Emergence of canonical ensembles from pure quantum states

Numerical evidence for approximate consistency and Markovianity of some quantum histories in a class of finite closed spin systems

Closed quantum systems obey the Schrödinger equation, whereas nonequilibrium behavior of many systems is routinely described in terms of classical, Markovian stochastic processes. Evidently, there are fundamental differences between those two types of behavior. We discuss the conditions under which the unitary dynamics may be mapped onto pertinent classical stochastic processes. This is first principally addressed based on the notions of "consistency" and "Markovianity." Numerical data are presented that show that the above conditions are to good approximation fulfilled for Heisenberg-type spin models comprising 12-20 spins. The accuracy to which these conditions are met increases with system size.

Necessity of Eigenstate Thermalization

Under the eigenstate thermalization hypothesis (ETH), quantum-quenched systems equilibrate towards canonical, thermal ensembles. While at first glance the ETH might seem a very strong hypothesis, we show that it is indeed not only sufficient but also necessary for thermalization. More specifically, we consider systems coupled to baths with well-defined macroscopic temperature and show that whenever all product states thermalize then the ETH must hold. Our result definitively settles the question of determining whether a quantum system has a thermal behavior, reducing it to checking whether its Hamiltonian satisfies the ETH.

Quantum heat baths satisfying the eigenstate thermalization hypothesis

A class of autonomous quantum heat baths satisfying the eigenstate thermalization hypothesis (ETH) criteria is proposed. We show that such systems are expected to cause thermal relaxation of much smaller quantum systems coupled to one of the baths local observables. The process of thermalization is examined through residual fluctuations of local observables of the bath around their thermal values predicted by ETH. It is shown that such fluctuations perturb the small quantum system causing its decoherence to the thermal state. As an example, we investigate theoretically and numerically thermalization of a qubit coupled to a realistic ETH quantum heat bath.

Entropy for quantum pure states and quantum H theorem

We construct a complete set of Wannier functions that are localized at both given positions and momenta. This allows us to introduce the quantum phase space, onto which a quantum pure state can be mapped unitarily. Using its probability distribution in quantum phase space, we define an entropy for a quantum pure state. We prove an inequality regarding the long-time behavior of our entropy's fluctuation. For a typical initial state, this inequality indicates that our entropy can relax dynamically to a maximized value and stay there most of time with small fluctuations. This result echoes the quantum H theorem proved by von Neumann [Zeitschrift für Physik 57, 30 (1929)]. Our entropy is different from the standard von Neumann entropy, which is always zero for quantum pure states. According to our definition, a system always has bigger entropy than its subsystem even when the system is described by a pure state. As the construction of the Wannier basis can be implemented numerically, the dynamical evolution of our entropy is illustrated with an example.

Equilibration of quantum chaotic systems

The quantum ergordic theorem for a large class of quantum systems was proved by von Neumann [Z. Phys. 57, 30 (1929)] and again by Reimann [Phys. Rev. Lett. 101, 190403 (2008)] in a more practical and well-defined form. However, it is not clear whether the theorem applies to quantum chaotic systems. With a rigorous proof still elusive, we illustrate and verify this theorem for quantum chaotic systems with examples. Our numerical results show that a quantum chaotic system with an initial low-entropy state will dynamically relax to a high-entropy state and reach equilibrium. The quantum equilibrium state reached after dynamical relaxation bears a remarkable resemblance to the classical microcanonical ensemble. However, the fluctuations around equilibrium are distinct: The quantum fluctuations are exponential while the classical fluctuations are Gaussian.

Statistical description of small quantum systems beyond the weak-coupling limit

An explicit expression is derived for the statistical description of small quantum systems, which are relatively weakly and directly coupled to only small parts of their environments. The derived expression has a canonical form, but is given by a renormalized self-Hamiltonian of the studied system, which appropriately takes into account the influence of the system-environment interaction. In the case that the system has a narrow spectrum and the environment is sufficiently large, the modification to the self-Hamiltonian usually has a mean-field feature, given by an environmental average of the interaction Hamiltonian. In other cases, the modification may be beyond the mean-field approximation.

Thermalization of a strongly interacting closed spin system: from coherent many-body dynamics to a Fokker-Planck equation

Thermalization has been shown to occur in a number of closed quantum many-body systems, but the description of the actual thermalization dynamics is prohibitively complex. Here, we present a model-in one and two dimensions-for which we can analytically show that the evolution into thermal equilibrium is governed by a Fokker-Planck equation derived from the underlying quantum dynamics. Our approach does not rely on a formal distinction of weakly coupled bath and system degrees of freedom. The results show that transitions within narrow energy shells lead to a dynamics which is dominated by entropy and establishes detailed balance conditions that determine both the eventual equilibrium state and the nonequilibrium relaxation to it.

Equivalence condition for the canonical and microcanonical ensembles in coupled spin systems

It is typically assumed, without justification, that a weak coupling between a system and a bath is a necessary condition for the equivalence of a canonical ensemble and a microcanonical ensemble. For instance, in a canonical ensemble, temperature emerges if the system and the bath are uncoupled or weakly coupled. We investigate the validity region of this weak-coupling approximation, using a coupled composite-spin system. Our results show that the spin coupling strength can be as large as the level spacing of the system, indicating that the weak-coupling approximation has a much wider region of validity than usually expected.