A tradeoff between acoustic and linguistic feature encoding in spoken language comprehension

Anatomically distinct cortical tracking of music and speech by slow (1-8Hz) and fast (70-120Hz) oscillatory activity

Music and speech encode hierarchically organized structural complexity at the service of human expressiveness and communication. Previous research has shown that populations of neurons in auditory regions track the envelope of acoustic signals within the range of slow and fast oscillatory activity. However, the extent to which cortical tracking is influenced by the interplay between stimulus type, frequency band, and brain anatomy remains an open question. In this study, we reanalyzed intracranial recordings from thirty subjects implanted with electrocorticography (ECoG) grids in the left cerebral hemisphere, drawn from an existing open-access ECoG database. Participants passively watched a movie where visual scenes were accompanied by either music or speech stimuli. Cross-correlation between brain activity and the envelope of music and speech signals, along with density-based clustering analyses and linear mixed-effects modeling, revealed both anatomically overlapping and functionally distinct mapping of the tracking effect as a function of stimulus type and frequency band. We observed widespread left-hemisphere tracking of music and speech signals in the Slow Frequency Band (SFB, band-passed filtered low-frequency signal between 1-8Hz), with near zero temporal lags. In contrast, cortical tracking in the High Frequency Band (HFB, envelope of the 70-120Hz band-passed filtered signal) was higher during speech perception, was more densely concentrated in classical language processing areas, and showed a frontal-to-temporal gradient in lag values that was not observed during perception of musical stimuli. Our results highlight a complex interaction between cortical region and frequency band that shapes temporal dynamics during processing of naturalistic music and speech signals.

Neural Dynamics of the Processing of Speech Features: Evidence for a Progression of Features from Acoustic to Sentential Processing

When we listen to speech, our brain's neurophysiological responses "track" its acoustic features, but it is less well understood how these auditory responses are enhanced by linguistic content. Here, we recorded magnetoencephalography responses while subjects of both sexes listened to four types of continuous speechlike passages: speech envelope-modulated noise, English-like nonwords, scrambled words, and a narrative passage. Temporal response function (TRF) analysis provides strong neural evidence for the emergent features of speech processing in the cortex, from acoustics to higher-level linguistics, as incremental steps in neural speech processing. Critically, we show a stepwise hierarchical progression of progressively higher-order features over time, reflected in both bottom-up (early) and top-down (late) processing stages. Linguistically driven top-down mechanisms take the form of late N400-like responses, suggesting a central role of predictive coding mechanisms at multiple levels. As expected, the neural processing of lower-level acoustic feature responses is bilateral or right lateralized, with left lateralization emerging only for lexicosemantic features. Finally, our results identify potential neural markers, linguistic-level late responses, derived from TRF components modulated by linguistic content, suggesting that these markers are indicative of speech comprehension rather than mere speech perception.

Language-specific neural dynamics extend syntax into the time domain

Studies of perception have long shown that the brain adds information to its sensory analysis of the physical environment. A touchstone example for humans is language use: to comprehend a physical signal like speech, the brain must add linguistic knowledge, including syntax. Yet, syntactic rules and representations are widely assumed to be atemporal (i.e., abstract and not bound by time), so they must be translated into time-varying signals for speech comprehension and production. Here, we test 3 different models of the temporal spell-out of syntactic structure against brain activity of people listening to Dutch stories: an integratory bottom-up parser, a predictive top-down parser, and a mildly predictive left-corner parser. These models build exactly the same structure but differ in when syntactic information is added by the brain-this difference is captured in the (temporal distribution of the) complexity metric "incremental node count." Using temporal response function models with both acoustic and information-theoretic control predictors, node counts were regressed against source-reconstructed delta-band activity acquired with magnetoencephalography. Neural dynamics in left frontal and temporal regions most strongly reflect node counts derived by the top-down method, which postulates syntax early in time, suggesting that predictive structure building is an important component of Dutch sentence comprehension. The absence of strong effects of the left-corner model further suggests that its mildly predictive strategy does not represent Dutch language comprehension well, in contrast to what has been found for English. Understanding when the brain projects its knowledge of syntax onto speech, and whether this is done in language-specific ways, will inform and constrain the development of mechanistic models of syntactic structure building in the brain.

