finding shows that the final state of the FPU recurrence described by the vector ABs is not quite the same as the initial state. Our results are applicable and can be observed in a wide range of two-component physical systems such as two-component waves in optical fibers, two-directional waves in crossing seas, and two-component Bose-Einstein condensates.

Excitation of nonlinear beams: from the linear Talbot effect through modulation instability to Akhmediev breathers

The smooth transition between stable, Talbot-effect-dominated and modulationally unstable nonlinear optical beam propagation is described as the superposition of oscillating, growing and decaying eigenmodes of the common linearized theory of modulation instability. The saturation of the instability in form of breather maxima is embedded between eigenmode growth and decay. This explains well the changes of beam characteristics when the input intensity increases in experiments on modulation instability and breather excitation in spatial-spatial experimental platforms. An increased accuracy of instability gain measurements, a variety of interesting nonlinear beam scenarios and a more selective and well-directed breather excitation are demonstrated experimentally.

Stabilization of Unsteady Nonlinear Waves by Phase-Space Manipulation

We introduce a dynamic stabilization scheme universally applicable to unidirectional nonlinear coherent waves. By abruptly changing the waveguiding properties, the breathing of wave packets subject to modulation instability can be stabilized as a result of the abrupt expansion a homoclinic orbit and its fall into an elliptic fixed point (center). We apply this concept to the nonlinear Schrödinger equation framework and show that an Akhmediev breather envelope, which is at the core of Fermi-Pasta-Ulam-Tsingou recurrence and extreme wave events, can be frozen into a steady periodic (dnoidal) wave by a suitable variation of a single external physical parameter. We experimentally demonstrate this general approach in the particular case of surface gravity water waves propagating in a wave flume with an abrupt bathymetry change. Our results highlight the influence of topography and waveguide properties on the lifetime of nonlinear waves and confirm the possibility to control them.

"Extraordinary" modulation instability in optics and hydrodynamics

The classical theory of modulation instability (MI) attributed to Bespalov-Talanov in optics and Benjamin-Feir for water waves is just a linear approximation of nonlinear effects and has limitations that have been corrected using the exact weakly nonlinear theory of wave propagation. We report results of experiments in both optics and hydrodynamics, which are in excellent agreement with nonlinear theory. These observations clearly demonstrate that MI has a wider band of unstable frequencies than predicted by the linear stability analysis. The range of areas where the nonlinear theory of MI can be applied is actually much larger than considered here.

Fermi-Pasta-Ulam-Tsingou recurrence of periodic anomalous waves in the complex Ginzburg-Landau and in the Lugiato-Lefever equations

The complex Ginzburg-Landau (CGL) equation, an envelope model relevant in the description of several natural phenomena like binary-fluid convection and second-order phase transitions, and the Lugiato-Lefever (LL) equation, describing the dynamics of optical fields in pumped lossy cavities, can be viewed as nonintegrable generalizations of the nonlinear Schrödinger (NLS) equation, including diffusion, linear and nonlinear loss or gain terms, and external forcing. In this paper we treat the nonintegrable terms of both equations as small perturbations of the integrable focusing NLS equation, and we study the Cauchy problem of the CGL and LL equations corresponding to periodic initial perturbations of the unstable NLS background solution, in the simplest case of a single unstable mode. Using the approach developed in a recent paper by the authors with P. G. Grinevich [Phys. Rev. E 101, 032204 (2020)10.1103/PhysRevE.101.032204], based on the finite gap method and the theory of perturbations of soliton PDEs, we construct the proper analytic models describing quantitatively how the solution evolves, after a suitable transient, into a Fermi-Pasta-Ulam-Tsingou (FPUT) recurrence of anomalous waves (AWs) described by slowly varying lower dimensional patterns (attractors) in the (x,t) plane, characterized by Δx=L/2 or Δx=0 in the case in which loss or gain, respectively, effects prevail, where Δx is the x-shift of the position of the AW during the recurrence and L is the period. We also obtain, in the CGL case, the analytic condition for which loss and gain exactly balance, stabilizing the ideal FPUT recurrence of periodic NLS AWs; such a stabilization is not possible in the LL case due to the external forcing. These processes are described, to leading order, in terms of elementary functions of the initial data in the CGL case, and in terms of elementary and special functions of the initial data in the LL case.

