Performance optimization of minimally nonlinear irreversible heat engines and refrigerators under a trade-off figure of merit

Unified trade-off optimization of quantum harmonic Otto engine and refrigerator

We investigate quantum Otto engine and refrigeration cycles of a time-dependent harmonic oscillator operating under the conditions of maximum Ω function, a trade-off objective function which represents a compromise between energy benefits and losses for a specific job, for both adiabatic and nonadiabatic (sudden) frequency modulations. We derive analytical expressions for the efficiency and coefficient of performance of the Otto cycle. For the case of adiabatic driving, we point out that in the low-temperature regime, the harmonic Otto engine (refrigerator) can be mapped to Feynman's ratchet and pawl model which is a steady-state classical heat engine. For the sudden switch of frequencies, we obtain loop-like behavior of the efficiency-work curve, which is characteristic of irreversible heat engines. Finally, we discuss the behavior of cooling power at maximum Ω function.

Thermodynamic optimization subsumed in stability phenomena

In the present paper the possibility of an energetic self-optimization as a consequence of thermodynamic stability is addressed. This feature is analyzed in a low dissipation refrigerator working in an optimized trade-off regime (the so-called Omega function). The relaxation after a perturbation around the stable point indicates that stability is linked to trajectories in which the thermodynamic performance is improved. Furthermore, a limited control over the system is analyzed through consecutive external random perturbations. The statistics over many cycles corroborates the preference for a better thermodynamic performance. Endoreversible and irreversible behaviors play a relevant role in the relaxation trajectories (as well as in the statistical performance of many cycles experiencing random perturbations). A multi-objective optimization reveals that the well-known endoreversible limit works as an attractor of the system evolution coinciding with the Pareto front, which represents the best energetic compromise among efficiency, entropy generation, cooling power, input power and the Omega function. Meanwhile, near the stable state, performance and stability are dominated by an irreversible behavior.

Maximum efficiency of low-dissipation refrigerators at arbitrary cooling power

We analytically derive maximum efficiency at given cooling power for Carnot-type low-dissipation refrigerators. The corresponding optimal cycle duration depends on a single parameter, which is a specific combination of irreversibility parameters and bath temperatures. For a slight decrease in power with respect to its maximum value, the maximum efficiency exhibits an infinitely fast nonlinear increase, which is standard in heat engines, only for a limited range of parameters. Otherwise, it increases only linearly with the slope given by ratio of irreversibility parameters. This behavior can be traced to the fact that maximum power is attained for vanishing duration of the hot isotherm. Due to the lengthiness of the full solution for the maximum efficiency, we discuss and demonstrate these results using simple approximations valid for parameters yielding the two different qualitative behaviors. We also discuss relation of our findings to those obtained for minimally nonlinear irreversible refrigerators.

Optimization induced by stability and the role of limited control near a steady state

A relationship between stability and self-optimization is found for weakly dissipative heat devices. The effect of limited control on operation variables around an steady state is such that, after instabilities, the paths toward relaxation are given by trajectories stemming from restitution forces which improve the system thermodynamic performance (power output, efficiency, and entropy generation). Statistics over random trajectories for many cycles shows this behavior as well. Two types of dynamics are analyzed, one where an stability basin appears and another one where the system is globally stable. Under both dynamics there is an induced trend in the control variables space due to stability. In the energetic space this behavior translates into a preference for better thermodynamic states, and thus stability could favor self-optimization under limited control. This is analyzed from the multiobjective optimization perspective. As a result, the statistical behavior of the system is strongly influenced by the Pareto front (the set of points with the best compromise between several objective functions) and the stability basin. Additionally, endoreversible and irreversible behaviors appear as very relevant limits: The first one is an upper bound in energetic performance, connected with the Pareto front, and the second one represents an attractor for the stochastic trajectories.

Finite-power performance of quantum heat engines in linear response

We investigate the finite-power performance of quantum heat engines working in the linear response regime where the temperature gradient is small. The engine cycles with working substances of ideal harmonic systems consist of two heat transfer and two adiabatic processes, such as the Carnot cycle, Otto cycle, and Brayton cycle. By analyzing the optimal protocol under maximum power we derive the explicitly analytic expression for the irreversible entropy production, which becomes the low dissipation form in the long duration limit. Assuming the engine to be endoreversible, we derive the universal expression for the efficiency at maximum power, which agrees well with that obtained from the phenomenological heat transfer laws holding in the classical thermodynamics. Through appropriate identification of the thermodynamic fluxes and forces that a linear relation connects, we find that the quantum engines under consideration are tightly coupled, and the universality of efficiency at maximum power is confirmed at the linear order in the temperature gradient.

