Stochastic thermodynamics, fluctuation theorems and molecular machines

Nonequilibrium statistical mechanics of the turbulent energy cascade: Irreversibility and response functions

The statistical properties of turbulent flows are fundamentally different from those of systems at equilibrium due to the presence of an energy flux from the scales of injection to those where energy is dissipated by the viscous forces: a scenario dubbed "direct energy cascade." From a statistical mechanics point of view, the cascade picture prevents the existence of detailed balance, which holds at equilibrium, e.g., in the inviscid and unforced case. Here, we aim at characterizing the nonequilibrium properties of turbulent cascades in a shell model of turbulence by studying an asymmetric time-correlation function and the relaxation behavior of an energy perturbation, measured at scales smaller or larger than the perturbed one. We contrast the behavior of these two observables in both nonequilibrium (forced and dissipated) and equilibrium (inviscid and unforced) cases. Finally, we show that equilibrium and nonequilibrium physics coexist in the same system, namely, at scales larger and smaller, respectively, of the forcing scale.

Explicit mutual information for simple networks and neurons with lognormal activities

Networks with stochastic variables described by heavy-tailed lognormal distribution are ubiquitous in nature, and hence they deserve an exact information-theoretic characterization. We derive analytical formulas for mutual information between elements of different networks with correlated lognormally distributed activities. In a special case, we find an explicit expression for mutual information between neurons when neural activities and synaptic weights are lognormally distributed, as suggested by experimental data. Comparison of this expression with the case when these two variables have short tails reveals that mutual information with heavy tails for neurons and synapses is generally larger and can diverge for some finite variances in presynaptic firing rates and synaptic weights. This result suggests that evolution might prefer brains with heterogeneous dynamics to optimize information processing.

Irreversibility across a Nonreciprocal PT-Symmetry-Breaking Phase Transition

Nonreciprocal interactions are commonplace in continuum-level descriptions of both biological and synthetic active matter, yet studies addressing their implications for time reversibility have so far been limited to microscopic models. Here, we derive a general expression for the average rate of informational entropy production in the most generic mixture of conserved phase fields with nonreciprocal couplings and additive conservative noise. For the particular case of a binary system with Cahn-Hilliard dynamics augmented by nonreciprocal cross-diffusion terms, we observe a nontrivial scaling of the entropy production rate across a parity-time symmetry breaking phase transition. We derive a closed-form analytic expression in the weak-noise regime for the entropy production rate due to the emergence of a macroscopic dynamic phase, showing it can be written in terms of the global polar order parameter, a measure of parity-time symmetry breaking.

Spontaneous Vibrations and Stochastic Resonance of Short Oligomeric Springs

There is growing interest in molecular structures that exhibit dynamics similar to bistable mechanical systems. These structures have the potential to be used as two-state operating units for various functional purposes. Particularly intriguing are the bistable systems that display spontaneous vibrations and stochastic resonance. Previously, via molecular dynamics simulations, it was discovered that short pyridine-furan springs in water, when subjected to stretching with power loads, exhibit the bistable dynamics of a Duffing oscillator. In this study, we extend these simulations to include short pyridine-pyrrole and pyridine-furan springs in a hydrophobic solvent. Our findings demonstrate that these systems also display the bistable dynamics, accompanied by spontaneous vibrations and stochastic resonance activated by thermal noise.

Harnessing Viscoelasticity to Suppress Irreversibility Buildup in a Colloidal Stirling Engine

Typically, the rate at which a heat engine can produce useful work is constrained by the buildup of irreversibility with increasing operating speed. Here, using a recently developed reservoir engineering technique, we designed and quantified the performance of a colloidal Stirling engine operating in a viscoelastic bath. While the bath acts like a viscous fluid in the quasistatic limit, and the engine's performance agrees with equilibrium predictions, on reducing the cycle time to the bath's structural relaxation time, the increasingly elastic response of the bath aids suppress the buildup of irreversibility. We show that the elastic energy stored during the isothermal compression step of the Stirling cycle facilitates quick equilibration in the isothermal expansion step. This results in equilibriumlike efficiencies even for cycle times shorter than the equilibration time of the colloidal particle.

Biodiversity and Constrained Information Dynamics in Ecosystems: A Framework for Living Systems

The increase in ecosystem biodiversity can be perceived as one of the universal processes converting energy into information across a wide range of living systems. This study delves into the dynamics of living systems, highlighting the distinction between ex post adaptation, typically associated with natural selection, and its proactive counterpart, ex ante adaptability. Through coalescence experiments using synthetic ecosystems, we (i) quantified ecosystem stability, (ii) identified correlations between some biodiversity indexes and the stability, (iii) proposed a mechanism for increasing biodiversity through moderate inter-ecosystem interactions, and (iv) inferred that the information carrier of ecosystems is species composition, or merged genomic information. Additionally, it was suggested that (v) changes in ecosystems are constrained to a low-dimensional state space, with three distinct alteration trajectories-fluctuations, rapid environmental responses, and long-term changes-converging into this state space in common. These findings suggest that daily fluctuations may predict broader ecosystem changes. Our experimental insights, coupled with an exploration of living systems' information dynamics from an ecosystem perspective, enhance our predictive capabilities for natural ecosystem behavior, providing a universal framework for understanding a broad spectrum of living systems.