Separatrix crossing and symmetry breaking in NLSE-like systems due to forcing and damping

We theoretically and experimentally examine the effect of forcing and damping on systems that can be described by the nonlinear Schrödinger equation (NLSE), by making use of the phase-space predictions of the three-wave truncation. In the latter, the spectrum is truncated to only the fundamental frequency and the upper and lower sidebands. Our experiments are performed on deep water waves, which are better described by the higher-order NLSE, the Dysthe equation. We therefore extend our analysis to this system. However, our conclusions are general for NLSE systems. By means of experimentally obtained phase-space trajectories, we demonstrate that forcing and damping cause a separatrix crossing during the evolution. When the system is damped, it is pulled outside the separatrix, which in the real space corresponds to a phase-shift of the envelope and therefore doubles the period of the Fermi-Pasta-Ulam-Tsingou recurrence cycle. When the system is forced by the wind, it is pulled inside the separatrix, lifting the phase-shift. Furthermore, we observe a growth and decay cycle for modulated plane waves that are conventionally considered stable. Finally, we give a theoretical demonstration that forcing the NLSE system can induce symmetry breaking during the evolution.

Observation of doubly periodic solutions of the nonlinear Schrödinger equation in optical fibers

We report the first, to the best of our knowledge, experimental observation of doubly periodic first-order solutions of the nonlinear Schrödinger equation in optical fibers. We confirm, experimentally, the existence of A-type and B-type solutions. This is done by using the initial conditions that consist of a strong pump and two weak sidebands. The evolution of power and phase of the main spectral components is recorded using heterodyne time-domain reflectometry. Another important part of our experiment is active loss compensation. We reach a good agreement between theory and experiment.

Observation of four Fermi-Pasta-Ulam-Tsingou recurrences in an ultra-low-loss optical fiber

We report the experimental observation of more than four Fermi-Pasta-Ulam-Tsingou recurrences in an optical fiber thanks to an ultra-low loss optical fiber and to an active loss compensation system. We observe both regular (in-phase) and symmetry-broken (phase-shifted) recurrences, triggered by the input phase. Experimental results are confirmed by numerical simulations.

Effect of a small loss or gain in the periodic nonlinear Schrödinger anomalous wave dynamics

The focusing nonlinear Schrödinger (NLS) equation is the simplest universal model describing the modulation instability of quasimonochromatic waves in weakly nonlinear media, the main physical mechanism for the appearance of anomalous (rogue) waves (AWs) in nature. In this paper, concentrating on the simplest case of a single unstable mode, we study the special Cauchy problem for the NLS equation perturbed by a linear loss or gain term, corresponding to periodic initial perturbations of the unstable background solution of the NLS. Using the finite gap method and the theory of perturbations of soliton partial differential equations, we construct the proper analytic model describing quantitatively how the solution evolves after a suitable transient into slowly varying lower dimensional patterns (attractors) on the (x,t) plane, characterized by ΔX=L/2 in the case of loss and by ΔX=0 in the case of gain, where ΔX is the x shift of the position of the AW during the recurrence, and L is the period. This process is described, to leading order, in terms of elementary functions of the initial data. Since dissipation can hardly be avoided in all natural phenomena involving AWs, and since a small dissipation induces O(1) effects on the periodic AW dynamics, generating the slowly varying loss or gain attractors analytically described in this paper, we expect that these attractors together with their generalizations corresponding to more unstable modes will play a basic role in the theory of periodic AWs in nature.

Rogue waves on the double-periodic background in the focusing nonlinear Schrödinger equation

The double-periodic solutions of the focusing nonlinear Schrödinger equation have been previously obtained by the method of separation of variables. We construct these solutions by using an algebraic method with two eigenvalues. Furthermore, we characterize the Lax spectrum for the double-periodic solutions and analyze rogue waves arising on the background of such solutions. Magnification of the rogue waves is studied numerically.

Experimental realization of Fermi-Pasta-Ulam-Tsingou recurrence in a long-haul optical fiber transmission system

