Nonthermal statistics in isolated quantum spin clusters after a series of perturbations

Floquet prethermalization and Rabi oscillations in optically excited Hubbard clusters

We study the properties of Floquet prethermal states in two-dimensional Mott-insulating Hubbard clusters under continuous optical excitation. With exact-diagonalization simulations, we show that Floquet prethermal states emerge not only off resonance, but also for resonant excitation, provided a small field amplitude. In the resonant case, the long-lived quasi-stationary Floquet states are characterized by Rabi oscillations of observables such as double occupation and kinetic energy. At stronger fields, thermalization to infinite temperature is observed. We provide explanations to these results by means of time-dependent perturbation theory. The main findings are substantiated by a finite-size analysis.

Suppression of Heating in Quantum Spin Clusters under Periodic Driving as a Dynamic Localization Effect

We investigate numerically and analytically the heating process in ergodic clusters of interacting spins 1/2 subjected to periodic pulses of an external magnetic field. Our findings indicate that there is a threshold for the pulse strength below which the heating is suppressed. This threshold decreases with the increase of the cluster size, approaching zero in the thermodynamic limit, yet it should be observable in clusters with fairly large Hilbert spaces. We obtain the above threshold quantitatively as a condition for the breakdown of the golden rule in the second-order perturbation theory. It is caused by the phenomenon of dynamic localization.

Work extraction in an isolated quantum lattice system: Grand canonical and generalized Gibbs ensemble predictions

We study work extraction (defined as the difference between the initial and the final energy) in noninteracting and (effectively) weakly interacting isolated fermionic quantum lattice systems in one dimension, which undergo a sequence of quenches and equilibration. The systems are divided in two parts, which we identify as the subsystem of interest and the bath. We extract work by quenching the on-site potentials in the subsystem, letting the entire system equilibrate, and returning to the initial parameters in the subsystem using a quasistatic process (the bath is never acted upon). We select initial states that are direct products of thermal states of the subsystem and the bath, and consider equilibration to the generalized Gibbs ensemble (GGE, noninteracting case) and to the Gibbs ensemble (GE, weakly interacting case). We identify the class of quenches that, in the thermodynamic limit, results in GE and GGE entropies after the quench that are identical to the one in the initial state (quenches that do not produce entropy). Those quenches guarantee maximal work extraction when thermalization occurs. We show that the same remains true in the presence of integrable dynamics that results in equilibration to the GGE.

Stability of quantum statistical ensembles with respect to local measurements

We introduce a stability criterion for quantum statistical ensembles describing macroscopic systems. An ensemble is called "stable" when a small number of local measurements cannot significantly modify the probability distribution of the total energy of the system. We apply this criterion to lattices of spins-1/2, thereby showing that the canonical ensemble is nearly stable, whereas statistical ensembles with much broader energy distributions are not stable. In the context of the foundations of quantum statistical physics, this result justifies the use of statistical ensembles with narrow energy distributions such as canonical or microcanonical ensembles.

Entropy for quantum pure states and quantum H theorem

We construct a complete set of Wannier functions that are localized at both given positions and momenta. This allows us to introduce the quantum phase space, onto which a quantum pure state can be mapped unitarily. Using its probability distribution in quantum phase space, we define an entropy for a quantum pure state. We prove an inequality regarding the long-time behavior of our entropy's fluctuation. For a typical initial state, this inequality indicates that our entropy can relax dynamically to a maximized value and stay there most of time with small fluctuations. This result echoes the quantum H theorem proved by von Neumann [Zeitschrift für Physik 57, 30 (1929)]. Our entropy is different from the standard von Neumann entropy, which is always zero for quantum pure states. According to our definition, a system always has bigger entropy than its subsystem even when the system is described by a pure state. As the construction of the Wannier basis can be implemented numerically, the dynamical evolution of our entropy is illustrated with an example.