Improving the Cramér-Rao bound with the detailed fluctuation theorem

In some nonequilibrium systems, the distribution of entropy production p(Σ) satisfies the detailed fluctuation theorem (DFT) p(Σ)/p(-Σ)=exp(Σ). When the distribution p(Σ) shows a time dependence, the celebrated Cramér-Rao (CR) bound asserts that the mean entropy production rate is upper bounded in terms of the variance of Σ and the Fisher information with respect to time. In this paper we employ the DFT to derive an upper bound for the mean entropy production rate that improves the CR bound. We show that this new bound serves as an accurate approximation for the entropy production rate in the heat exchange problem mediated by a weakly coupled bosonic mode. The bound is saturated for the same setup when mediated by a weakly coupled qubit.

Full statistics of nonequilibrium heat and work for many-body quantum Otto engines and universal bounds: A nonequilibrium Green's function approach

We consider a generic four-stroke quantum Otto engine consisting of two unitary and two thermalization strokes with an arbitrary many-body working medium. Using the Schwinger-Keldysh nonequilibrium Green's function formalism, we provide an analytical expression for the cumulant generating function corresponding to the joint probability distribution of nonequilibrium work and heat. The obtained result is valid up to the second order of the external driving amplitude. We then focus on the linear response limit and obtained Onsager's transport coefficients for the generic Otto cycle and show that the traditional fluctuation-dissipation relation for the total work is violated in the quantum domain, whereas for heat it is preserved. This leads to remarkable consequences in obtaining universal constraints on heat and work fluctuations for engine and refrigerator regimes of the Otto cycle and further allows us to make connections to the thermodynamic uncertainty relations. These findings are illustrated using a paradigmatic model that can be feasibly implemented in experiments.

Thermodynamic bounds on time-reversal asymmetry

Quantifying irreversibility of a system using finite information constitutes a major challenge in stochastic thermodynamics. We introduce an observable that measures the time-reversal asymmetry between two states after a given time lag. Our central result is a bound on the time-reversal asymmetry in terms of the total cycle affinity driving the system out of equilibrium. This result leads to further thermodynamic bounds on the asymmetry of directed fluxes, on the asymmetry of finite-time cross-correlations, and on the cycle affinity of coarse-grained dynamics.

Kinetic temperature and pressure of an active Tonks gas

Using computer simulation and analytical theory, we study an active analog of the well-known Tonks gas, where active Brownian particles are confined to a periodic one-dimensional (1D) channel. By introducing the notion of a kinetic temperature, we derive an accurate analytical expression for the pressure and clarify the paradoxical behavior where active Brownian particles confined to 1D exhibit anomalous clustering but no motility-induced phase transition. More generally, this work provides a deeper understanding of pressure in active systems as we uncover a unique link between the kinetic temperature and swim pressure valid for active Brownian particles in higher dimensions.

Theory of nonequilibrium asymptotic state thermodynamics: Interacting Ehrenfest urn ring as an example

A generalized class of the nonequilibrium state, called the nonequilibrium asymptotic state (NEAS), is proposed. The NEAS is constructed within the framework of Fokker-Planck equations in thermodynamic limit. Besides the usual equilibrium state and nonequilibrium steady state (NESS), the class of NEAS could also cover the nonequilibrium periodic state (NEPS) in which its dynamics shows periodicity, the nonequilibrium quasiperiodic state (NEQPS), and nonequilibrium chaotic state (NECS) in which its dynamics becomes chaotic. Based on the theory of NEAS thermodynamics, the corresponding thermodynamics of different NEASs could also be determined. Finally the interacting Ehrenfest urn ring model is used as an example to illustrate how different kinds of NEAS (equilibrium state, uniform NESS, nonuniform NESS, NEPS) in the three-urn case are identified in our framework. In particular, the thermodynamics of NEPS and its phase transitions to other types of NEAS are studied.

Stochastic Thermodynamics of a Quantum Dot Coupled to a Finite-Size Reservoir

In nanoscale systems coupled to finite-size reservoirs, the reservoir temperature may fluctuate due to heat exchange between the system and the reservoirs. To date, a stochastic thermodynamic analysis of heat, work, and entropy production in such systems is, however, missing. Here we fill this gap by analyzing a single-level quantum dot tunnel coupled to a finite-size electronic reservoir. The system dynamics is described by a Markovian master equation, depending on the fluctuating temperature of the reservoir. Based on a fluctuation theorem, we identify the appropriate entropy production that results in a thermodynamically consistent statistical description. We illustrate our results by analyzing the work production for a finite-size reservoir Szilard engine.

A chemical reaction network implementation of a Maxwell demon

We study an autonomous model of a Maxwell demon that works by rectifying thermal fluctuations of chemical reactions. It constitutes the chemical analog of a recently studied electronic demon. We characterize its scaling behavior in the macroscopic limit, its performances, and the impact of potential internal delays. We obtain analytical expressions for all quantities of interest: the generated reverse chemical current, the output power, the transduction efficiency, and correlation between the number of molecules. Due to a bound on the nonequilibrium response of its chemical reaction network, we find that, contrary to the electronic case, there is no way for the Maxwell demon to generate a finite output in the macroscopic limit. Finally, we analyze the information thermodynamics of the Maxwell demon from a bipartite perspective. In the limit of a fast demon, the information flow is obtained, its pattern in the state space is discussed, and the behavior of partial efficiencies related to the measurement and feedback processes is examined.