The human auditory cortex concurrently tracks syllabic and phonemic timescales via acoustic spectral flux

Dynamical theories of speech processing propose that the auditory cortex parses acoustic information in parallel at the syllabic and phonemic timescales. We developed a paradigm to independently manipulate both linguistic timescales, and acquired intracranial recordings from 11 patients who are epileptic listening to French sentences. Our results indicate that (i) syllabic and phonemic timescales are both reflected in the acoustic spectral flux; (ii) during comprehension, the auditory cortex tracks the syllabic timescale in the theta range, while neural activity in the alpha-beta range phase locks to the phonemic timescale; (iii) these neural dynamics occur simultaneously and share a joint spatial location; (iv) the spectral flux embeds two timescales-in the theta and low-beta ranges-across 17 natural languages. These findings help us understand how the human brain extracts acoustic information from the continuous speech signal at multiple timescales simultaneously, a prerequisite for subsequent linguistic processing.

Neural Dynamics of the Processing of Speech Features: Evidence for a Progression of Features from Acoustic to Sentential Processing

When we listen to speech, our brain's neurophysiological responses "track" its acoustic features, but it is less well understood how these auditory responses are enhanced by linguistic content. Here, we recorded magnetoencephalography (MEG) responses while subjects listened to four types of continuous-speech-like passages: speech-envelope modulated noise, English-like non-words, scrambled words, and a narrative passage. Temporal response function (TRF) analysis provides strong neural evidence for the emergent features of speech processing in cortex, from acoustics to higher-level linguistics, as incremental steps in neural speech processing. Critically, we show a stepwise hierarchical progression of progressively higher order features over time, reflected in both bottom-up (early) and top-down (late) processing stages. Linguistically driven top-down mechanisms take the form of late N400-like responses, suggesting a central role of predictive coding mechanisms at multiple levels. As expected, the neural processing of lower-level acoustic feature responses is bilateral or right lateralized, with left lateralization emerging only for lexical-semantic features. Finally, our results identify potential neural markers, linguistic level late responses, derived from TRF components modulated by linguistic content, suggesting that these markers are indicative of speech comprehension rather than mere speech perception.

Convergent neural signatures of speech prediction error are a biological marker for spoken word recognition

We use MEG and fMRI to determine how predictions are combined with speech input in superior temporal cortex. We compare neural responses to words in which first syllables strongly or weakly predict second syllables (e.g., "bingo", "snigger" versus "tango", "meagre"). We further compare neural responses to the same second syllables when predictions mismatch with input during pseudoword perception (e.g., "snigo" and "meago"). Neural representations of second syllables are suppressed by strong predictions when predictions match sensory input but show the opposite effect when predictions mismatch. Computational simulations show that this interaction is consistent with prediction error but not alternative (sharpened signal) computations. Neural signatures of prediction error are observed 200 ms after second syllable onset and in early auditory regions (bilateral Heschl's gyrus and STG). These findings demonstrate prediction error computations during the identification of familiar spoken words and perception of unfamiliar pseudowords.

Deep-learning models reveal how context and listener attention shape electrophysiological correlates of speech-to-language transformation

To transform continuous speech into words, the human brain must resolve variability across utterances in intonation, speech rate, volume, accents and so on. A promising approach to explaining this process has been to model electroencephalogram (EEG) recordings of brain responses to speech. Contemporary models typically invoke context invariant speech categories (e.g. phonemes) as an intermediary representational stage between sounds and words. However, such models may not capture the complete picture because they do not model the brain mechanism that categorizes sounds and consequently may overlook associated neural representations. By providing end-to-end accounts of speech-to-text transformation, new deep-learning systems could enable more complete brain models. We model EEG recordings of audiobook comprehension with the deep-learning speech recognition system Whisper. We find that (1) Whisper provides a self-contained EEG model of an intermediary representational stage that reflects elements of prelexical and lexical representation and prediction; (2) EEG modeling is more accurate when informed by 5-10s of speech context, which traditional context invariant categorical models do not encode; (3) Deep Whisper layers encoding linguistic structure were more accurate EEG models of selectively attended speech in two-speaker "cocktail party" listening conditions than early layers encoding acoustics. No such layer depth advantage was observed for unattended speech, consistent with a more superficial level of linguistic processing in the brain.

