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Richard M, Bernstein M, Gaab J, Elger B. A systematic qualitative review of ethical issues in open label placebo in published research. Sci Rep 2025; 15:12268. [PMID: 40210672 PMCID: PMC11986115 DOI: 10.1038/s41598-025-96425-5] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 01/12/2025] [Accepted: 03/28/2025] [Indexed: 04/12/2025] Open
Abstract
Open-label placebos (OLPs), which are transparently administered inert treatments, have gained increasing attention in the research community. They have the potential to harness placebo effects without deceiving the patient. The purpose of this study was to examine and synthesize prior research discussing ethical issues in OLPs. A systematic qualitative literature review was conducted (last search on January 2023) across multiple databases (e.g., MEDLINE, Embase, PsycInfo) using keywords related to OLPs. Publications were screened and assessed for eligibility. Seventeen articles explicitly addressing OLP ethics were included. Data were extracted and thematically analyzed following established qualitative content analysis procedures. 37 distinct ethical issues were identified, grouped into five overarching themes: (1) Sociocultural and Contextual Factors, (2) Implementation and Logistics, (3) Informed Consent, (4) Patient Health Behavior and Dynamics, and (5) Therapeutic Relationship. Frequently mentioned concerns focused on uncertainty of OLP efficacy, the need for further research, and complexities of dose-extending OLPs. The effective integration of OLPs into healthcare necessitates thoughtful consideration and responsible communication. This analysis shows that demonstrating the efficacy of OLPs becomes pivotal for their widespread adoption, underscoring the necessity for additional research to validate their effectiveness. This review was pre-registered on January 26th, 2023, in the Open Science Framework Registry under the identifier: DOI https://doi.org/10.17605/OSF.IO/R6NKG .
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Affiliation(s)
- Mélina Richard
- Department of Biomedical Engineering, University of Basel, Hegenheimermattweg 167B/C Allschwil, Basel, 4123, Switzerland.
- Institute for Biomedical Ethics, University of Basel, Bernoullistrasse 28 - 2nd Floor Basel, Basel, 4056, Switzerland.
| | - Michael Bernstein
- Warren Alpert Medical School, Rhode Island Hospital, Brown University, Grads dorm room 215, Providence, RI, 02903, USA
| | - Jens Gaab
- Department of Biomedical Engineering, University of Basel, Hegenheimermattweg 167B/C Allschwil, Basel, 4123, Switzerland
- Faculty of Psychology, University of Basel, Missionsstrasse 60/62, Basel, 4055, Switzerland
| | - Bernice Elger
- Department of Biomedical Engineering, University of Basel, Hegenheimermattweg 167B/C Allschwil, Basel, 4123, Switzerland
- Institute for Biomedical Ethics, University of Basel, Bernoullistrasse 28 - 2nd Floor Basel, Basel, 4056, Switzerland
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Richard M, Ganz M, Hornstein LD, Stehlik B, Levy M, Blease CR, Annoni M, Elger BS, Gaab J. Noble Humbug? Hard and soft laws on clinical placebo use. Front Psychol 2025; 16:1520664. [PMID: 40144035 PMCID: PMC11938247 DOI: 10.3389/fpsyg.2025.1520664] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Figures] [Journal Information] [Subscribe] [Scholar Register] [Received: 10/31/2024] [Accepted: 02/26/2025] [Indexed: 03/28/2025] Open
Abstract
Despite the widespread historical and contemporary use of placebos in medicine, legal regulations addressing their administration remain limited in many countries. This paper examines the legal landscape of clinical placebo use, focusing on key jurisdictions such as France, Germany, Switzerland, the United Kingdom, and the United States. Given the ethical and legal complexities surrounding placebo use, a critical assessment of existing regulatory frameworks is essential. This study employs a multidisciplinary approach, analyzing both binding laws ("hard laws") and non-binding principles ("soft laws") related to placebo administration. Data were collected from legal statutes, health institution guidelines, and professional medical codes to map the regulatory environment governing placebos in different legal systems. The results indicate significant variations in how placebos are addressed legally. For instance in Germany and the UK, no specific laws regulate placebo use, but statutes on informed consent implicitly cover their administration. In the United States, the American Medical Association provides ethical guidelines permitting placebo use under strict conditions emphasizing patient welfare and transparency. Across all examined jurisdictions, unauthorized placebo use may lead to legal consequences such as medical fraud allegations or violations of patient rights. These findings highlight the need for explicit regulatory guidelines to ensure that placebo use adheres to ethical and legal standards. The growing acceptance of open-label placebos (OLPs), which demonstrate efficacy without deception, presents a potential avenue for aligning legal frameworks with evolving medical practices. Future regulatory developments should address the ethical and legal challenges associated with placebos, ensuring patient autonomy and informed consent remain central to their use in clinical practice.