Nonequilibrium Effects on Information Recoverability of the Noisy Channels

We investigated the impact of nonequilibrium conditions on the transmission and recovery of information through noisy channels. By measuring the recoverability of messages from an information source, we demonstrate that the ability to recover information is connected to the nonequilibrium behavior of the information flow, particularly in terms of sequential information transfer. We discovered that the mathematical equivalence of information recoverability and entropy production characterizes the dissipative nature of information transfer. Our findings show that both entropy production (or recoverability) and mutual information increase monotonically with the nonequilibrium strength of information dynamics. These results suggest that the nonequilibrium dissipation cost can enhance the recoverability of noise messages and improve the quality of information transfer. Finally, we propose a simple model to test our conclusions and found that the numerical results support our findings.

Trapped tracer in a non-equilibrium bath: dynamics and energetics

We study the dynamics of a tracer that is elastically coupled to active particles being kept at two different temperatures, as a prototype of tracer dynamics in a non-equilibrium bath. Employing analytical techniques, we find the exact solution of the probability density function for the effective motion of the tracer. The analytical results are supported by numerical simulations. By combining the experimentally accessible quantities such as the response function and the power spectrum, we measure the non-equilibrium fluctuations in terms of the effective temperature. In addition, we compute the energy dissipation rate to find the precise effects of activity. Our study is relevant in understanding athermal fluctuations arising in cytoskeletal networks or inside a chromosome.

Steady-state thermodynamics of a system with heat and mass flow coupling

Equilibrium thermodynamics describes the energy exchange of a body with its environment. Here, we describe the global energy exchange of an ideal gas in the Coutte flow in a thermodynamic-like manner. We derive a fundamental relation between internal energy as a function of parameters of state. We analyze a non-equilibrium transition in the system and postulate the extremum principle, which determines stable steady states in the system. The steady-state thermodynamic framework resembles equilibrium thermodynamics.

Maxwell's Demon Walks into Wall Street: Stochastic Thermodynamics Meets Expected Utility Theory

The interplay between thermodynamics and information theory has a long history, but its quantitative manifestations are still being explored. We import tools from expected utility theory from economics into stochastic thermodynamics. We prove that, in a process obeying Crooks's fluctuation relations, every α Rényi divergence between the forward process and its reverse has the operational meaning of the "certainty equivalent" of dissipated work (or, more generally, of entropy production) for a player with risk aversion r=α-1. The two known cases α=1 and α=∞ are recovered and receive the new interpretation of being associated with a risk-neutral and an extreme risk-averse player, respectively. Among the new results, the condition for α=0 describes the behavior of a risk-seeking player willing to bet on the transient violations of the second law. Our approach further leads to a generalized Jarzynski equality, and generalizes to a broader class of statistical divergences.

Work Fluctuations in Ergotropic Heat Engines

We study the work fluctuations in ergotropic heat engines, namely two-stroke quantum Otto engines where the work stroke is designed to extract the ergotropy (the maximum amount of work by a cyclic unitary evolution) from a couple of quantum systems at canonical equilibrium at two different temperatures, whereas the heat stroke thermalizes back the systems to their respective reservoirs. We provide an exhaustive study for the case of two qutrits whose energy levels are equally spaced at two different frequencies by deriving the complete work statistics. By varying the values of temperatures and frequencies, only three kinds of optimal unitary strokes are found: the swap operator U1, an idle swap U2 (where one of the qutrits is regarded as an effective qubit), and a non-trivial permutation of energy eigenstates U3, which indeed corresponds to the composition of the two previous unitaries, namely U3=U2U1. While U1 and U2 are Hermitian (and hence involutions), U3 is not. This point has an impact on the thermodynamic uncertainty relations (TURs), which bound the signal-to-noise ratio of the extracted work in terms of the entropy production. In fact, we show that all TURs derived from a strong detailed fluctuation theorem are violated by the transformation U3.

Non-reciprocity across scales in active mixtures

In active matter, particles typically experience mediated interactions, which are not constrained by Newton's third law and are therefore generically non-reciprocal. Non-reciprocity leads to a rich set of emerging behaviors that are hard to account for starting from the microscopic scale, due to the absence of a generic theoretical framework out of equilibrium. Here we consider bacterial mixtures that interact via mediated, non-reciprocal interactions (NRI) like quorum-sensing and chemotaxis. By explicitly relating microscopic and macroscopic dynamics, we show that, under conditions that we derive explicitly, non-reciprocity may fade upon coarse-graining, leading to large-scale equilibrium descriptions. In turn, this allows us to account quantitatively, and without fitting parameters, for the rich behaviors observed in microscopic simulations including phase separation, demixing, and multi-phase coexistence. We also derive the condition under which non-reciprocity survives coarse-graining, leading to a wealth of dynamical patterns. Again, our analytical approach allows us to predict the phase diagram of the system starting from its microscopic description. All in all, our work demonstrates that the fate of non-reciprocity across scales is a subtle and important question.

Optimal Power Extraction from Active Particles with Hidden States

We identify generic protocols achieving optimal power extraction from a single active particle subject to continuous feedback control under the assumption that its spatial trajectory, but not its instantaneous self-propulsion force, is accessible to direct observation. Our Bayesian approach draws on the Onsager-Machlup path integral formalism and is exemplified in the cases of free run-and-tumble and active Ornstein-Uhlenbeck dynamics in one dimension. Such optimal protocols extract positive work even in models characterized by time-symmetric positional trajectories and thus vanishing informational entropy production rates. We argue that the theoretical bounds derived in this work are those against which the performance of realistic active matter engines should be compared.

