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Zhou S, Jia W, Wang M, Liu Z, Wang Y, Wu Z. Synergistic assessment of multi-scenario urban waterlogging through data-driven decoupling analysis in high-density urban areas: A case study in Shenzhen, China. JOURNAL OF ENVIRONMENTAL MANAGEMENT 2024; 369:122330. [PMID: 39226808 DOI: 10.1016/j.jenvman.2024.122330] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Received: 09/21/2023] [Revised: 08/13/2024] [Accepted: 08/28/2024] [Indexed: 09/05/2024]
Abstract
Extreme meteorological events and rapid urbanization have led to serious urban flooding problems. Characterizing spatial variations in flooding susceptibility and elucidating its driving factors are essential for preventing damages from urban pluvial flooding. However, conventional methods, limited by spatial heterogeneity and the intricate mechanisms of urban flooding, frequently demonstrated a deficiency in precision when assessing flooding susceptibility in dense urban areas. Therefore, this study proposed a novel framework for an integrated assessment of urban flood susceptibility, based on a comprehensive cascade modeling chain consisting of XGBoost, SHapley Additive exPlanations (SHAP), and Partial Dependence Plots (PDP) in combination with K-means. It aimed to recognize the specific influence of urban morphology and the spatial patterns of flooding risk agglomeration under different rainfall scenarios in high-density urban areas. The XGBoost model demonstrated enhanced accuracy and robustness relative to other three benchmark models: RF, SVR, and BPDNN. This superiority was effectively validated during both training and independent testing in Shenzhen. The results indicated that urban 3D morphology characteristics were the dominant factors for waterlogging magnitude, which occupied 46.02 % of relative contribution. Through PDP analysis, multi-staged trends highlighted critical thresholds and interactions between significant indicators like building congestion degree (BCD) and floor area ratio (FAR). Specifically, optimal intervals like BCD between 0 and 0.075 coupled with FAR values between 0.5 and 1 have the potential to substantially mitigate flooding risks. These findings emphasize the need for strategic building configuration within urban planning frameworks. In terms of the spatial-temporal assessment, a significant aggregation effect of high-risk areas that prone to prolonged duration or high-intensity rainfall scenarios emerged in the old urban districts. The approach in the present study provides quantitative insights into waterlogging adaptation strategies for sustainable urban planning and design.
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Affiliation(s)
- Shiqi Zhou
- College of Design and Innovation, Tongji University, Shanghai, 200093, China.
| | - Weiyi Jia
- College of Architecture and Urban Planning, Tongji University, Shanghai, 200093, China.
| | - Mo Wang
- College of Architecture and Urban Planning, Guangzhou University, Guangzhou, 510006, China.
| | - Zhiyu Liu
- College of Design and Innovation, Tongji University, Shanghai, 200093, China.
| | - Yuankai Wang
- Bartlett School of Architecture, University College London, 22 Gordon St, London, United Kingdom.
| | - Zhiqiang Wu
- College of Architecture and Urban Planning, Tongji University, Shanghai, 200093, China.
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Szeląg B, Majerek D, Eusebi AL, Kiczko A, de Paola F, McGarity A, Wałek G, Fatone F. Tool for fast assessment of stormwater flood volumes for urban catchment: A machine learning approach. JOURNAL OF ENVIRONMENTAL MANAGEMENT 2024; 355:120214. [PMID: 38422843 DOI: 10.1016/j.jenvman.2024.120214] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Subscribe] [Scholar Register] [Received: 11/03/2023] [Revised: 12/21/2023] [Accepted: 01/22/2024] [Indexed: 03/02/2024]
Abstract
Specific flood volume is an important criterion for evaluating the performance of sewer networks. Currently, mechanistic models - MCMs (e.g., SWMM) are usually used for its prediction, but they require the collection of detailed information about the characteristics of the catchment and sewer network, which can be difficult to obtain, and the process of model calibration is a complex task. This paper presents a methodology for developing simulators to predict specific flood volume using machine learning methods (DNN - Deep Neural Network, GAM - Generalized Additive Model). The results of Sobol index calculations using the GSA method were used to select the ML model as an alternative to the MCM model. It was shown that the DNN model can be used for flood prediction, for which high agreement was obtained between the results of GSA calculations for rainfall data, catchment and sewer network characteristics, and calibrated SWMM parameters describing land use and sewer retention. Regression relationships (polynomials and exponential functions) were determined between Sobol indices (retention depth of impervious area, correction factor of impervious area, Manning's roughness coefficient of sewers) and sewer network characteristics (unit density of sewers, retention factor - the downstream and upstream of retention ratio) obtaining R2 = 0. 55-0.78. The feasibility of predicting sewer network flooding and modernization with the DNN model using a limited range of input data compared to the SWMM was shown. The developed model can be applied to the management of urban catchments with limited access to data and at the stage of urban planning.
