A one-electron variant of direct perturbation theory for the treatment of scalar-relativistic effects

Perturbation Theory Treatment of Spin-Orbit Coupling. III: Coupled Perturbed Method for Solids

A previously proposed noncanonical coupled-perturbed Kohn-Sham density functional theory (KS-DFT)/Hartree-Fock (HF) treatment for spin-orbit coupling is here generalized to infinite periodic systems. The scalar-relativistic periodic KS-DFT/HF solution, obtained with a relativistic effective core potential, is taken as the zeroth-order approximation. Explicit expressions are given for the total energy through third-order, which satisfy the 2N + 1 rule (i.e., requiring only the first-order perturbed wave function for determining the energy through third-order). Expressions for additional second-order corrections to the perturbed wave function (as well as related one-electron properties) are worked out at the uncoupled-perturbed level of theory. The approach is implemented in the Crystal program and validated with calculations of the total energy, electronic band structure, and density variables of spin-current DFT on the tungsten dichalcogenide hexagonal bilayer series (i.e., WSe₂, WTe₂, WPo₂, WLv₂), including 6p and 7p elements as a stress test. The computed properties through second- or third-order match well with those from reference two-component self-consistent field (2c-SCF) calculations. For total energies, E⁽³⁾ was found to consistently improve the agreement against the 2c-SCF reference values. For electronic band structures, visible differences w.r.t. 2c-SCF remained through second-order in only the single-most difficult case of WLv₂. As for density variables of spin-current DFT, the perturbed electron density, being vanishing in first-order, is the most challenging for the perturbation theory approach. The visible differences in the electron densities are, however, largest close to the core region of atoms and smaller in the valence region. Perturbed spin-current densities, on the other hand, are well reproduced in all tested cases.

Perturbation Theory Treatment of Spin-Orbit Coupling, Part I: Double Perturbation Theory Based on a Single-Reference Initial Approximation

We develop a perturbation theory for solving the many-body Dirac equation within a given relativistic effective-core potential approximation. Starting from a scalar-relativistic unrestricted Hartree-Fock (SR UHF) solution, we carry out a double perturbation expansion in terms of spin-orbit coupling (SOC) and the electron fluctuation potential. Computationally convenient energy expressions are derived through fourth order in SOC, second order in the electron fluctuation potential, and a total of third order in the coupling between the two. Illustrative calculations on the halogen series of neutral and singly positive diatomic molecules show that the perturbation expansion is well-converged by taking into account only the leading (nonvanishing) term at each order of the electron fluctuation potential. Our perturbation theory approach provides a computationally attractive alternative to a two-component self-consistent field treatment of SOC. In addition, it includes coupling with the fluctuation potential through third order and can be extended (in principle) to multireference calculations, when necessary for both closed- and open-shell cases, using quasi-degenerate perturbation theory.

Perturbation Theory Treatment of Spin-Orbit Coupling II: A Coupled Perturbed Kohn-Sham Method

A noncanonical coupled perturbed Kohn-Sham density functional theory (KS-DFT)/Hartree-Fock (HF) treatment of spin-orbit coupling (SOC) is provided. We take the scalar-relativistic KS-DFT/HF solution, obtained with a relativistic effective core potential, as the zeroth-order approximation. Explicit expressions are given for the total energy through the 4th order, which satisfy the 2n + 1 rule. Second-order expressions are provided for orbital energies and density variables of spin-current DFT. Test calculations are carried out on the halogen homonuclear diatomic and hydride molecules, including 6p and 7p elements, as well as open-shell negative ions. The computed properties through second or third order match well with those from reference two-component self-consistent field calculations for total and orbital energies as well as spin-current densities. In only one case (At₂^-) did a significant deviation occur for the remaining density variables. Our coupled perturbation theory approach provides an efficient way of adding the effect of SOC to a scalar-relativistic single-reference KS-DFT/HF treatment, in particular because it does not require diagonalization in the two-component spinor basis, leading to saving factors on the number of required floating-point operations that may exceed one order of magnitude.