The structure and statistics of language jointly shape cross-frequency neural dynamics during spoken language comprehension

Humans excel at extracting structurally-determined meaning from speech despite inherent physical variability. This study explores the brain's ability to predict and understand spoken language robustly. It investigates the relationship between structural and statistical language knowledge in brain dynamics, focusing on phase and amplitude modulation. Using syntactic features from constituent hierarchies and surface statistics from a transformer model as predictors of forward encoding models, we reconstructed cross-frequency neural dynamics from MEG data during audiobook listening. Our findings challenge a strict separation of linguistic structure and statistics in the brain, with both aiding neural signal reconstruction. Syntactic features have a more temporally spread impact, and both word entropy and the number of closing syntactic constituents are linked to the phase-amplitude coupling of neural dynamics, implying a role in temporal prediction and cortical oscillation alignment during speech processing. Our results indicate that structured and statistical information jointly shape neural dynamics during spoken language comprehension and suggest an integration process via a cross-frequency coupling mechanism.

Lexical Surprisal Shapes the Time Course of Syntactic Structure Building

When we understand language, we recognize words and combine them into sentences. In this article, we explore the hypothesis that listeners use probabilistic information about words to build syntactic structure. Recent work has shown that lexical probability and syntactic structure both modulate the delta-band (<4 Hz) neural signal. Here, we investigated whether the neural encoding of syntactic structure changes as a function of the distributional properties of a word. To this end, we analyzed MEG data of 24 native speakers of Dutch who listened to three fairytales with a total duration of 49 min. Using temporal response functions and a cumulative model-comparison approach, we evaluated the contributions of syntactic and distributional features to the variance in the delta-band neural signal. This revealed that lexical surprisal values (a distributional feature), as well as bottom-up node counts (a syntactic feature) positively contributed to the model of the delta-band neural signal. Subsequently, we compared responses to the syntactic feature between words with high- and low-surprisal values. This revealed a delay in the response to the syntactic feature as a consequence of the surprisal value of the word: high-surprisal values were associated with a delayed response to the syntactic feature by 150-190 ms. The delay was not affected by word duration, and did not have a lexical origin. These findings suggest that the brain uses probabilistic information to infer syntactic structure, and highlight an importance for the role of time in this process.

Dissociating prosodic from syntactic delta activity during natural speech comprehension

Decoding human speech requires the brain to segment the incoming acoustic signal into meaningful linguistic units, ranging from syllables and words to phrases. Integrating these linguistic constituents into a coherent percept sets the root of compositional meaning and hence understanding. One important cue for segmentation in natural speech is prosodic cues, such as pauses, but their interplay with higher-level linguistic processing is still unknown. Here, we dissociate the neural tracking of prosodic pauses from the segmentation of multi-word chunks using magnetoencephalography (MEG). We find that manipulating the regularity of pauses disrupts slow speech-brain tracking bilaterally in auditory areas (below 2 Hz) and in turn increases left-lateralized coherence of higher-frequency auditory activity at speech onsets (around 25-45 Hz). Critically, we also find that multi-word chunks-defined as short, coherent bundles of inter-word dependencies-are processed through the rhythmic fluctuations of low-frequency activity (below 2 Hz) bilaterally and independently of prosodic cues. Importantly, low-frequency alignment at chunk onsets increases the accuracy of an encoding model in bilateral auditory and frontal areas while controlling for the effect of acoustics. Our findings provide novel insights into the neural basis of speech perception, demonstrating that both acoustic features (prosodic cues) and abstract linguistic processing at the multi-word timescale are underpinned independently by low-frequency electrophysiological brain activity in the delta frequency range.

Early language experience modulates the tradeoff between acoustic-temporal and lexico-semantic cortical tracking of speech

Cortical tracking of speech is relevant for the development of speech perception skills. However, no study to date has explored whether and how cortical tracking of speech is shaped by accumulated language experience, the central question of this study. In 35 bilingual children (6-year-old) with considerably bigger experience in one language, we collected electroencephalography data while they listened to continuous speech in their two languages. Cortical tracking of speech was assessed at acoustic-temporal and lexico-semantic levels. Children showed more robust acoustic-temporal tracking in the least experienced language, and more sensitive cortical tracking of semantic information in the most experienced language. Additionally, and only for the most experienced language, acoustic-temporal tracking was specifically linked to phonological abilities, and lexico-semantic tracking to vocabulary knowledge. Our results indicate that accumulated linguistic experience is a relevant maturational factor for the cortical tracking of speech at different levels during early language acquisition.