Nonextensive thermodynamic functions in the Schrödinger-Gibbs ensemble

Schrödinger suggested that thermodynamical functions cannot be based on the gratuitous allegation that quantum-mechanical levels (typically the orthogonal eigenstates of the Hamiltonian operator) are the only allowed states for a quantum system [E. Schrödinger, Statistical Thermodynamics (Courier Dover, Mineola, 1967)]. Different authors have interpreted this statement by introducing density distributions on the space of quantum pure states with weights obtained as functions of the expectation value of the Hamiltonian of the system. In this work we focus on one of the best known of these distributions and prove that, when considered in composite quantum systems, it defines partition functions that do not factorize as products of partition functions of the noninteracting subsystems, even in the thermodynamical regime. This implies that it is not possible to define extensive thermodynamical magnitudes such as the free energy, the internal energy, or the thermodynamic entropy by using these models. Therefore, we conclude that this distribution inspired by Schrödinger's idea cannot be used to construct an appropriate quantum equilibrium thermodynamics.

Absence of exponential sensitivity to small perturbations in nonintegrable systems of spins 1/2

We show that macroscopic nonintegrable lattices of spins 1/2, which are often considered to be chaotic, do not exhibit the basic property of classical chaotic systems, namely, exponential sensitivity to small perturbations. We compare chaotic lattices of classical spins and nonintegrable lattices of spins 1/2 in terms of their magnetization responses to an imperfect reversal of spin dynamics known as Loschmidt echo. In the classical case, magnetization is exponentially sensitive to small perturbations with a characteristic exponent equal to twice the value of the largest Lyapunov exponent of the system. In the case of spins 1/2, magnetization is only power-law sensitive to small perturbations.

Quantum versus classical foundation of statistical mechanics under experimentally realistic conditions

Focusing on isolated macroscopic systems, described in terms of either a quantum mechanical or a classical model, our two key questions are how far does an initial ensemble (usually far from equilibrium and largely unknown in detail) evolve towards a stationary long-time behavior (equilibration) and how far is this steady state in agreement with the microcanonical ensemble as predicted by statistical mechanics (thermalization). A recently developed quantum mechanical treatment of the problem is briefly summarized, putting particular emphasis on the realistic modeling of experimental measurements and nonequilibrium initial conditions. Within this framework, equilibration can be proven under very weak assumptions about those measurements and initial conditions, while thermalization still requires quite strong additional hypotheses. An analogous approach within the framework of classical mechanics is developed and compared with the quantum case. In particular, the assumptions to guarantee classical equilibration are now rather strong, while thermalization then follows under relatively weak additional conditions.

Equilibration of quantum chaotic systems

The quantum ergordic theorem for a large class of quantum systems was proved by von Neumann [Z. Phys. 57, 30 (1929)] and again by Reimann [Phys. Rev. Lett. 101, 190403 (2008)] in a more practical and well-defined form. However, it is not clear whether the theorem applies to quantum chaotic systems. With a rigorous proof still elusive, we illustrate and verify this theorem for quantum chaotic systems with examples. Our numerical results show that a quantum chaotic system with an initial low-entropy state will dynamically relax to a high-entropy state and reach equilibrium. The quantum equilibrium state reached after dynamical relaxation bears a remarkable resemblance to the classical microcanonical ensemble. However, the fluctuations around equilibrium are distinct: The quantum fluctuations are exponential while the classical fluctuations are Gaussian.

Dynamics of thermalization and decoherence of a nanoscale system

We study the decoherence and thermalization dynamics of a nanoscale system coupled nonperturbatively to a fully quantum-mechanical bath. The system is prepared out of equilibrium in a pure state of the complete system. We propose a random matrix model and show analytically that there are two robust temporal regimes in the approach of the system to equilibrium-an initial Gaussian decay followed by an exponential tail, consistent with numerical results on small interacting lattices [S. Genway, A. F. Ho, and D. K. K. Lee, Phys. Rev. Lett. 105, 260402 (2010)]. Furthermore, the system decays towards a Gibbs ensemble in accordance with the eigenstate thermalization hypothesis.