Underdetermined DOA Estimation of Quasi-Stationary Signals Using a Partly-Calibrated Array

DOA Estimation and Self-Calibration under Unknown Mutual Coupling

In practical applications, the assumption of omnidirectional elements is not effective in general, which leads to the direction-dependent mutual coupling (MC). Under this condition, the performance of traditional calibration algorithms suffers. This paper proposes a new self-calibration method based on the time-frequency distributions (TFDs) in the presence of direction-dependent MC. Firstly, the time-frequency (TF) transformation is used to calculate the space-time-frequency distributions (STFDs) matrix of received signals. After that, the estimated steering vector and corresponding noise subspace are estimated by the steps of noise removing, single-source TF points extracting and clustering. Then according to the transformation relationship between the MC coefficients, steering vector and MC matrix, we deduce a set of linear equations. Finally, with two-step alternating iteration, the equations are solved by least square method in order to estimate DOA and MC coefficients. Simulations results show that the proposed algorithm can achieve direction-dependent MC self-calibration and outperforms the existing algorithms.

Joint Estimation of DOA and Frequency of Multiple Sources with Orthogonal Coprime Arrays

A two-stage method is proposed to jointly estimate the direction-of-arrival (DOA) and carrier frequency (CF) of multiple sources, by using two orthogonal coprime arrays (CPAs). The DOAs of CF-known sources are estimated first by applying a spatial smoothing MUSIC algorithm. The contribution of these source signals is then removed from the originally received signal by applying an orthogonal complement projector. Next, a joint-ESPRIT algorithm is applied to estimate the DOAs and CFs of the remaining CF-unknown sources. With two orthogonal CPA(5, 6), the RMSE of DOA and CF of applying the proposed method to 30 sources, 13 of which have unknown CF, is less than 1% at SNR >5 dB.

Multiple Sound Sources Localization with Frame-by-Frame Component Removal of Statistically Dominant Source

Multiple sound sources localization is a hot topic in audio signal processing and is widely utilized in many application areas. This paper proposed a multiple sound sources localization method based on a statistically dominant source component removal (SDSCR) algorithm by soundfield microphone. The existence of the statistically weak source (SWS) among soundfield microphone signals is validated by statistical analysis. The SDSCR algorithm with joint an intra-frame and inter-frame statistically dominant source (SDS) discriminations is designed to remove the component of SDS while reserve the SWS component. The degradation of localization accuracy caused by the existence of the SWS is resolved using the SDSCR algorithm. The objective evaluation of the proposed method is conducted in simulated and real environments. The results show that the proposed method achieves a better performance compared with the conventional SSZ-based method both in sources localization and counting.

DOA Estimation for Underwater Target by Active Detection on Virtual Time Reversal Using a Uniform Linear Array

Aiming at addressing the problem caused by multipath effects in direction of arrival (DOA) estimation for underwater targets, a method based on the active detection on virtual time reversal (ADVTR) Capon algorithm is proposed. Unlike the conventional passive target estimation method ignoring the multipath effects but only considering the direct wave, the proposed method is closer to the actual situation in that the multipath signal propagation model is fully taken into account; in addition, active detection (AD) and virtual time reversal (VTR) processes are added, which use active detection to estimate channels, and virtual time reversal to realize focusing in a computer after the source-receive array (SRA) receives the reflected signal of the target. The combination of the two methods can greatly improve the energy of SRA and the precision of target direction estimation. With the popular acoustic field simulation tool Bellhop, the model proposed in this paper is verified. Compared with the conventional Capon method without time reversal, the simulation results show that the ADVTR Capon estimation method is far better, in terms of resolution and suppressing the sidelobes. It is suitable for the target DOA estimation under low signal-to-noise ratio (SNR) conditions. Further, we also show the ADVTR Capon estimation method works well in a real tank experiment.