The integrable nonlinear Schrödinger equation (NLSE) is a fundamental model of nonlinear science which also has important consequences in engineering. The powerful framework of the periodic inverse scattering transform (IST) provides a description of the nonlinear phenomena modulational instability and Fermi-Pasta-Ulam-Tsingou (FPUT) recurrence in terms of exact solutions. It associates the complex nonlinear dynamics with invariant nonlinear spectral degrees of freedom that may be used to encode information. While optical fiber is an ideal testing ground of its predictions, maintaining integrability over sufficiently long distances to observe recurrence, as well as synthesizing and measuring the field in both amplitude and phase on the picosecond timescales of typical experiments is challenging. Here we report on the experimental realization of FPUT recurrence in terms of an exact space-time-periodic solution of the integrable NLSE in a testbed for optical communication experiments. The complex-valued initial condition is constructed by means of the finite-gap integration method, modulated onto the optical carrier driven by an arbitrary waveform generator and launched into a recirculating fiber loop with periodic amplification. The measurement with an intradyne coherent receiver after a predetermined number of revolutions provides a non-invasive full-field characterization of the space-time dynamics. The recurrent space-time evolution is in close agreement with theoretical predictions over a distance of 9000 km. Nonlinear spectral analysis reveals an invariant nonlinear spectrum. The space-time scale exceeds that of previous experiments on FPUT recurrence in fiber by three orders of magnitude.

Experimental characterization of recurrences and separatrix crossing in modulational instability

We experimentally investigate two cycles of Fermi-Pasta-Ulam-Tsingou recurrence in optical fibers. Using three waves input, we characterize the distance of maximum compression points against the sideband amplitude and relative phase, outlining the qualitative changes of the dynamics due to separatrix crossing. Experimental results are in good agreement with numerical simulations and analytical predictions.

Vortex revivals and Fermi-Pasta-Ulam-Tsingou recurrence

We study the self-trapped vortex-ring eigenstates of the two-dimensional Schrödinger equation with focusing Poisson and cubic nonlinearities. For each value of the topological charge l, there is a family of solutions depending on a parameter that can be understood as the relative importance of the cubic term. We analyze the perturbative stability of the solutions and simulate the fate of the unstable ones. For l=1 and l=2, there is an interval of the family of eigenstates for which the initial profile breaks apart but subsequently reconstructs itself, a process that can be interpreted as a nontrivial nonlinear oscillation between the vortex and an azimuthon. This revival provides a compelling realization of a recurrence of the Fermi-Pasta-Ulam-Tsingou type. Outside this interval, the vortices can be stable (for small cubic terms) or unstable and nonrecurrent (for large cubic terms). We argue that there is a crossover between these regimes that resembles a strong stochasticity threshold. For l≥3, all solutions are unstable and nonrecurrent. Finally, we comment on the possible experimental implementation of this phenomenon in the context of nonlinear laser beam propagation in thermo-optical media.

Full-field characterization of breather dynamics over the whole length of an optical fiber

Full-field longitudinal characterization of picosecond pulse train formation in optical fibers is reported. The spatio-temporal evolution is obtained via fast and non-invasive distributed measurements in phase and intensity of the main spectral components of the pulses. To illustrate the performance of the setup, we report, to the best of our knowledge, the first time-domain experimental observation of the symmetry breaking of Fermi-Pasta-Ulam recurrences. The experimental results are in good agreement with numerical simulations.

Nonlinear Evolution of the Locally Induced Modulational Instability in Fiber Optics

We report an optical fiber experiment in which we study the nonlinear stage of modulational instability of a plane wave in the presence of a localized perturbation. Using a recirculating fiber loop as the experimental platform, we show that the initial perturbation evolves into an expanding nonlinear oscillatory structure exhibiting some universal characteristics that agree with theoretical predictions based on integrability properties of the focusing nonlinear Schrödinger equation. Our experimental results demonstrate the persistence of the universal evolution scenario, even in the presence of small dissipation and noise in an experimental system that is not rigorously of an integrable nature.

Phase evolution of Peregrine-like breathers in optics and hydrodynamics

We present a simultaneous study of the phase properties of rational breather waves generated in a water wave tank and in an optical fiber platform, namely, the Peregrine soliton and related second-order solution. Our analysis of experimental wave measurements makes use of standard demodulation and filtering techniques in hydrodynamics and more complex phase retrieval techniques in optics to quantitatively confirm analytical and numerical predictions. We clearly highlight a characteristic phase shift that is a multiple of π between the central pulsed part and the continuous background of rational breathers at their maximum compression. Moreover, we reveal a large longitudinal phase shift across the point of maximum compression.