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Affiliation(s)
- Mélina Richard
- Institute of Biomedical Ethics, University of Basel, Basel, Switzerland
- Department of Biomedical Engineering, University of Basel, Basel, Switzerland
| | - Manuela Ganz
- Division of Clinical Psychology and Psychotherapy, Faculty of Psychology, University of Basel, Basel, Switzerland
| | - Lena Dominique Hornstein
- Division of Clinical Psychology and Psychotherapy, Faculty of Psychology, University of Basel, Basel, Switzerland
| | - Bohdan Stehlik
- Division of Clinical Psychology and Psychotherapy, Faculty of Psychology, University of Basel, Basel, Switzerland
| | - Mélanie Levy
- Health Law Institute, Faculty of Law, University of Neuchâtel, Neuchâtel, Switzerland
| | - Charlotte R. Blease
- Participatory eHealth and Health Data Research Group, Uppsala University, Uppsala, Sweden
| | - Marco Annoni
- Centre for Research Ethics and Integrity (CID-Ethics), National Research Council (CNR), Rome, Italy
| | - Bernice S. Elger
- Institute of Biomedical Ethics, University of Basel, Basel, Switzerland
| | - Jens Gaab
- Division of Clinical Psychology and Psychotherapy, Faculty of Psychology, University of Basel, Basel, Switzerland
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Flávio-Reis VHP, Pessoa-Gonçalves YM, Diaz CAV, Lamoglia ASA, Desidério CS, Oliveira CJF. Open label placebo for chronic low back pain: a systematic review and meta-analysis of randomized controlled trials. Pain Manag 2025; 15:149-160. [PMID: 39962721 PMCID: PMC11881878 DOI: 10.1080/17581869.2025.2467025] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 10/22/2024] [Accepted: 02/11/2025] [Indexed: 03/05/2025] Open
Abstract
AIM To assess the therapeutic potential of Open-Label Placebo (OLP) for chronic low back pain (CLBP). MATERIALS & METHODS A systematic literature search was conducted on 12 September 2024. Data extraction focused on follow-up and change-from-baseline data of the placebo or control groups. The effect sizes were calculated using the inverse variance statistical method. RESULTS A meta-analysis of four articles involving 171 OLP patients and 161 controls demonstrated a modest reduction in pain on the numerical rating scale (Mean difference = -0.62; 95% confidence interval: -1.09 to -0.14; p = 0.01; I2 = 31%). However, according to GRADE, the certainty of evidence for this finding is very low due to methodological limitations of the included studies and potential biases. These findings, even if small, suggest potential benefits of OLP for pain reduction, with clinical relevance of the effect size being important depending on the clinical context and the patient's perspective. CONCLUSIONS OLP demonstrated a reduction in pain, with a slightly greater improvement observed during shorter intervention periods. However, the certainty of this evidence remains very low, indicating that these findings should be interpreted cautiously. Future clinical trials are needed to further explore the potential and limitations of this intervention. PROTOCOL REGISTRATION www.crd.york.ac.uk/prospero identifier is CRD42024568302.
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Affiliation(s)
- Victor Hugo Palhares Flávio-Reis
- Immunology Laboratory and Bioinformatics, Institute of Natural and Biological Sciences, Universidade Federal do Triângulo Mineiro, Uberaba, Brazil
| | - Yago Marcos Pessoa-Gonçalves
- Immunology Laboratory and Bioinformatics, Institute of Natural and Biological Sciences, Universidade Federal do Triângulo Mineiro, Uberaba, Brazil
| | - Camilo André Viana Diaz
- Immunology Laboratory and Bioinformatics, Institute of Natural and Biological Sciences, Universidade Federal do Triângulo Mineiro, Uberaba, Brazil
| | - Antonieta Santos Andrade Lamoglia
- Immunology Laboratory and Bioinformatics, Institute of Natural and Biological Sciences, Universidade Federal do Triângulo Mineiro, Uberaba, Brazil
| | - Chamberttan Souza Desidério
- Immunology Laboratory and Bioinformatics, Institute of Natural and Biological Sciences, Universidade Federal do Triângulo Mineiro, Uberaba, Brazil
| | - Carlo José Freire Oliveira
- Immunology Laboratory and Bioinformatics, Institute of Natural and Biological Sciences, Universidade Federal do Triângulo Mineiro, Uberaba, Brazil
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Wessels J, Klinger R, Benson S, Brenner T, Elsenbruch S, Aulenkamp JL. Preoperative Anxiolysis and Treatment Expectation (PATE Trial): open-label placebo treatment to reduce preoperative anxiety in female patients undergoing gynecological laparoscopic surgery - study protocol for a bicentric, prospective, randomized-controlled trial. Front Psychiatry 2024; 15:1396562. [PMID: 39045553 PMCID: PMC11265268 DOI: 10.3389/fpsyt.2024.1396562] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Figures] [Journal Information] [Submit a Manuscript] [Subscribe] [Scholar Register] [Received: 03/05/2024] [Accepted: 06/14/2024] [Indexed: 07/25/2024] Open
Abstract
