Quantum thermodynamics from the nonequilibrium dynamics of open systems: Energy, heat capacity, and the third law

Quantum Work Statistics at Strong Reservoir Coupling

Determining the statistics of work done on a quantum system while strongly coupled to a reservoir is a formidable task, requiring the calculation of the full eigenspectrum of the combined system and reservoir. Here, we show that this issue can be circumvented by using a polaron transformation that maps the system into a new frame where weak-coupling theory can be applied. Crucially, this polaron approach reproduces the Jarzynski fluctuation theorem, thus ensuring consistency with the laws of stochastic thermodynamics. We apply our formalism to a system driven across the Landau-Zener transition, where we identify clear signatures in the work distribution arising from a non-negligible coupling to the environment. Our results provide a new method for studying the stochastic thermodynamics of driven quantum systems beyond Markovian, weak-coupling regimes.

Quantum Thermodynamic Uncertainty Relations, Generalized Current Fluctuations and Nonequilibrium Fluctuation–Dissipation Inequalities

Thermodynamic uncertainty relations (TURs) represent one of the few broad-based and fundamental relations in our toolbox for tackling the thermodynamics of nonequilibrium systems. One form of TUR quantifies the minimal energetic cost of achieving a certain precision in determining a nonequilibrium current. In this initial stage of our research program, our goal is to provide the quantum theoretical basis of TURs using microphysics models of linear open quantum systems where it is possible to obtain exact solutions. In paper [Dong et al., Entropy 2022, 24, 870], we show how TURs are rooted in the quantum uncertainty principles and the fluctuation–dissipation inequalities (FDI) under fully nonequilibrium conditions. In this paper, we shift our attention from the quantum basis to the thermal manifests. Using a microscopic model for the bath’s spectral density in quantum Brownian motion studies, we formulate a “thermal” FDI in the quantum nonequilibrium dynamics which is valid at high temperatures. This brings the quantum TURs we derive here to the classical domain and can thus be compared with some popular forms of TURs. In the thermal-energy-dominated regimes, our FDIs provide better estimates on the uncertainty of thermodynamic quantities. Our treatment includes full back-action from the environment onto the system. As a concrete example of the generalized current, we examine the energy flux or power entering the Brownian particle and find an exact expression of the corresponding current–current correlations. In so doing, we show that the statistical properties of the bath and the causality of the system+bath interaction both enter into the TURs obeyed by the thermodynamic quantities.

Quantum Thermodynamic Uncertainties in Nonequilibrium Systems from Robertson-Schrödinger Relations

Thermodynamic uncertainty principles make up one of the few rare anchors in the largely uncharted waters of nonequilibrium systems, the fluctuation theorems being the more familiar. In this work we aim to trace the uncertainties of thermodynamic quantities in nonequilibrium systems to their quantum origins, namely, to the quantum uncertainty principles. Our results enable us to make this categorical statement: For Gaussian systems, thermodynamic functions are functionals of the Robertson-Schrödinger uncertainty function, which is always non-negative for quantum systems, but not necessarily so for classical systems. Here, quantum refers to noncommutativity of the canonical operator pairs. From the nonequilibrium free energy, we succeeded in deriving several inequalities between certain thermodynamic quantities. They assume the same forms as those in conventional thermodynamics, but these are nonequilibrium in nature and they hold for all times and at strong coupling. In addition we show that a fluctuation-dissipation inequality exists at all times in the nonequilibrium dynamics of the system. For nonequilibrium systems which relax to an equilibrium state at late times, this fluctuation-dissipation inequality leads to the Robertson-Schrödinger uncertainty principle with the help of the Cauchy-Schwarz inequality. This work provides the microscopic quantum basis to certain important thermodynamic properties of macroscopic nonequilibrium systems.

Quantum-parametric-oscillator heat engines in squeezed thermal baths: Foundational theoretical issues