Neural Representations of Non-native Speech Reflect Proficiency and Interference from Native Language Knowledge

Learning to process speech in a foreign language involves learning new representations for mapping the auditory signal to linguistic structure. Behavioral experiments suggest that even listeners that are highly proficient in a non-native language experience interference from representations of their native language. However, much of the evidence for such interference comes from tasks that may inadvertently increase the salience of native language competitors. Here we tested for neural evidence of proficiency and native language interference in a naturalistic story listening task. We studied electroencephalography responses of 39 native speakers of Dutch (14 male) to an English short story, spoken by a native speaker of either American English or Dutch. We modeled brain responses with multivariate temporal response functions, using acoustic and language models. We found evidence for activation of Dutch language statistics when listening to English, but only when it was spoken with a Dutch accent. This suggests that a naturalistic, monolingual setting decreases the interference from native language representations, whereas an accent in the listener's own native language may increase native language interference, by increasing the salience of the native language and activating native language phonetic and lexical representations. Brain responses suggest that such interference stems from words from the native language competing with the foreign language in a single word recognition system, rather than being activated in a parallel lexicon. We further found that secondary acoustic representations of speech (after 200 ms latency) decreased with increasing proficiency. This may reflect improved acoustic-phonetic models in more proficient listeners.Significance Statement Behavioral experiments suggest that native language knowledge interferes with foreign language listening, but such effects may be sensitive to task manipulations, as tasks that increase metalinguistic awareness may also increase native language interference. This highlights the need for studying non-native speech processing using naturalistic tasks. We measured neural responses unobtrusively while participants listened for comprehension and characterized the influence of proficiency at multiple levels of representation. We found that salience of the native language, as manipulated through speaker accent, affected activation of native language representations: significant evidence for activation of native language (Dutch) categories was only obtained when the speaker had a Dutch accent, whereas no significant interference was found to a speaker with a native (American) accent.

Distinct roles of delta- and theta-band neural tracking for sharpening and predictive coding of multi-level speech features during spoken language processing

The brain tracks and encodes multi-level speech features during spoken language processing. It is evident that this speech tracking is dominant at low frequencies (<8 Hz) including delta and theta bands. Recent research has demonstrated distinctions between delta- and theta-band tracking but has not elucidated how they differentially encode speech across linguistic levels. Here, we hypothesised that delta-band tracking encodes prediction errors (enhanced processing of unexpected features) while theta-band tracking encodes neural sharpening (enhanced processing of expected features) when people perceive speech with different linguistic contents. EEG responses were recorded when normal-hearing participants attended to continuous auditory stimuli that contained different phonological/morphological and semantic contents: (1) real-words, (2) pseudo-words and (3) time-reversed speech. We employed multivariate temporal response functions to measure EEG reconstruction accuracies in response to acoustic (spectrogram), phonetic and phonemic features with the partialling procedure that singles out unique contributions of individual features. We found higher delta-band accuracies for pseudo-words than real-words and time-reversed speech, especially during encoding of phonetic features. Notably, individual time-lag analyses showed that significantly higher accuracies for pseudo-words than real-words started at early processing stages for phonetic encoding (<100 ms post-feature) and later stages for acoustic and phonemic encoding (>200 and 400 ms post-feature, respectively). Theta-band accuracies, on the other hand, were higher when stimuli had richer linguistic content (real-words > pseudo-words > time-reversed speech). Such effects also started at early stages (<100 ms post-feature) during encoding of all individual features or when all features were combined. We argue these results indicate that delta-band tracking may play a role in predictive coding leading to greater tracking of pseudo-words due to the presence of unexpected/unpredicted semantic information, while theta-band tracking encodes sharpened signals caused by more expected phonological/morphological and semantic contents. Early presence of these effects reflects rapid computations of sharpening and prediction errors. Moreover, by measuring changes in EEG alpha power, we did not find evidence that the observed effects can be solitarily explained by attentional demands or listening efforts. Finally, we used directed information analyses to illustrate feedforward and feedback information transfers between prediction errors and sharpening across linguistic levels, showcasing how our results fit with the hierarchical Predictive Coding framework. Together, we suggest the distinct roles of delta and theta neural tracking for sharpening and predictive coding of multi-level speech features during spoken language processing.