Inverted faces benefit from whole-face processing

Holistic and local processing occur simultaneously for inverted faces: Evidence from behavior and computational modeling

Whether inverted faces are processed locally or involve holistic processing has been debated for several years. This study conducted two experiments to explore the extent of holistic processing of inverted faces. Experiment 1 adopted a face-congruency paradigm that orthogonally manipulated stimulus congruency and orientation. Experiment 2 employed the complete congruency paradigm to test whether misalignment effects of inverted faces are related to holistic processing. The results of both experiments consistently demonstrated that inverted faces are processed not only locally but also holistically, and that misalignment disrupts the holistic processing of inverted faces. Subsequently computational modeling showed that in the congruent condition, the contributions of holistic and local information in inverted face processing performance were 24% and 76%, respectively, whereas in the incongruent condition, they were 10% and 90%, respectively. Together, the present study reveals that also inverted faces are processed holistically, albeit to a lower degree than upright faces.

Large inversion effects for common objects and objects that require little if any holistic processing

It is widely assumed that faces are processed holistically whereas objects are not because only face recognition efficiency is greatly affected when stimuli are presented upside-down. This phenomenon - the face inversion effect - has been taken as support for both theories of domain-specificity and expertise, and as an index of holistic/configural processing. The present study, which comprised 122 Danish psychology students, demonstrates that large inversion effects can be found for objects too, even when they do not belong to categories of expertise or are structurally similar. Furthermore, inversion effects were also found in conditions that require little if any holistic processing. While these findings do not refute that face processing may be domain-specific, a product of expertise, or that inversion effects can reflect holistic/configural processing, they do suggest that inversion effects by themselves provide little specific evidence in favor of any these assumptions.

Working memory for gaze benefits from the face context

Retaining gaze in working memory (WM) is essential for successfully navigating through the social world. In the current study, we investigated how WM stores gaze direction by focusing on the role of face context in gaze WM. To address this question, we propose two competing hypotheses. The independence hypothesis predicts that eye gaze is stored independently and is not susceptible to the influence of the surrounding face context. Conversely, the embedding hypothesis claims that gaze WM involves face context and that disruption of holistic face processing would also impair memory for embedded gaze. In three experiments, we adopted different manipulations to disrupt holistic face processing and compared WM performance for gaze within and without face context. In Experiments 1 and 2, we tested WM for gaze direction with schematic upright or inverted faces. We found better performance for gaze within upright faces (vs. inverted faces) by increasing the probability of being remembered. In Experiment 3, we replaced schematic faces with photographic faces, and disrupted holistic processing by using scrambled faces. Results replicated our previous findings, showing that photographic gaze within intact faces was better remembered than gaze presented alone or gaze within scrambled faces. These findings indicate that gaze memory is face-dependent and support the embedding hypothesis.

Perceptual heterogeneity in developmental prosopagnosia is continuous, not categorical

Developmental prosopagnosia (DP) is associated with considerable perceptual heterogeneity, though the nature of this heterogeneity and whether there are discrete subgroups versus continuous deficits remains unclear. Bennetts et al. (2022) recently found that holistic versus featural processing deficits distinguished discrete DP subgroups, but their sample was relatively small (N = 37), and subgroups were defined using a single task. To characterize perceptual heterogeneity in DPs more comprehensively, we administered a broad face perception battery to a large sample of 109 DPs and 134 controls, including validated measures of face matching (Cambridge Face Perception Test - CFPT, Computerized Benton Facial Recognition Test, Same/Different Face Matching Task), holistic processing (Part-Whole Task), and feature processing (Georges Task and Part-Whole part trials). When examining face matching measures, DPs exhibited a similar distribution of performance as controls, though shifted towards impairment by an average of 1.4 SD. We next applied Bennetts (2022) hierarchical clustering approach and k-means clustering to the CFPT upright, inverted, and inversion index measures, similarly finding one group of DPs with poorer inverted face performance and another with a decreased face inversion effect (holistic processing). However, these subgroup differences failed to generalize to other measures of feature and holistic processing beyond the CFPT. We finally ran hierarchical and k-means cluster analyses on our larger battery of face matching, feature, and holistic processing measures. Results clearly showed subgroups with generally better versus worse performance across all measures, with the distinction between groups being somewhat arbitrary. Together, these findings support a continuous account of DP perceptual heterogeneity, with performance differing primarily across all aspects of face perception.