Exploring quasiprobability approaches to quantum work in the presence of initial coherence: Advantages of the Margenau-Hill distribution

In quantum thermodynamics, the two-projective-measurement (TPM) scheme provides a successful description of stochastic work only in the absence of initial quantum coherence. Extending the quantum work distribution to quasiprobability is a general way to characterize work fluctuation in the presence of initial coherence. However, among a large number of different definitions, there is no consensus on the most appropriate work quasiprobability. In this article, we list several physically reasonable requirements including the first law of thermodynamics, time-reversal symmetry, positivity of second-order moment, and a support condition for the work distribution. We prove that the only definition that satisfies all these requirements is the Margenau-Hill (MH) quasiprobability of work. In this sense, the MH quasiprobability of work shows its advantages over other definitions. As an illustration, we calculate the MH work distribution of a breathing harmonic oscillator with initial squeezed states and show the convergence to classical work distribution in the classical limit.

General limit to thermodynamic annealing performance

Annealing has proven highly successful in finding minima in a cost landscape. Yet, depending on the landscape, systems often converge towards local minima rather than global ones. In this Letter, we analyze the conditions for which annealing is approximately successful in finite time. We connect annealing to stochastic thermodynamics to derive a general bound on the distance between the system state at the end of the annealing and the ground state of the landscape. This distance depends on the amount of state updates of the system and the accumulation of nonequilibrium energy, two protocol and energy landscape-dependent quantities which we show are in a trade-off relation. We describe how to bound the two quantities both analytically and physically. This offers a general approach to assess the performance of annealing from accessible parameters, both for simulated and physical implementations.

Fluctuation theorems and thermodynamic inequalities for nonequilibrium processes stopped at stochastic times

We investigate the thermodynamics of general nonequilibrium processes stopped at stochastic times. We propose a systematic strategy for constructing fluctuation-theorem-like martingales for each thermodynamic functional, yielding a family of stopping-time fluctuation theorems. We derive second-law-like thermodynamic inequalities for the mean thermodynamic functional at stochastic stopping times, the bounds of which are even stronger than the thermodynamic inequalities resulting from the traditional fluctuation theorems when the stopping time is reduced to a deterministic one. Numerical verification is carried out for three well-known thermodynamic functionals, namely, entropy production, free energy dissipation, and dissipative work. These universal equalities and inequalities are valid for arbitrary stopping strategies, and thus provide a comprehensive framework with insights into the fundamental principles governing nonequilibrium systems.

Overcoming power-efficiency tradeoff in a micro heat engine by engineered system-bath interactions

All real heat engines, be it conventional macro engines or colloidal and atomic micro engines, inevitably tradeoff efficiency in their pursuit to maximize power. This basic postulate of finite-time thermodynamics has been the bane of all engine design for over two centuries and all optimal protocols implemented hitherto could at best minimize only the loss in the efficiency. The absence of a protocol that allows engines to overcome this limitation has prompted theoretical studies to suggest universality of the postulate in both passive and active engines. Here, we experimentally overcome the power-efficiency tradeoff in a colloidal Stirling engine by selectively reducing relaxation times over only the isochoric processes using system bath interactions generated by electrophoretic noise. Our approach opens a window of cycle times where the tradeoff is reversed and enables the engine to surpass even their quasistatic efficiency. Our strategies finally cut loose engine design from fundamental restrictions and pave way for the development of more efficient and powerful engines and devices.

Nonequilibrium interfacial properties of chemically driven fluids

Chemically driven fluids can demix to form condensed droplets that exhibit phase behaviors not observed at equilibrium. In particular, nonequilibrium interfacial properties can emerge when the chemical reactions are driven differentially between the interior and exterior of the phase-separated droplets. Here, we use a minimal model to study changes in the interfacial tension between coexisting phases away from equilibrium. Simulations of both droplet nucleation and interface roughness indicate that the nonequilibrium interfacial tension can either be increased or decreased relative to its equilibrium value, depending on whether the driven chemical reactions are accelerated or decelerated within the droplets. Finally, we show that these observations can be understood using a predictive theory based on an effective thermodynamic equilibrium.

Universal Relation between Entropy and Kinetics

Relating thermodynamic and kinetic properties is a conceptual challenge with many practical benefits. Here, based on first principles, we derive a rigorous inequality relating the entropy and the dynamic propagator of particle configurations. It is universal and applicable to steady states arbitrarily far from thermodynamic equilibrium. Applying the general relation to diffusive dynamics yields a relation between the entropy and the (normal or anomalous) diffusion coefficient. The relation can be used to obtain useful bounds for the late-time diffusion coefficient from the calculated steady-state entropy or, conversely, to estimate the entropy based on measured diffusion coefficients. We demonstrate the validity and usefulness of the relation through several examples and discuss its broad range of applications, in particular, for systems far from equilibrium.