ESPRIT-Like Two-Dimensional DOA Estimation for Monostatic MIMO Radar with Electromagnetic Vector Received Sensors under the Condition of Gain and Phase Uncertainties and Mutual Coupling

In this paper, we focus on the problem of two-dimensional direction of arrival (2D-DOA) estimation for monostatic MIMO Radar with electromagnetic vector received sensors (MIMO-EMVSs) under the condition of gain and phase uncertainties (GPU) and mutual coupling (MC). GPU would spoil the invariance property of the EMVSs in MIMO-EMVSs, thus the effective ESPRIT algorithm unable to be used directly. Then we put forward a C-SPD ESPRIT-like algorithm. It estimates the 2D-DOA and polarization station angle (PSA) based on the instrumental sensors method (ISM). The C-SPD ESPRIT-like algorithm can obtain good angle estimation accuracy without knowing the GPU. Furthermore, it can be applied to arbitrary array configuration and has low complexity for avoiding the angle searching procedure. When MC and GPU exist together between the elements of EMVSs, in order to make our algorithm feasible, we derive a class of separated electromagnetic vector receiver and give the S-SPD ESPRIT-like algorithm. It can solve the problem of GPU and MC efficiently. And the array configuration can be arbitrary. The effectiveness of our proposed algorithms is verified by the simulation result.

Direction-of-Arrival Estimation with Coarray ESPRIT for Coprime Array

A coprime array is capable of achieving more degrees-of-freedom for direction-of-arrival (DOA) estimation than a uniform linear array when utilizing the same number of sensors. However, existing algorithms exploiting coprime array usually adopt predefined spatial sampling grids for optimization problem design or include spectrum peak search process for DOA estimation, resulting in the contradiction between estimation performance and computational complexity. To address this problem, we introduce the Estimation of Signal Parameters via Rotational Invariance Techniques (ESPRIT) to the coprime coarray domain, and propose a novel coarray ESPRIT-based DOA estimation algorithm to efficiently retrieve the off-grid DOAs. Specifically, the coprime coarray statistics are derived according to the received signals from a coprime array to ensure the degrees-of-freedom (DOF) superiority, where a pair of shift invariant uniform linear subarrays is extracted. The rotational invariance of the signal subspaces corresponding to the underlying subarrays is then investigated based on the coprime coarray covariance matrix, and the incorporation of ESPRIT in the coarray domain makes it feasible to formulate the closed-form solution for DOA estimation. Theoretical analyses and simulation results verify the efficiency and the effectiveness of the proposed DOA estimation algorithm.

Performance Analysis of the Direct Position Determination Method in the Presence of Array Model Errors

The direct position determination approach was recently presented as a promising technique for the localization of a transmitting source with accuracy higher than that of the conventional two-step localization method. In this paper, the theoretical performance of a direct position determination estimator proposed by Weiss is examined for situations in which the array model errors are present. Our study starts from a matrix eigen-perturbation result, which expresses the perturbation of eigenvalues as a function of the disturbance added to the Hermitian matrix. The first-order asymptotic expression of the positioning errors is presented, from which an analytical expression for the mean square error of the direct localization is available. Additionally, explicit formulas for computing the probabilities of a successful localization are deduced. Finally, Cramér–Rao bound expressions for the position estimation are derived for two cases: (1) array model errors are absent and (2) array model errors are present. The obtained Cramér-Rao bounds provide insights into the effects of the array model errors on the localization accuracy. Simulation results support and corroborate the theoretical developments made in this paper.

An Improved DOA Estimation Approach Using Coarray Interpolation and Matrix Denoising

Co-prime arrays can estimate the directions of arrival (DOAs) of O(MN) sources with O(M+N) sensors, and are convenient to analyze due to their closed-form expression for the locations of virtual lags. However, the number of degrees of freedom is limited due to the existence of holes in difference coarrays if subspace-based algorithms such as the spatial smoothing multiple signal classification (MUSIC) algorithm are utilized. To address this issue, techniques such as positive definite Toeplitz completion and array interpolation have been proposed in the literature. Another factor that compromises the accuracy of DOA estimation is the limitation of the number of snapshots. Coarray-based processing is particularly sensitive to the discrepancy between the sample covariance matrix and the ideal covariance matrix due to the finite number of snapshots. In this paper, coarray interpolation based on matrix completion (MC) followed by a denoising operation is proposed to detect more sources with a higher accuracy. The effectiveness of the proposed method is based on the capability of MC to fill in holes in the virtual sensors and that of MC denoising operation to reduce the perturbation in the sample covariance matrix. The results of numerical simulations verify the superiority of the proposed approach.