In this paper we examine some foundational issues of a class of quantum engines where the system consists of a single quantum parametric oscillator, operating in an Otto cycle consisting of four stages of two alternating phases: the isentropic phase is detached from any bath (thus a closed system) where the natural frequency of the oscillator is changed from one value to another, and the isothermal phase where the system (now rendered open) is put in contact with one or two squeezed baths of different temperatures, whose nonequilibrium dynamics follows the Hu-Paz-Zhang (HPZ) master equation for quantum Brownian motion. The HPZ equation is an exact non-Markovian equation which preserves the positivity of the density operator and is valid for (1) all temperatures, (2) arbitrary spectral density of the bath, and (3) arbitrary coupling strength between the system and the bath. Taking advantage of these properties we examine some key foundational issues of theories of quantum open and squeezed systems for these two phases of the quantum Otto engines. This includes (1) the non-Markovian regimes for non-Ohmic, low-temperature baths, (2) what to expect in nonadiabatic frequency modulations, (3) strong system-bath coupling, as well as (4) the proper junction conditions between these two phases. Our aim here is not to present ways for attaining higher efficiency but to build a more solid theoretical foundation for quantum engines of continuous variables covering a broader range of parameter spaces that we hope are of use for exploring such possibilities.

Intrinsic Entropy of Squeezed Quantum Fields and Nonequilibrium Quantum Dynamics of Cosmological Perturbations

Density contrasts in the universe are governed by scalar cosmological perturbations which, when expressed in terms of gauge-invariant variables, contain a classical component from scalar metric perturbations and a quantum component from inflaton field fluctuations. It has long been known that the effect of cosmological expansion on a quantum field amounts to squeezing. Thus, the entropy of cosmological perturbations can be studied by treating them in the framework of squeezed quantum systems. Entropy of a free quantum field is a seemingly simple yet subtle issue. In this paper, different from previous treatments, we tackle this issue with a fully developed nonequilibrium quantum field theory formalism for such systems. We compute the covariance matrix elements of the parametric quantum field and solve for the evolution of the density matrix elements and the Wigner functions, and, from them, derive the von Neumann entropy. We then show explicitly why the entropy for the squeezed yet closed system is zero, but is proportional to the particle number produced upon coarse-graining out the correlation between the particle pairs. We also construct the bridge between our quantum field-theoretic results and those using the probability distribution of classical stochastic fields by earlier authors, preserving some important quantum properties, such as entanglement and coherence, of the quantum field.

von Neumann entropy and entropy production of a damped harmonic oscillator

In this paper we analyze the entropy and entropy production of a nonisolated quantum system described within the quantum Brownian motion framework. This is a very general and paradigmatic framework for describing nonisolated quantum systems and can be used in any kind of coupling regime. We start by considering the application of von Neumann entropy to an arbitrarily damped quantum system making use of its reduced density operator. We argue that this application is formally valid and develop a path-integral method to evaluate that quantity analytically. We apply this technique to a harmonic oscillator in contact with a heat bath and obtain an exact form for its entropy. Then we study the entropy production of this system and enlighten important characteristics of its thermodynamical behavior on the pure quantum realm and also address their transition to the classical limit.

Strong Coupling Thermodynamics of Open Quantum Systems

A general thermodynamic framework is presented for open quantum systems in fixed contact with a thermal reservoir. The first and second law are obtained for arbitrary system-reservoir coupling strengths, and including both factorized and correlated initial conditions. The thermodynamic properties are adapted to the generally strong coupling regime, approaching the ones defined for equilibrium, and their standard weak-coupling counterparts as appropriate limits. Moreover, they can be inferred from measurements involving only system observables. Finally, a thermodynamic signature of non-Markovianity is formulated in the form of a negative entropy production rate.

Atom-Field Interaction: From Vacuum Fluctuations to Quantum Radiation and Quantum Dissipation or Radiation Reaction

In this paper, we dwell on three issues: (1) revisit the relation between vacuum fluctuations and radiation reaction in atom-field interactions, an old issue that began in the 1970s and settled in the 1990s with its resolution recorded in monographs; (2) the fluctuation–dissipation relation (FDR) of the system, pointing out the differences between the conventional form in linear response theory (LRT) assuming ultra-weak coupling between the system and the bath, and the FDR in an equilibrated final state, relaxed from the nonequilibrium evolution of an open quantum system; (3) quantum radiation from an atom interacting with a quantum field: We begin with vacuum fluctuations in the field acting on the internal degrees of freedom (idf) of an atom, adding to its dynamics a stochastic component which engenders quantum radiation whose backreaction causes quantum dissipation in the idf of the atom. We show explicitly how different terms representing these processes appear in the equations of motion. Then, using the example of a stationary atom, we show how the absence of radiation in this simple cases is a result of complex cancellations, at a far away observation point, of the interference between emitted radiation from the atom and the local fluctuations in the free field. In so doing we point out in Issue 1 that the entity which enters into the duality relation with vacuum fluctuations is not radiation reaction, which can exist as a classical entity, but quantum dissipation. Finally, regarding issue 2, we point out for systems with many atoms, the co-existence of a set of correlation-propagation relations (CPRs) describing how the correlations between the atoms are related to the propagation of their (retarded non-Markovian) mutual influence manifesting in the quantum field. The CPR is absolutely crucial in keeping the balance of energy flows between the constituents of the system, and between the system and its environment. Without the consideration of this additional relation in tether with the FDR, dynamical self-consistency cannot be sustained. A combination of these two sets of relations forms a generalized matrix FDR relation that captures the physical essence of the interaction between an atom and a quantum field at arbitrary coupling strength.