Nonequilibrium design strategies for functional colloidal assemblies

We use a nonequilibrium variational principle to optimize the steady-state, shear-induced interconversion of self-assembled nanoclusters of DNA-coated colloids. Employing this principle within a stochastic optimization algorithm allows us to identify design strategies for functional materials. We find that far-from-equilibrium shear flow can significantly enhance the flux between specific colloidal states by decoupling trade-offs between stability and reactivity required by systems in equilibrium. For isolated nanoclusters, we find nonequilibrium strategies for amplifying transition rates by coupling a given reaction coordinate to the background shear flow. We also find that shear flow can be made to selectively break detailed balance and maximize probability currents by coupling orientational degrees of freedom to conformational transitions. For a microphase consisting of many nanoclusters, we study the flux of colloids hopping between clusters. We find that a shear flow can amplify the flux without a proportional compromise on the microphase structure. This approach provides a general means of uncovering design principles for nanoscale, autonomous, functional materials driven far from equilibrium.

Stochastic thermodynamics: dissipativity, accumulativity, energy storage and entropy production

In this paper, we develop an energy-based dynamical system model driven by a Markov input process to present a unified framework for stochastic thermodynamics predicated on a stochastic dynamical systems formalism. Specifically, using a stochastic dissipativity, losslessness and accumulativity theory, we develop a nonlinear stochastic port-Hamiltonian system model characterized by energy conservation and entropy non-conservation laws that are consistent with statistical thermodynamic principles. In particular, we show that the difference between the average stored system energy and the average supplied system energy for our stochastic thermodynamic model is a martingale with respect to the system filtration, whereas the difference between average system entropy production and the average system entropy consumption is a submartingale with respect to the system filtration. This article is part of the theme issue 'Thermodynamics 2.0: Bridging the natural and social sciences (Part 2)'.

Topologically constrained fluctuations and thermodynamics regulate nonequilibrium response

The limits on a system's response to external perturbations inform our understanding of how physical properties can be shaped by microscopic characteristics. Here, we derive constraints on the steady-state nonequilibrium response of physical observables in terms of the topology of the microscopic state space and the strength of thermodynamic driving. Notably, evaluation of these limits requires no kinetic information beyond the state-space structure. When applied to models of receptor binding, we find that sensitivity is bounded by the steepness of a Hill function with a Hill coefficient enhanced by the chemical driving beyond the structural equilibrium limit.

Large deviations of the stochastic area for linear diffusions

The area enclosed by the two-dimensional Brownian motion in the plane was studied by Lévy, who found the characteristic function and probability density of this random variable. For other planar processes, in particular ergodic diffusions described by linear stochastic differential equations (SDEs), only the expected value of the stochastic area is known. Here we calculate the generating function of the stochastic area for linear SDEs, which can be related to the integral of the angular momentum, and extract from the result the large deviation functions characterizing the dominant part of its probability density in the long-time limit, as well as the effective SDE describing how large deviations arise in that limit. In addition, we obtain the asymptotic mean of the stochastic area, which is known to be related to the probability current, and the asymptotic variance, which is important for determining from observed trajectories whether or not a diffusion is reversible. Examples of reversible and irreversible linear SDEs are studied to illustrate our results.

Thermodynamic variational relation

In systems far from equilibrium, the statistics of observables are connected to entropy production, leading to the thermodynamic uncertainty relation (TUR). However, the derivation of TURs often involves constraining the parity of observables, such as considering asymmetric currents, making it unsuitable for the general case. We propose a thermodynamic variational relation (TVR) between the statistics of general observables and entropy production, based on the variational representation of f divergences. From this result, we derive a universal TUR and other relations for higher-order statistics of observables.

Monitored nonadiabatic and coherent-controlled quantum unital Otto heat engines: First four cumulants

Recently, measurement-based quantum thermal machines have drawn more attention in the field of quantum thermodynamics. However, the previous results on quantum Otto heat engines were either limited to special unital and nonunital channels in the bath stages, or a specific driving protocol at the work strokes and assuming the cycle being time-reversal symmetric, i.e., V^{†}=U (or V=U). In this paper, we consider a single spin-1/2 quantum Otto heat engine, by first replacing one of the heat baths by an arbitrary unital channel, and then we give the exact analytical expression of the characteristic function from which all the cumulants of heat and work emerge. We prove that under the effect of monitoring, ν_{2}>ν_{1} is a necessary condition for positive work, either for a symmetric or asymmetric-driven Otto cycle. Furthermore, going beyond the average we show that the ratio of the fluctuations of work and heat is lower and upper-bounded when the system is working as a heat engine. However, differently from the previous results in the literature, we consider the third and fourth cumulants as well. It is shown that the ratio of the third (fourth) cumulants of work and heat is not upper-bounded by unity nor lower-bounded by the third (fourth) power of the efficiency, as is the case for the ratio of fluctuations. Finally, we consider applying a specific unital map that plays the role of a heat bath in a coherently superposed manner, and we show the role of the initial coherence of the control qubit on efficiency, on the average work and its relative fluctuations.

How to train your demon to do fast information erasure without heat production

Time-dependent protocols that perform irreversible logical operations, such as memory erasure, cost work and produce heat, placing bounds on the efficiency of computers. Here we use a prototypical computer model of a physical memory to show that it is possible to learn feedback-control protocols to do fast memory erasure without input of work or production of heat. These protocols, which are enacted by a neural-network "demon," do not violate the second law of thermodynamics because the demon generates more heat than the memory absorbs. The result is a form of nonlocal heat exchange in which one computation is rendered energetically favorable while a compensating one produces heat elsewhere, a tactic that could be used to rationally design the flow of energy within a computer.