Three-level laser heat engine at optimal performance with ecological function

Although classical and quantum heat engines work on entirely different fundamental principles, there is an underlying similarity. For instance, the form of efficiency at optimal performance may be similar for both types of engines. In this work, we study a three-level laser quantum heat engine operating at maximum ecological function (EF) which represents a compromise between the power output and the loss of power due to entropy production. We present numerical as well as analytic results for the global and local optimization of our laser engine in different operational regimes. Particularly, we observe that in low-temperature regimes, the three-level laser heat engine can be mapped to Feynman's ratchet and pawl model, a steady-state classical heat engine. Then we derive analytic expressions for efficiency under the assumptions of strong matter-field coupling and high bath temperatures. Upper and lower bounds on the efficiency exist in case of extreme asymmetric dissipation when the ratio of system-bath coupling constants at the hot and the cold contacts respectively approaches zero or infinity. These bounds have been established previously for various classical models of Carnot-like engines. Further, for weak (or intermediate) matter-field coupling in the high-temperature limit, we derive some new bounds on the efficiency of the engine. We conclude that while the engine produces at least 75% of the power output as compared with the maximum power conditions, the fractional loss of power is appreciably low in case of the engine operating at maximum EF, thus making this objective function relevant from an environmental point of view.

Optimization and Stability of Heat Engines: The Role of Entropy Evolution

Local stability of maximum power and maximum compromise (Omega) operation regimes dynamic evolution for a low-dissipation heat engine is analyzed. The thermodynamic behavior of trajectories to the stationary state, after perturbing the operation regime, display a trade-off between stability, entropy production, efficiency and power output. This allows considering stability and optimization as connected pieces of a single phenomenon. Trajectories inside the basin of attraction display the smallest entropy drops. Additionally, it was found that time constraints, related with irreversible and endoreversible behaviors, influence the thermodynamic evolution of relaxation trajectories. The behavior of the evolution in terms of the symmetries of the model and the applied thermal gradients was analyzed.

General relations between the power, efficiency, and dissipation for the irreversible heat engines in the nonlinear response regime

We derive the general relations between the maximum power, maximum efficiency, and minimum dissipation for the irreversible heat engine in a nonlinear response regime. In this context, we use the minimally nonlinear irreversible model and obtain the lower and upper bounds of the above relations for the asymmetric dissipation limits. These relations can be simplified further when the system possesses the time-reversal symmetry or antisymmetry. We find that our results are the generalization of various such relations obtained earlier for different heat engines.

Universality of maximum-work efficiency of a cyclic heat engine based on a finite system of ultracold atoms

We study the performance of a cyclic heat engine which uses a small system with a finite number of ultracold atoms as its working substance and works between two heat reservoirs at constant temperatures T h and T c ( Collapse

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Affiliation(s)

Zhuolin Ye Department of Physics, Nanchang University, Nanchang, 330031, China
Yingying Hu Department of Physics, Nanchang University, Nanchang, 330031, China
Jizhou He Department of Physics, Nanchang University, Nanchang, 330031, China
Jianhui Wang Department of Physics, Nanchang University, Nanchang, 330031, China. Department of Chemistry and Biochemistry, University of Maryland, College Park, MD, 20742, USA. State Key Laboratory of Theoretical Physics, Institute of Theoretical Physics, Chinese Academy of Sciences, Beijing, 100190, China.

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Endoreversible quantum heat engines in the linear response regime

We analyze general models of quantum heat engines operating a cycle of two adiabatic and two isothermal processes. We use the quantum master equation for a system to describe heat transfer current during a thermodynamic process in contact with a heat reservoir, with no use of phenomenological thermal conduction. We apply the endoreversibility description to such engine models working in the linear response regime and derive expressions of the efficiency and the power. By analyzing the entropy production rate along a single cycle, we identify the thermodynamic flux and force that a linear relation connects. From maximizing the power output, we find that such heat engines satisfy the tight-coupling condition and the efficiency at maximum power agrees with the Curzon-Ahlborn efficiency known as the upper bound in the linear response regime.