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Affiliation(s)
- Bartosz Szeląg
- Instituteof Environmental Engineering, Warsaw University of Life Sciences-SGGW, 02-797, Warsaw, Poland.
| | - Dariusz Majerek
- Department of Applied Mathematics, Lublin University of Technology, 20-618, Lublin, Poland
| | - Anna Laura Eusebi
- Department of Science and Engineering of Materials, Environment and Urban Planning-SIMAU, Polytechnic University of Marche Ancona, 60121, Ancona, Italy
| | - Adam Kiczko
- Instituteof Environmental Engineering, Warsaw University of Life Sciences-SGGW, 02-797, Warsaw, Poland
| | - Francesco de Paola
- Department of Civil, Architectural and Environmental Engineering, University of Naples Federico II, Italy
| | - Arthur McGarity
- Department of Engineering, Swarthmore College, 500 College Ave., Swarthmore, PA, 19081, USA
| | - Grzegorz Wałek
- Institute of Geography and Environmental Sciences, Jan Kochanowski University of Kielce, 25-406, Kielce, Poland
| | - Francesco Fatone
- Department of Science and Engineering of Materials, Environment and Urban Planning-SIMAU, Polytechnic University of Marche Ancona, 60121, Ancona, Italy
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Huang H, Lei X, Liao W, Wang Z, Zhai M, Wang H, Jiang L. Effects analysis and probability forecast (EAPF) of real-time management on urban flooding: A novel bidirectional verification framework. THE SCIENCE OF THE TOTAL ENVIRONMENT 2024; 906:166908. [PMID: 37689197 DOI: 10.1016/j.scitotenv.2023.166908] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 07/02/2023] [Revised: 08/29/2023] [Accepted: 09/06/2023] [Indexed: 09/11/2023]
Abstract
Government departments usually prepare and implement contingency plans to address frequent urban flooding caused by short-term heavy rainfall. Previous studies focused on the evaluation of the static impact of the policies on urban floods, while there is a lack of research on the effect of off-design conditions, real-time feedback and treatments of the flood events on urban flood mitigation, which is detrimental to the optimization of management strategies of the cities. To quantify the effects of real-time management on flood mitigation in Fuzhou City, China, this study proposed a framework (EAPF) for evaluation and risk prediction. First, we collected data on the locations, rainfall intensity, inundation time, and the triggers of the waterlogging events from 2017 to 2021. Second, based on the vigilance analyses, a structural equation model (SEM) was constructed to quantitatively evaluate the mitigation effects of management on waterlogging. Finally, a probability prediction model of dynamic drainage capacity was proposed for flood simulation caused by the rainwater grate blockage. The results indicate that the environmental factors were the decisive triggers affecting the severity of waterlogging, and increasing the frequency of management events effectively reduced the probability of blocking. The correlation between the number of management events and blocking flood events was -0.42, while a decrease in vigilance increased the possibility of flooding caused by overdue treatment. The proposed hydrological waterlogging model, which considered blockages, exhibited a Nash-Sutcliffe efficiency (NSE) coefficient exceeding 0.9 under deterministic conditions. The probability prediction model verified the mitigating effect of management on the blockages and urban flooding, and its results were consistent with those of the SEM. Our study contributes to improving the reliability of waterlogging prediction and optimizing the management flow in the developing cities.