One of the most common concerns of patients undergoing surgery is preoperative anxiety, with a prevalence of up to 48%. The effects of preoperative anxiety continue beyond the preoperative period and are associated with more severe postoperative pain and poorer treatment outcomes. Treatment options for preoperative anxiety are often limited as sedatives cause side effects and their efficacy remains controversial. Placebo research has shown that optimization of positive treatment expectations, as can be achieved through placebo administration and education, has clinically relevant effects on preoperative anxiety, pain and treatment outcomes. As the administration of masked placebos raises ethical questions, clinical studies have increasingly focused on the use of open, non-deceptive placebo administration (open-label placebo, OLP). The use of OLPs to reduce preoperative anxiety and modify clinically relevant postoperative outcomes has not yet been investigated. This bicentric, prospective, randomized-controlled clinical trial (PATE Trial; German Registry for Clinical Studies DRKS00033221), an associated project of the Collaborative Research Center (CRC) 289 "Treatment Expectation", aims to alleviate preoperative anxiety by optimizing positive treatment expectations facilitated by OLP. Furthermore, this study examines a potential enhancement of these effects through aspects of observational learning, operationalized by a positive expectation-enhancing video. In addition, patient's perspective on the self-efficacy and appropriateness of OLPs prior to surgery will be assessed. To achieve these objectives, female patients will be randomized into three groups before undergoing gynecological laparoscopic surgery. One group receives the OLP with a positive rationale conveyed by a study physician. A second group receives the same intervention, OLP administration and rationale provided by a physician, and additionally watches a video on OLP presenting a satisfied patient. A third group receives standard treatment as usual (TAU). Outcome measures will be effects on preoperative anxiety and postoperative experience, particularly visceral and somatic postoperative pain. As the non-deceptive administration of placebos; when indicated; may yield positive outcomes without side effects, and as current treatment of preoperative anxiety is limited, evidence from clinical placebo research has the potential to improve outcomes and patient experience in the surgical setting.
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Affiliation(s)
- Johannes Wessels
- Department of Anesthesiology, University Medical Center Hamburg Eppendorf, Hamburg, Germany
| | - Regine Klinger
- Department of Anesthesiology, University Medical Center Hamburg Eppendorf, Hamburg, Germany
| | - Sven Benson
- Institute for Medical Education, Center for Translational Neuro- and Behavioral Sciences (C-TNBS), University Hospital Essen, University of Duisburg-Essen, Essen, Germany
| | - Thorsten Brenner
- Department of Anesthesiology and Intensive Care Medicine, University Hospital Essen, University Duisburg-Essen, Essen, Germany
| | - Sigrid Elsenbruch
- Department of Neurology, Center for Translational Neuro- and Behavioral Sciences (C-TNBS), University Hospital Essen, University Duisburg-Essen, Essen, Germany
- Department of Medical Psychology and Medical Sociology, Ruhr University Bochum, Bochum, Germany
| | - Jana L. Aulenkamp
- Department of Anesthesiology and Intensive Care Medicine, University Hospital Essen, University Duisburg-Essen, Essen, Germany
- Department of Neurology, Center for Translational Neuro- and Behavioral Sciences (C-TNBS), University Hospital Essen, University Duisburg-Essen, Essen, Germany
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Ballou S, Kube T. Open-label placebo is an evidence-based treatment option for many chronic conditions. Pain 2024; 165:487-488. [PMID: 38207196 DOI: 10.1097/j.pain.0000000000003145] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 01/13/2024]
Affiliation(s)
- Sarah Ballou
- Division of Gastroenterology, Beth Israel Deaconess Medical Center, Boston, MA, United States
| | - Tobias Kube
- Department of Clinical Psychology and Psychotherapy, RPTU Kaiserslautern-Landau, Germany
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Jones CMP, Lin CWC, Blease C, Lawson J, Abdel Shaheed C, Maher CG. Reply to Ballou and Kube. Pain 2024; 165:488-489. [PMID: 38207197 DOI: 10.1097/j.pain.0000000000003146] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Indexed: 01/13/2024]
Affiliation(s)
- Caitlin M P Jones
- Sydney Musculoskeletal Health, The University of Sydney, Sydney, New South Wales, Australia
| | | | - Charlotte Blease
- Department of Women's and Children's Health, Uppsala University, Sweden
- Digital Psychiatry, Department of Psychiatry, Beth Israel Deaconess Medical Center, Harvard Medical School, Boston, United States
| | - Jen Lawson
- Patient Advocate, Kalamazoo, MI, United States
| | | | - Christopher G Maher
- Sydney Musculoskeletal Health, The University of Sydney, Sydney, New South Wales, Australia
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