The neuropsychological evaluation of face identity recognition

Facial identity recognition (FIR) is arguably the ultimate form of recognition for the adult human brain. Even if the term prosopagnosia is reserved for exceptionally rare brain-damaged cases with a category-specific abrupt loss of FIR at adulthood, subjective and objective impairments or difficulties of FIR are common in the neuropsychological population. Here we provide a critical overview of the evaluation of FIR both for clinicians and researchers in neuropsychology. FIR impairments occur following many causes that should be identified objectively by both general and specific, behavioral and neural examinations. We refute the commonly used dissociation between perceptual and memory deficits/tests for FIR, since even a task involving the discrimination of unfamiliar face images presented side-by-side relies on cortical memories of faces in the right-lateralized ventral occipito-temporal cortex. Another frequently encountered confusion is between specific deficits of the FIR function and a more general impairment of semantic memory (of people), the latter being most often encountered following anterior temporal lobe damage. Many computerized tests aimed at evaluating FIR have appeared over the last two decades, as reviewed here. However, despite undeniable strengths, they often suffer from ecological limitations, difficulties of instruction, as well as a lack of consideration for processing speed and qualitative information. Taking into account these issues, a recently developed behavioral test with natural images manipulating face familiarity, stimulus inversion, and correct response times as a key variable appears promising. The measurement of electroencephalographic (EEG) activity in the frequency domain from fast periodic visual stimulation also appears as a particularly promising tool to complete and enhance the neuropsychological assessment of FIR.

The face inversion effect does not provide a pure measure of holistic face processing

It is widely held that upright faces are processed more holistically than inverted faces and that this difference is reflected in the face inversion effect. It is not clear, however, how the inversion effect can best be measured, whether it is task specific, or even whether it specifically correlates with processing of upright faces. We examined these questions in a large sample (N = 420) who provided data on processing of upright and inverted stimuli in two different tasks with faces and one with objects. We find that the inversion effects are task dependent, and that they do not correlate better among face processing tasks than they do across face and object processing tasks. These findings were obtained regardless of whether inversion effects were measured by means of difference scores or regression. In comparison, only inversion effects based on regression predicted performance with upright faces in tasks other than those the inversion effects were derived from. Critically, however, inversion effects based on regression also predicted performance with inverted faces to a similar degree as they predicted performance with upright faces. Consequently, and contrary to what is commonly assumed, inversion effects do not seem to capture effects specific to holistic processing of upright faces. While the present findings do not bring us closer to an understanding of which changes in cognitive processing are induced by inversion, they do suggest that inversion effects do not reflect a unitary construct; an implicit assumption that seems to characterize much of the research regarding face processing.

Holistic and featural processing's link to face recognition varies by individual and task

While it is generally accepted that holistic processing facilitates face recognition, recent studies suggest that poor recognition might also arise from imprecise perception of local features in the face. This study aimed to examine to what extent holistic and featural processing relates to individual differences in face recognition ability (FRA), during face learning (Experiment 1) and face recognition (Experiment 2). Participants performed two tasks: (1) The "Cambridge Face Memory Test-Chinese" which measured participants' FRAs, and (2) an "old/new recognition memory test" encompassing whole faces (preserving holistic and featural processing) and faces revealed through a dynamic aperture (impairing holistic processing but preserving featural processing). Our results showed that participants recognised faces more accurately in conditions when holistic information was preserved, than when it is impaired. We also show that the better use of holistic processing during face learning and face recognition was associated with better FRAs. However, enhanced featural processing during recognition, but not during learning, was related to better FRAs. Together, our findings demonstrate that good face recognition depends on distinct roles played by holistic and featural processing at different stages of face recognition.

Dissociations between face identity and face expression processing in developmental prosopagnosia

Individuals with developmental prosopagnosia (DPs) experience severe and lifelong deficits recognising faces, but whether their deficits are selective to the processing of face identity or extend to the processing of face expression remains unclear. Clarifying this issue is important for understanding DP impairments and advancing theories of face processing. We compared identity and expression processing in a large sample of DPs (N = 124) using three different matching tasks that each assessed identity and expression processing with identical experimental formats. We ran each task in upright and inverted orientations and we measured inversion effects to assess the integrity of upright-specific face processes. We report three main results. First, DPs showed large deficits at discriminating identity but only subtle deficits at discriminating expression. Second, DPs showed a reduced inversion effect for identity but a normal inversion effect for expression. Third, DPs' performance on the expression tasks were linked to autism traits, but their performance on the identity tasks were not. These results constitute several dissociations between identity and expression processing in DP, and they are consistent with the view that the core impairment in DP is highly selective to identity.