Entropy production and collective excitations of crystals out of equilibrium: The concept of entropons

We study the collective vibrational excitations of crystals under out-of-equilibrium steady conditions that give rise to entropy production. Their excitation spectrum comprises equilibriumlike phonons of thermal origin and additional collective excitations called entropons because each of them represents a mode of spectral entropy production. Entropons coexist with phonons and dominate them when the system is far from equilibrium while they are negligible in near-equilibrium regimes. The concept of entropons has been recently introduced and verified in a special case of crystals formed by self-propelled particles. Here we show that entropons exist in a broader class of active crystals that are intrinsically out of equilibrium and characterized by the lack of detailed balance. After a general derivation, several explicit examples are discussed, including crystals consisting of particles with alignment interactions and frictional contact forces.

Adiabatic computing for optimal thermodynamic efficiency of information processing

Landauer's principle makes a strong connection between information theory and thermodynamics by stating that erasing a one-bit memory at temperature [Formula: see text] requires an average energy larger than [Formula: see text], with [Formula: see text] Boltzmann's constant. This tiny limit has been saturated in model experiments using quasistatic processes. For faster operations, an overhead proportional to the processing speed and to the memory damping appears. In this article, we show that underdamped systems are a winning strategy to reduce this extra energetic cost. We prove both experimentally and theoretically that, in the limit of vanishing dissipation mechanisms in the memory, the physical system is thermally insulated from its environment during fast erasures, i.e., fast protocols are adiabatic as no heat is exchanged with the bath. Using a fast optimal erasure protocol, we also show that these adiabatic processes produce a maximum adiabatic temperature [Formula: see text], and that Landauer's bound for fast erasures in underdamped systems becomes the adiabatic bound: [Formula: see text].

Optimal Time-Entropy Bounds and Speed Limits for Brownian Thermal Shortcuts

By controlling the variance of the radiation pressure exerted on an optically trapped microsphere in real time, we engineer temperature protocols that shortcut thermal relaxation when transferring the microsphere from one thermal equilibrium state to another. We identify the entropic footprint of such accelerated transfers and derive optimal temperature protocols that either minimize the production of entropy for a given transfer duration or accelerate the transfer for a given entropic cost as much as possible. Optimizing the trade-off yields time-entropy bounds that put speed limits on thermalization schemes. We further show how optimization expands the possibilities for accelerating Brownian thermalization down to its fundamental limits. Our approach paves the way for the design of optimized, finite-time thermodynamics for Brownian engines. It also offers a platform for investigating fundamental connections between information geometry and finite-time processes.

Information in feedback ratchets

Feedback control uses the state information of the system to actuate on it. The information used implies an effective entropy reduction of the controlled system, potentially increasing its performance. How to compute this entropy reduction has been formally shown for a general system and has been explicitly computed for spatially discrete systems. Here, we address a relevant example of how to compute the entropy reduction by information in a spatially continuous feedback-controlled system. Specifically, we consider a feedback flashing ratchet, which constitutes a paradigmatic example for the role of information and feedback in the dynamics and thermodynamics of transport induced by the rectification of Brownian motion. A Brownian particle moves in a periodic potential that is switched on and off by a controller. The controller measures the position of the particle at regular intervals and performs the switching depending on the result of the measurement. This system reaches a long-time dynamical regime with a nonzero mean particle velocity, even for a symmetric potential. Here, we calculate the efficiency at maximum power in this long-time regime, computing all the required contributions. We show how the entropy reduction can be evaluated from the entropy of the non-Markovian sequence of control actions, and we also discuss the required sampling effort for its accurate computation. Moreover, the output power developed by the particle against an external force is investigated, which-for some values of the system parameters-is shown to become larger than the input power provided by the switching of the potential. The apparent efficiency of the ratchet thus becomes higher than one, if the entropy reduction contribution is not considered. This result highlights the relevance of including the entropy reduction by information in the thermodynamic balance of feedback-controlled devices, specifically when writing the second principle. The inclusion of the entropy reduction by information leads to a well-behaved efficiency over all the range of parameters investigated.

Universal Scaling Bounds on a Quantum Heat Current

In this Letter, we derive new bounds on a heat current flowing into a quantum L-particle system coupled with a Markovian environment. By assuming that a system Hamiltonian and a system-environment interaction Hamiltonian are extensive in L, we prove that the absolute value of the heat current scales at most as Θ(L^{3}) in a limit of large L. Furthermore, we present an example of noninteracting particles globally coupled with a thermal bath, for which this bound is saturated in terms of scaling. However, the construction of such a system requires many-body interactions induced by the environment, which may be difficult to realize with the existing technology. To consider more feasible cases, we consider a class of the system where any nondiagonal elements of the noise operator (derived from the system-environment interaction Hamiltonian) become zero in the system energy basis, if the energy difference exceeds a certain value ΔE. Then, for ΔE=Θ(L^{0}), we derive another scaling bound Θ(L^{2}) on the absolute value of the heat current, and the so-called superradiance belongs to a class for which this bound is saturated. Our results are useful for evaluating the best achievable performance of quantum-enhanced thermodynamic devices, including far-reaching applications such as quantum heat engines, quantum refrigerators, and quantum batteries.