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Affiliation(s)
- Haocheng Huang
- School of Management, Hefei University of Technology, Anhui 230009, China; State Key Laboratory of Simulation and Regulation of Water Cycle in River Basin, China Institute of Water Resources and Hydropower Research, Beijing 410075, China; School of Civil Engineering, Central South University, Changsha 100038, China; National Engineering Research Center of High-speed Railway Construction Technology, Central South University, Changsha 100038, China
| | - Xiaohui Lei
- State Key Laboratory of Simulation and Regulation of Water Cycle in River Basin, China Institute of Water Resources and Hydropower Research, Beijing 410075, China
| | - Weihong Liao
- State Key Laboratory of Simulation and Regulation of Water Cycle in River Basin, China Institute of Water Resources and Hydropower Research, Beijing 410075, China.
| | - Ziyuan Wang
- State Key Laboratory of Simulation and Regulation of Water Cycle in River Basin, China Institute of Water Resources and Hydropower Research, Beijing 410075, China
| | - Mingshuo Zhai
- State Key Laboratory of Simulation and Regulation of Water Cycle in River Basin, China Institute of Water Resources and Hydropower Research, Beijing 410075, China
| | - Hao Wang
- State Key Laboratory of Simulation and Regulation of Water Cycle in River Basin, China Institute of Water Resources and Hydropower Research, Beijing 410075, China
| | - Lizhong Jiang
- School of Civil Engineering, Central South University, Changsha 100038, China; National Engineering Research Center of High-speed Railway Construction Technology, Central South University, Changsha 100038, China
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Alqadhi S, Mallick J, Hang HT, Al Asmari AFS, Kumari R. Evaluating the influence of road construction on landslide susceptibility in Saudi Arabia's mountainous terrain: a Bayesian-optimised deep learning approach with attention mechanism and sensitivity analysis. ENVIRONMENTAL SCIENCE AND POLLUTION RESEARCH INTERNATIONAL 2024; 31:3169-3194. [PMID: 38082044 DOI: 10.1007/s11356-023-31352-4] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Subscribe] [Scholar Register] [Received: 09/13/2023] [Accepted: 11/30/2023] [Indexed: 01/18/2024]
Abstract
In the mountainous region of Asir region of Saudi Arabia, road construction activities are closely associated with frequent landslides, posing significant risks to both human life and infrastructural development. This highlights an urgent need for a highly accurate landslide susceptibility map to guide future development and risk mitigation strategies. Therefore, this study aims to (1) develop robust well-optimised deep learning (DL) models for predicting landslide susceptibility and (2) conduct a comprehensive sensitivity analysis to quantify the impact of each parameter influencing landslides. To achieve these aims, three advanced DL models-Deep Neural Networks (DNN), Convolutional Neural Networks (CNN), and Bayesian-optimised CNN with an attention mechanism-were rigorously trained and validated. Model validation included eight matrices, calibration curves, and Receiver Operating Characteristic (ROC) and Precision-Recall curves. Multicollinearity was examined using Variance Inflation Factor (VIF) to ensure variable independence. Additionally, sensitivity analysis was used to interpret the models and explore the influence of parameters on landslide. Results showed that road networks significantly influenced the areas identified as high-risk zones. Specifically, in the 1-km buffer around roadways, CNN_AM identified 10.42% of the area as 'Very High' susceptibility-more than double the 4.04% indicated by DNN. In the extended 2-km buffer zone around roadways, Bayesian CNN_AM continued to flag a larger area as Very High risk (7.46%), in contrast to DNN's 3.07%. In performance metrics, CNN_AM outshined DNN and regular CNN models, achieving near-perfect scores in Area Under the Curve (AUC), precision-recall, and overall accuracy. Sensitivity analysis highlighted 'Soil Texture', 'Geology', 'Distance to Road', and 'Slope' as crucial for landslide prediction. This research offers a robust, high-accuracy model that emphasises the role of road networks in landslide susceptibility, thereby providing valuable insights for planners and policymakers to proactively mitigate landslide risks in vulnerable zones near existing and future road infrastructure.