Strong coupling and non-Markovian effects in the statistical notion of temperature

We investigate the emergence of temperature T in the system-plus-reservoir paradigm starting from the fundamental microcanonical scenario at total fixed energy E where, contrary to the canonical approach, T=T(E) is not a control parameter but a derived auxiliary concept. As shown by Schwinger for the regime of weak coupling γ between subsystems, T(E) emerges from the saddle-point analysis leading to the ensemble equivalence up to corrections O(1/sqrt[N]) in the number of particles N that defines the thermodynamic limit. By extending these ideas for finite γ, while keeping N→∞, we provide a consistent generalization of temperature T(E,γ) in strongly coupled systems, and we illustrate its main features for the specific model of quantum Brownian motion where it leads to consistent microcanonical thermodynamics. Interestingly, while this T(E,γ) is a monotonically increasing function of the total energy E, its dependence with γ is a purely quantum effect notably visible near the ground-state energy and for large energies differs for Markovian and non-Markovian regimes.

Non-Markovianity and negative entropy production rates

Entropy production plays a fundamental role in nonequilibrium thermodynamics to quantify the irreversibility of open systems. Its positivity can be ensured for a wide class of setups, but the entropy production rate can become negative sometimes. This is often taken as an indicator of non-Markovianity. We make this link precise by showing under which conditions a negative entropy production rate implies non-Markovianity and when it does not. For a system coupled to a single heat bath, this can be established within a unified language for two setups: (i) the dynamics resulting from a coarse-grained description of a Markovian master equation and (ii) the classical Hamiltonian dynamics of a system coupled to a bath. The quantum version of the latter result is shown not to hold despite the fact that the integrated thermodynamic description is formally equivalent to the classical case. The instantaneous fixed point of a non-Markovian dynamics plays an important role in our study. Our key contribution is to provide a consistent theoretical framework to study the finite-time thermodynamics of a large class of dynamics with a precise link to its non-Markovianity.

Quantum Thermodynamics at Strong Coupling: Operator Thermodynamic Functions and Relations

Identifying or constructing a fine-grained microscopic theory that will emerge under specific conditions to a known macroscopic theory is always a formidable challenge. Thermodynamics is perhaps one of the most powerful theories and best understood examples of emergence in physical sciences, which can be used for understanding the characteristics and mechanisms of emergent processes, both in terms of emergent structures and the emergent laws governing the effective or collective variables. Viewing quantum mechanics as an emergent theory requires a better understanding of all this. In this work we aim at a very modest goal, not quantum mechanics as thermodynamics, not yet, but the thermodynamics of quantum systems, or quantum thermodynamics. We will show why even with this minimal demand, there are many new issues which need be addressed and new rules formulated. The thermodynamics of small quantum many-body systems strongly coupled to a heat bath at low temperatures with non-Markovian behavior contains elements, such as quantum coherence, correlations, entanglement and fluctuations, that are not well recognized in traditional thermodynamics, built on large systems vanishingly weakly coupled to a non-dynamical reservoir. For quantum thermodynamics at strong coupling, one needs to reexamine the meaning of the thermodynamic functions, the viability of the thermodynamic relations and the validity of the thermodynamic laws anew. After a brief motivation, this paper starts with a short overview of the quantum formulation based on Gelin & Thoss and Seifert. We then provide a quantum formulation of Jarzynski's two representations. We show how to construct the operator thermodynamic potentials, the expectation values of which provide the familiar thermodynamic variables. Constructing the operator thermodynamic functions and verifying or modifying their relations is a necessary first step in the establishment of a viable thermodynamics theory for quantum systems. We mention noteworthy subtleties for quantum thermodynamics at strong coupling, such as in issues related to energy and entropy, and possible ambiguities of their operator forms. We end by indicating some fruitful pathways for further developments.