Thermodynamic Bound on the Asymmetry of Cross-Correlations

The principle of microscopic reversibility says that, in equilibrium, two-time cross-correlations are symmetric under the exchange of observables. Thus, the asymmetry of cross-correlations is a fundamental, measurable, and often-used statistical signature of deviation from equilibrium. Here we find a simple and universal inequality that bounds the magnitude of asymmetry by the cycle affinity, i.e., the strength of thermodynamic driving. Our result applies to a large class of systems and all state observables, and it suggests a fundamental thermodynamic cost for various nonequilibrium functions quantified by the asymmetry. It also provides a powerful tool to infer affinity from measured cross-correlations, in a different and complementary way to the thermodynamic uncertainty relations. As an application, we prove a thermodynamic bound on the coherence of noisy oscillations, which was previously conjectured by Barato and Seifert [Phys. Rev. E 95, 062409 (2017)PRESCM2470-004510.1103/PhysRevE.95.062409]. We also derive a thermodynamic bound on directed information flow in a biochemical signal transduction model.

Nonequilibrium Thermodynamics of the Majority Vote Model

The majority vote model is one of the simplest opinion systems yielding distinct phase transitions and has garnered significant interest in recent years. This model, as well as many other stochastic lattice models, are formulated in terms of stochastic rules with no connection to thermodynamics, precluding the achievement of quantities such as power and heat, as well as their behaviors at phase transition regimes. Here, we circumvent this limitation by introducing the idea of a distinct and well-defined thermal reservoir associated to each local configuration. Thermodynamic properties are derived for a generic majority vote model, irrespective of its neighborhood and lattice topology. The behavior of energy/heat fluxes at phase transitions, whether continuous or discontinuous, in regular and complex topologies, is investigated in detail. Unraveling the contribution of each local configuration explains the nature of the phase diagram and reveals how dissipation arises from the dynamics.

Revealing the Nonequilibrium Nature of a Granular Intruder: The Crucial Role of Non-Gaussian Behavior

The characterization of the distance from equilibrium is a debated problem in particular in the treatment of experimental signals. If the signal is a one-dimensional time series, such a goal becomes challenging. A paradigmatic example is the angular diffusion of a rotator immersed in a vibro-fluidized granular gas. Here, we experimentally observe that the rotator's angular velocity exhibits significant differences with respect to an equilibrium process. Exploiting the presence of two relevant timescales and non-Gaussian velocity increments, we quantify the breakdown of time-reversal asymmetry, which would vanish in the case of a 1D Gaussian process. We deduce a new model for the massive probe, with two linearly coupled variables, incorporating both Gaussian and Poissonian noise, the latter motivated by the rarefied collisions with the granular bath particles. Our model reproduces the experiment in a range of densities, from dilute to moderately dense, with a meaningful dependence of the parameters on the density. We believe the framework proposed here opens the way to a more consistent and meaningful treatment of out-of-equilibrium and dissipative systems.

Energy Conversion and Entropy Production in Biased Random Walk Processes-From Discrete Modeling to the Continuous Limit

We considered discrete and continuous representations of a thermodynamic process in which a random walker (e.g., a molecular motor on a molecular track) uses periodically pumped energy (work) to pass N sites and move energetically downhill while dissipating heat. Interestingly, we found that, starting from a discrete model, the limit in which the motion becomes continuous in space and time (N→∞) is not unique and depends on what physical observables are assumed to be unchanged in the process. In particular, one may (as usually done) choose to keep the speed and diffusion coefficient fixed during this limiting process, in which case, the entropy production is affected. In addition, we also studied processes in which the entropy production is kept constant as N→∞ at the cost of a modified speed or diffusion coefficient. Furthermore, we also combined this dynamics with work against an opposing force, which made it possible to study the effect of discretization of the process on the thermodynamic efficiency of transferring the power input to the power output. Interestingly, we found that the efficiency was increased in the limit of N→∞. Finally, we investigated the same process when transitions between sites can only happen at finite time intervals and studied the impact of this time discretization on the thermodynamic variables as the continuous limit is approached.

Physical Grounds for Causal Perspectivalism

We ground the asymmetry of causal relations in the internal physical states of a special kind of open and irreversible physical system, a causal agent. A causal agent is an autonomous physical system, maintained in a steady state, far from thermal equilibrium, with special subsystems: sensors, actuators, and learning machines. Using feedback, the learning machine, driven purely by thermodynamic constraints, changes its internal states to learn probabilistic functional relations inherent in correlations between sensor and actuator records. We argue that these functional relations just are causal relations learned by the agent, and so such causal relations are simply relations between the internal physical states of a causal agent. We show that learning is driven by a thermodynamic principle: the error rate is minimised when the dissipated power is minimised. While the internal states of a causal agent are necessarily stochastic, the learned causal relations are shared by all machines with the same hardware embedded in the same environment. We argue that this dependence of causal relations on such 'hardware' is a novel demonstration of causal perspectivalism.

Effects of the self-propulsion parity on the efficiency of a fuel-consuming active heat engine

We propose a thermodynamically consistent, analytically tractable model of steady-state active heat engines driven by both temperature difference and a constant chemical driving. While the engine follows the dynamics of the active Ornstein-Uhlenbeck particle, its self-propulsion stems from the mechanochemical coupling with the fuel consumption dynamics, allowing for both even- and odd-parity self-propulsion forces. Using the standard methods of stochastic thermodynamics, we show that the entropy production of the engine satisfies the conventional Clausius relation, based on which we define the efficiency of the model that is bounded from above by the second law of thermodynamics. Using this framework, we obtain exact expressions for the efficiency at maximum power. The results show that the engine performance has a nonmonotonic dependence on the magnitude of the chemical driving and that the even-parity (odd-parity) engines perform better when the size of the engine is smaller (larger) than the persistence length of the active particle. We also discuss the existence of a tighter upper bound on the efficiency of the odd-parity engines stemming from the detailed structure of the entropy production.