Faces do not guide attention in an object-based facilitation manner

Numerous studies on face processing have revealed their special ability to affect attention, but relatively little research has been done on how faces guide spatial attention allocation. To enrich this field, this study resorted to the object-based attention (OBA) effect in a modified double-rectangle paradigm where the rectangles were replaced with human faces and mosaic patterns (non-face objects). Experiment 1 replicated the typical OBA effect in the non-face objects, but this effect was absent in Asian and Caucasian faces. Experiment 2 removed the eye region from Asian faces, but still found no object-based facilitation in the faces without eyes. In Experiment 3, the OBA effect was also observed for faces when the faces disappear a short period before the responses. Overall, these results revealed that when two faces are presented together, they do not exert object-based facilitation regardless of their facial features such as race and the presence of eyes. We argue that the lack of a typical OBA effect is due to the filtering cost induced by the entire face content. This cost slows down the response when attention shifts within a face and results in the absence of object-based facilitation.

The face inversion effect or the face upright effect?

The face inversion effect (FIE) refers to the observation that presenting stimuli upside-down impairs the processing of faces disproportionally more than other mono-oriented objects. This has been taken as evidence that processing of faces and objects differ qualitatively. However, nearly all FIE studies are based on comparing individuation of upright faces, which most people are rather good at, with individuation of objects most people are much less familiar with individuating (e.g., radios and airplanes). Consequently, the FIE may mainly reflect differences between categories in how they are processed prior to inversion, with within-category discrimination of upright faces being a much more familiar task than within-category discrimination among members belonging to other object classes. We tested this hypothesis by comparing inversion effects for faces and objects using object recognition tasks that do not require within-category discrimination (object decision and old/new recognition memory tasks). In all tasks (seven with objects and two with faces) we find credible inversion effects, but in no instance were these effects significantly larger for faces than for objects. This suggests that the FIE can be a product of familiarity with the type of identification process required in the upright conditions rather than some process that is selectively affected for faces when stimuli are inverted.

Gauging response time distributions to examine the effect of facial expression inversion

Introduction

We used images of facial expressions (FEs) of emotion in a speeded Same/Different task to examine (i) distributional characteristics of response times (RTs) in relation to inter-stimulus similarity and (ii) the impact of inversion on FE processing.

Methods

Stimuli were seven emotion prototypes, posed by one male and one female, and eight intermediate morphs. Image pairs (N = 225) were presented for 500 ms, upright or inverted, in a block design, each 100 times.

Results

For both upright and inverted FEs, RTs were a non-monotonic function: median values were longest for stimulus pairs of intermediate similarity, decreasing for both more-dissimilar and more-similar pairs. RTs of "Same" and "Different" judgments followed ex-Gaussian distributions. The non-monotonicity is interpreted within a dual-process decision model framework as reflecting the infrequency of identical pairs, shifting the balance between the Same and Different processes. The effect of stimulus inversion was gauged by comparing RT-based multidimensional scaling solutions for the two presentation modes. Solutions for upright and inverted FEs showed little difference, with both displaying some evidence of categorical perception. The same features appeared in hierarchical clustering solutions.

Discussion

This outcome replicates and reinforces the solutions derived from accuracy of "Different" responses reported in our earlier companion paper. We attribute this lack of inversion effect to the brief exposure time, allowing low-level visual processing to dominate Same/Different decisions while elevating early featural analysis, which is insensitive to face orientation but enables initial positive/negative valence categorization of FEs.

Can faces affect object-based attention? Evidence from online experiments

This study tested how human faces affect object-based attention (OBA) through two online experiments in a modified double-rectangle paradigm. The results of Experiment 1 revealed that faces did not elicit the OBA effect as non-face objects, which was caused by a longer response time (RT) when attention is focused on faces relative to non-face objects. In addition, by observing faster RTs when attention was engaged horizontally rather than vertically, we found a significant horizontal attention bias, which might override the OBA effect if vertical rectangles were the only items presented; these results were replicated in Experiment 2 (using only vertical rectangles) after directly measuring horizontal bias and excluding its influence on the OBA effect. This study suggested that faces cannot elicit the same-object advantage in the double-rectangle paradigm and provided a method to measure the OBA effect free from horizontal bias.

