3D face recognition: a survey

3D face recognition has become a trending research direction in both industry and academia. It inherits advantages from traditional 2D face recognition, such as the natural recognition process and a wide range of applications. Moreover, 3D face recognition systems could accurately recognize human faces even under dim lights and with variant facial positions and expressions, in such conditions 2D face recognition systems would have immense difficulty to operate. This paper summarizes the history and the most recent progresses in 3D face recognition research domain. The frontier research results are introduced in three categories: pose-invariant recognition, expression-invariant recognition, and occlusion-invariant recognition. To promote future research, this paper collects information about publicly available 3D face databases. This paper also lists important open problems.

Subject-specific and pose-oriented facial features for face recognition across poses

Most face recognition scenarios assume that frontal faces or mug shots are available for enrollment to the database, faces of other poses are collected in the probe set. Given a face from the probe set, one needs to determine whether a match in the database exists. This is under the assumption that in forensic applications, most suspects have their mug shots available in the database, and face recognition aims at recognizing the suspects when their faces of various poses are captured by a surveillance camera. This paper considers a different scenario: given a face with multiple poses available, which may or may not include a mug shot, develop a method to recognize the face with poses different from those captured. That is, given two disjoint sets of poses of a face, one for enrollment and the other for recognition, this paper reports a method best for handling such cases. The proposed method includes feature extraction and classification. For feature extraction, we first cluster the poses of each subject's face in the enrollment set into a few pose classes and then decompose the appearance of the face in each pose class using Embedded Hidden Markov Model, which allows us to define a set of subject-specific and pose-priented (SSPO) facial components for each subject. For classification, an Adaboost weighting scheme is used to fuse the component classifiers with SSPO component features. The proposed method is proven to outperform other approaches, including a component-based classifier with local facial features cropped manually, in an extensive performance evaluation study.

On linear combinations of dichotomizers for maximizing the area under the ROC curve

In this paper, we propose a method for the linear combination of several dichotomizers aimed at maximizing the area under the receiver operating characteristic (ROC) curve of the resulting classification system. This is particularly suited for real applications where it is difficult to exactly determine the key parameters such as costs and priors. In such cases, the accuracy is not adequate in measuring the quality of a classification system, while the ROC analysis provides the right tools for an appropriate assessment of the classification performance. The proposed approach revealed to be particularly effective with respect to other widespread combination rules both on artificial and real applications.