Improved Random Forest Algorithm Based on Decision Paths for Fault Diagnosis of Chemical Process with Incomplete Data

Association Measure and Compact Prediction for Chemical Process Data from an Information-Theoretic Perspective

Mutual information (MI) has been widely used for association mining in complex chemical processes, but how to precisely estimate MI between variables of different numerical types, discriminate their association relationships with targets and finally achieve compact and interpretable prediction has not been discussed in detail, which may limit MI in more complicated industrial applications. Therefore, this paper first reviews the existing information-based association measures and proposes a general framework, GIEF, to consistently detect associations and independence between different types of variables. Then, the study defines four mutually exclusive association relations of variables from an information-theoretic perspective to guide feature selection and compact prediction in high-dimensional processes. Based on GIEF and conditional mutual information maximization (CMIM), a new algorithm, CMIM-GIEF, is proposed and tested on a fluidized catalytic cracking (FCC) process with 217 variables, one which achieves significantly improved accuracies with fewer variables in predicting the yields of four crucial products. The compact variables identified are also consistent with the results of Shapley Additive exPlanations (SHAP) and industrial experience, proving good adaptivity of the method for chemical process data.

Bearing Fault Diagnosis via Improved One-Dimensional Multi-Scale Dilated CNN

Bearings are the key and important components of rotating machinery. Effective bearing fault diagnosis can ensure operation safety and reduce maintenance costs. This paper aims to develop a novel bearing fault diagnosis method via an improved multi-scale convolutional neural network (IMSCNN). In traditional convolutional neural network (CNN), a fixed convolutional kernel is often employed in the convolutional layer. Thus, informative features can not be fully extracted for fault diagnosis. In the proposed IMSCNN, a 1D dimensional convolutional layer is used to mitigate the effect of noise contained in vibration signals. Then, four dilated convolutional kernels with different dilation rates are integrated to extract multi-scale features through the inception structure. Experimental results from the popular CWRU and PU datasets show the superiority of the proposed method by comparison with other related methods.