Nonparametric and Parametric Estimators of Prevalence From Group Testing Data With Aggregated Covariates

Group testing regression analysis with covariates and specimens subject to missingness

We develop parametric estimators of a conditional prevalence in the group testing context. Group testing is applied when a binary outcome variable, often a disease indicator, is assessed by testing a specimen for the presence of the disease. Instead of testing all individual specimens separately, these are pooled in groups and the grouped specimens are tested for the disease, which permits to significantly reduce the number of tests to be performed. Various techniques have been developed in the literature for estimating a conditional prevalence from group testing data, but most of them are not valid when the data are subject to missingness. We consider this problem in the case where the specimen and the covariates are subject to nonmonotone missingness. We propose parametric estimators of the conditional prevalence, establish identifiability conditions for a logistic missing not at random model, and introduce an ignorable missing at random model. In theory, our estimators could be applied with multiple covariates missing, but in practice, they face numerical challenges when more than one covariate is missing for given individuals. We illustrate the method on simulated data and on a dataset from the Demographics and Health Survey.

Semiparametric isotonic regression modelling and estimation for group testing data

In the group testing procedure, several individual samples are grouped and the pooled samples, instead of each individual sample, are tested for outcome status (e.g., infectious disease status). Although this cost-effectiveness strategy in data collection is both labor and time efficient, it poses statistical challenges to derive statistically and computationally efficient estimators under semiparametric models. We consider semiparametric isotonic regression models for the simultaneous estimation of the conditional probability curve and covariate effects, in which a parametric form for combining the covariate information is assumed and the monotonic link function is left unspecified. We develop an expectation-maximization algorithm to overcome the computational challenge and embed the pool-adjacent violators algorithm in the M-step to facilitate the computation. We establish the large sample behavior of the proposed estimators and examine their finite sample performance in simulation studies. We apply the proposed method to data from the National Health and Nutrition Examination Survey for illustration.

Determination of Varying Group Sizes for Pooling Procedure

Pooling is an attractive strategy in screening infected specimens, especially for rare diseases. An essential step of performing the pooled test is to determine the group size. Sometimes, equal group size is not appropriate due to population heterogeneity. In this case, varying group sizes are preferred and could be determined while individual information is available. In this study, we propose a sequential procedure to determine varying group sizes through fully utilizing available information. This procedure is data driven. Simulations show that it has good performance in estimating parameters.

Group testing regression models with dilution submodels

Group testing, where specimens are tested initially in pools, is widely used to screen individuals for sexually transmitted diseases. However, a common problem encountered in practice is that group testing can increase the number of false negative test results. This occurs primarily when positive individual specimens within a pool are diluted by negative ones, resulting in positive pools testing negatively. If the goal is to estimate a population-level regression model relating individual disease status to observed covariates, severe bias can result if an adjustment for dilution is not made. Recognizing this as a critical issue, recent binary regression approaches in group testing have utilized continuous biomarker information to acknowledge the effect of dilution. In this paper, we have the same overall goal but take a different approach. We augment existing group testing regression models (that assume no dilution) with a parametric dilution submodel for pool-level sensitivity and estimate all parameters using maximum likelihood. An advantage of our approach is that it does not rely on external biomarker test data, which may not be available in surveillance studies. Furthermore, unlike previous approaches, our framework allows one to formally test whether dilution is present based on the observed group testing data. We use simulation to illustrate the performance of our estimation and inference methods, and we apply these methods to 2 infectious disease data sets.