Nonlinear spectral analysis of Peregrine solitons observed in optics and in hydrodynamic experiments

The data recorded in optical fiber and in hydrodynamic experiments reported the pioneering observation of nonlinear waves with spatiotemporal localization similar to the Peregrine soliton are examined by using nonlinear spectral analysis. Our approach is based on the integrable nature of the one-dimensional focusing nonlinear Schrödinger equation (1D-NLSE) that governs at leading order the propagation of the optical and hydrodynamic waves in the two experiments. Nonlinear spectral analysis provides certain spectral portraits of the analyzed structures that are composed of bands lying in the complex plane. The spectral portraits can be interpreted within the framework of the so-called finite gap theory (or periodic inverse scattering transform). In particular, the number N of bands composing the nonlinear spectrum determines the genus g=N-1 of the solution that can be viewed as a measure of complexity of the space-time evolution of the considered solution. Within this setting the ideal, rational Peregrine soliton represents a special, degenerate genus 2 solution. While the fitting procedures previously employed show that the experimentally observed structures are quite well approximated by the Peregrine solitons, nonlinear spectral analysis of the breathers observed both in the optical fiber and in the water tank experiments reveals that they exhibit spectral portraits associated with more general, genus 4 finite-gap NLSE solutions. Moreover, the nonlinear spectral analysis shows that the nonlinear spectrum of the breathers observed in the experiments slowly changes with the propagation distance, thus confirming the influence of unavoidable perturbative higher-order effects or dissipation in the experiments.

Growth rate of modulation instability driven by superregular breathers

We report an exact link between Zakharov-Gelash super-regular (SR) breathers (formed by a pair of quasi-Akhmediev breathers) with interesting different nonlinear propagation characteristics and modulation instability (MI). This shows that the absolute difference of group velocities of SR breathers coincides exactly with the linear MI growth rate. This link holds for a series of nonlinear Schrödinger equations with infinite-order terms. For the particular case of SR breathers with opposite group velocities, the growth rate of SR breathers is consistent with that of each quasi-Akhmediev breather along the propagation direction. Numerical simulations reveal the robustness of different SR breathers generated from various non-ideal single and multiple initial excitations. Our results provide insight into the MI nature described by SR breathers and could be helpful for controllable SR breather excitations in related nonlinear systems.

Recurrence due to periodic multisoliton fission in the defocusing nonlinear Schrödinger equation

We address the degree of universality of the Fermi-Pasta-Ulam recurrence induced by multisoliton fission from a harmonic excitation by analyzing the case of the semiclassical defocusing nonlinear Schrödinger equation, which models nonlinear wave propagation in a variety of physical settings. Using a suitable Wentzel-Kramers-Brillouin approach to the solution of the associated scattering problem we accurately predict, in a fully analytical way, the number and the features (amplitude and velocity) of solitonlike excitations emerging post-breaking, as a function of the dispersion smallness parameter. This also permits us to predict and analyze the near-recurrences, thereby inferring the universal character of the mechanism originally discovered for the Korteweg-deVries equation. We show, however, that important differences exist between the two models, arising from the different scaling rules obeyed by the soliton velocities.

Nonconservative higher-order hydrodynamic modulation instability

The modulation instability (MI) is a universal mechanism that is responsible for the disintegration of weakly nonlinear narrow-banded wave fields and the emergence of localized extreme events in dispersive media. The instability dynamics is naturally triggered, when unstable energy sidebands located around the main energy peak are excited and then follow an exponential growth law. As a consequence of four wave mixing effect, these primary sidebands generate an infinite number of additional sidebands, forming a triangular sideband cascade. After saturation, it is expected that the system experiences a return to initial conditions followed by a spectral recurrence dynamics. Much complex nonlinear wave field motion is expected, when the secondary or successive sideband pair that is created is also located in the finite instability gain range around the main carrier frequency peak. This latter process is referred to as higher-order MI. We report a numerical and experimental study that confirms observation of higher-order MI dynamics in water waves. Furthermore, we show that the presence of weak dissipation may counterintuitively enhance wave focusing in the second recurrent cycle of wave amplification. The interdisciplinary weakly nonlinear approach in addressing the evolution of unstable nonlinear waves dynamics may find significant resonance in other nonlinear dispersive media in physics, such as optics, solids, superfluids, and plasma.

Recurrence in the high-order nonlinear Schrödinger equation: A low-dimensional analysis

We study a three-wave truncation of the high-order nonlinear Schrödinger equation for deep-water waves (also named Dysthe equation). We validate the model by comparing it to numerical simulation; we distinguish the impact of the different fourth-order terms and classify the solutions according to their topology. This allows us to properly define the temporary spectral upshift occurring in the nonlinear stage of Benjamin-Feir instability and provides a tool for studying further generalizations of this model.