Efficiency and its bounds of minimally nonlinear irreversible heat engines at arbitrary power

The efficiency for minimally nonlinear irreversible heat engines at any arbitrary power has been systematically evaluated, and general lower and upper efficiency bounds under the tight coupling condition for different operating regions have been proposed, which can be seen as the generalization of the bounds [η_{C}/2<η_{maxP}<η_{C}/(2-η_{C})] on efficiency at maximum power (η_{maxP}), where η_{C} means the Carnot efficiency. We have also calculated the universal bounds of the maximum gain in efficiency in different operating regions to give further insight into the efficiency gain with the power away from the maximum power. In the region of higher loads (higher than the load which corresponds to the maximum power), a small power loss away from the maximum power induces a much larger gain in efficiency. As actual heat engines may not work at the maximum power condition, this paper may contribute to operating actual heat engines more efficiently.

Universality of efficiency at unified trade-off optimization

We calculate the efficiency at the unified trade-off optimization criterion (the so-called maximum Ω criterion) representing a compromise between the useful energy and the lost energy of heat engines operating between two reservoirs at different temperatures and chemical potentials, and demonstrate that the linear coefficient 3/4 and quadratic coefficient 1/32 of the efficiency at maximum Ω are universal for heat engines under strong coupling and symmetry conditions. It is further proved that the conclusions obtained here also apply to the ecological optimization criterion.

Efficiency at and near maximum power of low-dissipation heat engines

A universality in optimization of trade-off between power and efficiency for low-dissipation Carnot cycles is presented. It is shown that any trade-off measure expressible in terms of efficiency and the ratio of power to its maximum value can be optimized independently of most details of the dynamics and of the coupling to thermal reservoirs. The result is demonstrated on two specific trade-off measures. The first one is designed for finding optimal efficiency for a given output power and clearly reveals diseconomy of engines working at maximum power. As the second example we derive universal lower and upper bounds on the efficiency at maximum trade-off given by the product of power and efficiency. The results are illustrated on a model of a diffusion-based heat engine. Such engines operate in the low-dissipation regime given that the used driving minimizes the work dissipated during the isothermal branches. The peculiarities of the corresponding optimization procedure are reviewed and thoroughly discussed.

Performance of quantum Otto refrigerators with squeezing

The performance of a quantum Otto refrigerator coupled to a squeezed cold reservoir has been evaluated using the χ figure of merit. We have shown that squeezing can enhance the coefficient of performance (COP) dramatically, surpassing the Carnot COP defined by the initial temperatures of the heat baths. Furthermore, when the squeezing parameter approaches its maximum value, the work input vanishes while the cooling rate remains finite, in apparent contravention of the second law of thermodynamics. To explain this phenomenon, we have shown that squeezing renders the thermal bath into a nonequilibrium state and the temperature of the bath becomes frequency dependent. Thereby, a correlation to the Carnot COP has been deduced. The results reveal that the COP under the maximum χ figure of merit is of the Curzon-Ahlborn style that cannot surpass the actual Carnot COP, and is thus consistent with the second law of thermodynamics.

Unified trade-off optimization for general heat devices with nonisothermal processes

An analysis of the efficiency and coefficient of performance (COP) for general heat engines and refrigerators with nonisothermal processes is conducted under the trade-off criterion. The specific heat of the working medium has significant impacts on the optimal configurations of heat devices. For cycles with constant specific heat, the bounds of the efficiency and COP are found to be the same as those obtained through the endoreversible Carnot ones. However, they are independent of the cycle time durations. For cycles with nonconstant specific heat, whose dimensionless contact time approaches infinity, the general alternative upper and lower bounds of the efficiency and COP under the trade-off criteria have been proposed under the asymmetric limits. Furthermore, when the dimensionless contact time approaches zero, the endoreversible Carnot model is recovered. In addition, the efficiency and COP bounds of different kinds of actual heat engines and refrigerators have also been analyzed. This paper may provide practical insight for designing and operating actual heat engines and refrigerators.