Full counting statistics, fluctuation relations, and linear response properties in a one-dimensional Kitaev chain

We analytically calculate the cumulant generating function of energy and particle transport in an open one-dimensional Kitaev chain at finite temperature by utilizing the Keldysh technique. The joint distribution of particle and energy currents satisfies different fluctuation relations in different regions of the parameter space as a result of U(1) symmetry breaking and energy conservation. Furthermore, we investigate the linear response behavior of the Kitaev chain within the framework of three-terminal systems, deriving the expressions for the Seebeck coefficient and thermal conductance. Notably, we observe a pronounced peak in the thermal conductance near the phase transition point, in agreement with previous predictions. Additionally, we prove that the peak value saturates at half of the thermal conductance quantum for finite-length chains at the zero temperature limit.

Charging capacitors from thermal fluctuations using diodes

We theoretically consider a graphene ripple as a Brownian particle coupled to an energy storage circuit. When circuit and particle are at the same temperature, the second law forbids harvesting energy from the thermal motion of the Brownian particle, even if the circuit contains a rectifying diode. However, when the circuit contains a junction followed by two diodes wired in opposition, the approach to equilibrium may become ultraslow. Detailed balance is temporarily broken as current flows between the two diodes and charges storage capacitors. The energy harvested by each capacitor comes from the thermal bath of the diodes while the system obeys the first and second laws of thermodynamics.

Single-energy-measurement integral fluctuation theorem and nonprojective measurements

We study a Jarzysnki-type equality for work in systems that are monitored using nonprojective unsharp measurements. The information acquired by the observer from the outcome f of an energy measurement and the subsequent conditioned normalized state ρ[over ̂](t,f) evolved up to a final time t are used to define work, as the difference between the final expectation value of the energy and the result f of the measurement. The Jarzynski equality obtained depends on the coherences that the state develops during the process, the characteristics of the meter used to measure the energy, and the noise it induces into the system. We analyze those contributions in some detail to unveil their role. We show that in very particular cases, but not in general, the effect of such noise gives a factor multiplying the result that would be obtained if projective measurements were used instead of nonprojective ones. The unsharp character of the measurements used to monitor the energy of the system, which defines the resolution of the meter, leads to different scenarios of interest. In particular, if the distance between neighboring elements in the energy spectrum is much larger than the resolution of the meter, then a similar result to the projective measurement case is obtained, up to a multiplicative factor that depends on the meter. A more subtle situation arises in the opposite case in which measurements may be noninformative, i.e., they may not contribute to update the information about the system. In this case a correction to the relation obtained in the nonoverlapping case appears. We analyze the conditions in which such a correction becomes negligible. We also study the coherences, in terms of the relative entropy of coherence developed by the evolved post-measurement state. We illustrate the results by analyzing a two-level system monitored by a simple meter.

Arbitrary-time thermodynamic uncertainty relation from fluctuation theorem

The thermodynamic uncertainty relation (TUR) provides a universal entropic bound for the precision of the fluctuation of the charge transfer, for example, for a class of continuous-time stochastic processes. However, its extension to general nonequilibrium dynamics is still an unsolved problem. We derive TUR for an arbitrary finite time from exchange fluctuation theorem under a geometric necessary and sufficient condition. We also generally show a necessary and sufficient condition of multidimensional TUR in a unified manner. As a nontrivial practical consequence, we obtain universal scaling relations among the mean and variance of the charge transfer in short time regime. In this manner, we can deepen our understanding of a link between two important rigorous relations, i.e., the fluctuation theorem and the thermodynamic uncertainty relation.

Entropons as collective excitations in active solids

The vibrational dynamics of solids is described by phonons constituting basic collective excitations in equilibrium crystals. Here, we consider a non-equilibrium active solid, formed by self-propelled particles, which bring the system into a non-equilibrium steady-state. We identify novel vibrational collective excitations of non-equilibrium (active) origin, which coexist with phonons and dominate over them when the system is far from equilibrium. These vibrational excitations are interpreted in the framework of non-equilibrium physics, in particular, stochastic thermodynamics. We call them "entropons" because they are the modes of spectral entropy production (at a given frequency and wave vector). The existence of entropons could be verified in future experiments on dense self-propelled colloidal Janus particles and granular active matter, as well as in living systems, such as dense cell monolayers.

Bounds on nonequilibrium fluctuations for asymmetrically driven quantum Otto engines

For a four-stroke asymmetrically driven quantum Otto engine with working medium modeled by a single qubit, we study the bounds on nonequilibrium fluctuations of work and heat. We find strict relations between the fluctuations of work and individual heat for hot and cold reservoirs in arbitrary operational regimes. Focusing on the engine regime, we show that the ratio of nonequilibrium fluctuations of output work to input heat from the hot reservoir is both upper and lower bounded. As a consequence, we establish a hierarchical relation between the relative fluctuations of work and heat for both cold and hot reservoirs and further make a connection with the thermodynamic uncertainty relations. We discuss the fate of these bounds also in the refrigerator regime. The reported bounds, for such asymmetrically driven engines, emerge once both the time-forward and the corresponding reverse cycles of the engine are considered on an equal footing. We also extend our study and report bounds for a parametrically driven harmonic oscillator Otto engine.