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Affiliation(s)
- Saeed Alqadhi
- Department of Civil Engineering, College of Engineering, King Khalid University, P.O. Box: 394, Abha, 61411, Kingdom of Saudi Arabia
| | - Javed Mallick
- Department of Civil Engineering, College of Engineering, King Khalid University, P.O. Box: 394, Abha, 61411, Kingdom of Saudi Arabia.
| | - Hoang Thi Hang
- Department of Geography, Faculty of Natural Sciences, Jamia Millia Islamia, New Delhi, 110025, India
| | - Abdullah Faiz Saeed Al Asmari
- Department of Civil Engineering, College of Engineering, King Khalid University, P.O. Box: 394, Abha, 61411, Kingdom of Saudi Arabia
| | - Rina Kumari
- School of Environment and Sustainable Development (SESD), Central University of Gujarat, Gujarat, India
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Namgyal T, Thakur DA, D S R, Mohanty MP. Are open-source hydrodynamic models efficient in quantifying flood risks over mountainous terrains? An exhaustive analysis over the Hindu-Kush-Himalayan region. THE SCIENCE OF THE TOTAL ENVIRONMENT 2023; 897:165357. [PMID: 37419355 DOI: 10.1016/j.scitotenv.2023.165357] [Citation(s) in RCA: 4] [Impact Index Per Article: 2.0] [Reference Citation Analysis] [Abstract] [Key Words] [Track Full Text] [Subscribe] [Scholar Register] [Received: 05/11/2023] [Revised: 06/14/2023] [Accepted: 07/04/2023] [Indexed: 07/09/2023]
Abstract
The Hindu-Kush-Himalaya is abode to numerous severely flood-prone mountainous stretches that distress vulnerable communities and cause massive destruction to physical entities such as hydropower projects. Adopting commercial flood models for replicating the dynamics of flood wave propagation over such regions is a major constraint due to the financial economics threaded to flood management. For the first instance, the present study attempts to investigate whether advanced open-source models are skillful in quantifying flood hazards and population exposure over mountainous terrains. While doing so, the performance of 1D-2D coupled HEC-RAS v6.3 (the most recent version developed by the U.S. Army Corps of Engineers) is reconnoitred for the first time in flood management literature. The most flood-prone region in Bhutan, the Chamkhar Chhu River Basin, housing large groups of communities and airports near its floodplains, is considered. HEC-RAS v6.3 setups are corroborated by comparing them with 2010 flood imagery derived from MODIS through performance metrics. The results indicate a sizable portion of the central part of the basin experiences very-high flood hazards with depth and velocities exceeding 3 m, and 1.6 m/s, respectively, during 50, 100, and 200-year return periods of floods. To affirm HEC-RAS, the flood hazards are compared with TUFLOW at 1D and 1D-2D coupled levels. The hydrological similarity within the channel is reflected at river cross-sections (NSE and KGE > 0.98), while overland inundation and hazard statistics differ, however, very less significant (<10 %). Later, flood hazards extracted from HEC-RAS are fused with the World-Pop population to estimate the degree of population exposure. The study ascertains that HEC-RAS v6.3 is an efficacious option for flood risk mapping over geographically arduous regions and can be preferred in resource-constrained environments ensuring a minimal degree of anomaly.
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Affiliation(s)
- Trashi Namgyal
- Department of Water Resources Development and Management, Indian Institute of Technology Roorkee, Roorkee 247667, India; National Centre for Hydrology and Meteorology, Royal Government of Bhutan, Bhutan
| | - Dev Anand Thakur
- Department of Water Resources Development and Management, Indian Institute of Technology Roorkee, Roorkee 247667, India
| | - Rishi D S
- TUFLOW India - SRA Consultants, Telangana 500080, India
| | - Mohit Prakash Mohanty
- Department of Water Resources Development and Management, Indian Institute of Technology Roorkee, Roorkee 247667, India.
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