Change detection vs. change localization for own-race and other-race faces

The other-race effect (ORE) is a well-known phenomenon in which people discriminate and recognize faces from their ethnic group more accurately than faces from other ethnic groups. Holistic processing, or the mandatory tendency to process all parts of an object together, has been proposed as an explanation for the ORE. According to the holistic perspective of the ORE, other-race faces might be subject to weaker holistic processing than own-race faces. However, evidence for this hypothesis is inconsistent. Although it is generally assumed that holistic processing helps the individuation of objects, holistic processing may also come at a cost. Specifically, holistic processing may reduce the capacity to localize changes in the constituent parts of an object, but not in detecting changes to an object as a whole. In the present study, we examined change detection and change localization accuracy for Caucasian and African faces, and houses. Performance was better for change detection than change localization for Caucasian faces. While clear costs of holistic processing for Caucasian faces were thus found, the difference between change localization and change detection was not obvious for African faces. However, childhood exposure to other-race people correlated with change detection for African faces, but not with change localization for African faces. Our results thus show that holistic processing of other-race faces may depend on early contact with other-race people.

The constancy of the holistic processing of unfamiliar faces: Evidence from the study-test consistency effect and the within-person motion and viewpoint invariance

It has been well documented that static face processing is holistic. Faces contain variant (e.g., motion, viewpoint) and invariant (race, sex) features. However, little research has focused on whether holistic face representations are tolerant of within-person variations. The present study thus investigated whether holistic face representations of faces are tolerant of within-person motion and viewpoint variations by manipulating study-test consistency using a complete composite paradigm. Participants were shown two faces sequentially and were asked to judge whether the faces' top halves were identical or different. The first face was a static face or a dynamic face rotated in depth at 30°, 60°, and 90°. The second face was either a different front-view static face (Experiment 1a, study-test inconsistent) or identical to the first face (Experiment 1b, study-test consistent). In Experiment 2, study-test consistency was manipulated within subjects, and inverted faces were included. Our results show that study-test consistency significantly enhanced the holistic processing of upright and inverted faces; this study-test consistency effect and holistic processing were not modulated by motion and viewpoint changes via depth rotation. Interestingly, we found holistic processing for moving study-test consistent inverted faces, but not for static inverted faces. What these results tell us about the nature of holistic face representation is discussed in depth with respect to earlier and current theories on face processing.

Face pareidolia in the brain: Impact of gender and orientation

Research on face sensitivity is of particular relevance during the rapidly evolving Covid-19 pandemic leading to social isolation, but also calling for intact interaction and sharing. Humans possess high sensitivity even to a coarse face scheme, seeing faces in non-face images where real faces do not exist. The advantage of non-face images is that single components do not trigger face processing. Here by implementing a novel set of Face-n-Thing images, we examined (i) how face tuning alters with changing display orientation, and (ii) whether it is affected by observers’ gender. Young females and males were presented with a set of Face-n-Thing images either with canonical upright orientation or inverted 180° in the image plane. Face impression was substantially impeded by display inversion. Furthermore, whereas with upright display orientation, no gender differences were found, with inversion, Face-n-Thing images elicited face impression in females significantly more often. The outcome sheds light on the origins of the face inversion effect in general. Moreover, the findings open a way for examination of face sensitivity and underwriting brain networks in neuropsychiatric conditions related to the current pandemic (such as depression and anxiety), most of which are gender/sex-specific.

Assessing the presence of face biases by means of anorthoscopic perception

Anorthoscopy is a presentation mode in which an image is shown sliding behind a slit-shaped aperture, so that it is visible only part by part and never in its entirety. With the aims to assess (1) whether the processing of complex stimuli (faces) correctly occurs in anorthoscopy, and (2) whether the Own-Gender Bias (OGB: the better recognition of stimuli belonging to the same gender of the observer: faster and more accurate) and the Left-Face Bias (LFB: the preference to analyze the left half of the face) occur in such a part by part presentation, we presented female and male faces as whole stimuli (Experiment 1) and in anorthoscopy (Experiments 2 and 3), as well as female/male chimeric faces (Experiment 4), during a gender categorization task. Experiment 1 confirmed that participants correctly categorized the gender of faces, but the OGB was not found. In Experiments 2 and 3 we manipulated the direction (Experiment 2: upward/downward; Experiment 3: leftward/rightward), the speed (slow and fast) of the sliding faces, and the width of the aperture (small and large). Both tasks revealed that facial gender was correctly categorized in anorthoscopy. The OGB was found, but only for males/females in Experiments 2/3, respectively. In Experiment 4 the LFB emerged only in the tachistoscopic session, suggesting that this perceptual bias does not extend to anorthoscopy.