d-Band Hole Dynamics in Gold Nanoparticles Measured with Time-Resolved Emission Upconversion Microscopy

Efficient Size-Dependent Hot Electron Transfer from Au to TiO2 Nanoparticles

Harvesting of plasmon-induced hot carriers at the metal/semiconductor interface offers a promising and innovative avenue for solar energy conversion. However, their practical implementation is often hampered by their limited efficiencies. Herein, we have demonstrated a highly efficient plasmonic hot electron transfer with a quantum efficiency (QE) of up to 57 ± 4% from 5.25 nm Au nanoparticles (NPs) to TiO2 films under 400 nm ultrafast laser excitation. The observed hot electron transfer QEs decrease at larger particle sizes, to 20% for 9.1 nm Au, and show negligible changes with excitation wavelengths at 400, 500, and 600 nm. Analysis of the size and excitation wavelength dependent hot electron transfer QEs suggests they contain contributions of interband absorption, indirect plasmon-induced hot electron transfer (PHET), and direct plasmon-induced interfacial charge transfer transition (PICTT) pathways, and QEs of all three pathways increase at smaller Au size. Our result suggests that reducing plasmon particle sizes is a promising approach for efficient plasmonic hot-carrier extraction.

Distinguishing Inner and Outer-Sphere Hot Electron Transfer in Au/p-GaN Photocathodes

Exploring nonequilibrium hot carriers from plasmonic metal nanostructures is a dynamic field in optoelectronics, with applications including photochemical reactions for solar fuel generation. The hot carrier injection mechanism and the reaction rate are highly impacted by the metal/molecule interaction. However, determining the primary type of reaction and thus the injection mechanism of hot carriers has remained elusive. In this work, we reveal an electron injection mechanism deviating from a purely outer-sphere process for the reduction of ferricyanide redox molecule in a gold/p-type gallium nitride (Au/p-GaN) photocathode system. Combining our experimental approach with ab initio simulations, we discovered that an efficient inner-sphere transfer of low-energy electrons leads to an enhancement in the photocathode device performance in the interband regime. These findings provide important mechanistic insights, showing our methodology as a powerful tool for analyzing and engineering hot-carrier-driven processes in plasmonic photocatalytic systems and optoelectronic devices.

Deciphering the Photocatalysis Mechanism of Semimetallic Bismuth Nanoparticles

Metallic nanoparticle photocatalysts have been developed in various catalytic systems over the past few decades, including diverse noble and non-noble metals with plasmonic properties. The hot-carrier-induced mechanism is one of the most appealing pathways as it can provide energetic electrons or holes for driving thermodynamically unfavorable reactions or increasing the reaction rate. In this work, we evaluate the photocatalytic performance of semimetallic bismuth nanoparticles and offer detailed mechanistic interpretations in terms of hot carriers and interband transitions. The photocatalyzed nitrophenol reduction with sodium borohydride serves as a model reaction, and a wavelength-dependent study reveals the contribution of hot carriers. It is demonstrated that light irradiation under shorter wavelengths could produce deeper hot holes in bismuth nanoparticles, which can be quenched more effectively by hole scavengers, thus facilitating the electron-transfer process and resulting in larger apparent reaction rate constants. The observed photocatalysis enhancement accounts for the unique band structure with an extremely small band gap and exclusive interband absorption in the visible region. This proof-of-concept work offers a different perspective on the photocatalysis mechanism of bismuth nanoparticles and could help us better understand the role of hot carriers involved in photocatalysis, especially with interband transitions.

From Precious to Earth-Abundant Metallic Nanoparticles: A Trend of Interband Transitions in Photocatalyzed Nitrobenzene Reduction

Metallic nanoparticles have been demonstrated to be versatile photocatalysts, as exemplified by those made from noble and precious metals. Transitioning from precious to earth-abundant metals for sustainable photocatalysis requires benchmarking their catalytic performance. In this work, we attempt to compare the photocatalytic activities of Au, Pd, and Co-B nanoparticles in the reduction of nitrobenzene by hydrazine. Despite their different morphologies and surface structures, Co-B nanoparticles offer the highest catalytic enhancement when comparing their reaction rates under irradiation to those under nonirradiation conditions. The trend of improved photocatalytic performance when transitioning from Au to Pd, and then to Co-B, can be explained by the nature of their d-band positions and corresponding hot carriers photogenerated from interband transitions.

Hot Electrons in a Steady State: Interband vs Intraband Excitation of Plasmonic Gold

Understanding the dynamics of "hot", highly energetic electrons resulting from nonradiative plasmon decay is crucial for optimizing applications in photocatalysis and energy conversion. This study presents an analysis of electron kinetics within plasmonic metals, focusing on the steady-state behavior during continuous-wave (CW) illumination. Using an inelastic spectroscopy technique, we quantify the temperature and lifetimes of distinct carrier populations during excitation. A significant finding is the monotonic increase in hot electron lifetime with decreases in electronic temperature. We also observe a 1.22× increase in hot electron temperature during intraband excitation compared to interband excitation and a corresponding 2.34× increase in carrier lifetime. The shorter lifetimes during interband excitation are hypothesized to result from direct recombination of nonthermal holes and hot electrons, highlighting steady-state kinetics. Our results help bridge the knowledge gap between ultrafast and steady-state spectroscopies, offering critical insights for optimizing plasmonic applications.

The role of the plasmon in interfacial charge transfer

The lack of a detailed mechanistic understanding for plasmon-mediated charge transfer at metal-semiconductor interfaces severely limits the design of efficient photovoltaic and photocatalytic devices. A major remaining question is the relative contribution from indirect transfer of hot electrons generated by plasmon decay in the metal to the semiconductor compared to direct metal-to-semiconductor interfacial charge transfer. Here, we demonstrate an overall electron transfer efficiency of 44 ± 3% from gold nanorods to titanium oxide shells when excited on resonance. We prove that half of it originates from direct interfacial charge transfer mediated specifically by exciting the plasmon. We are able to distinguish between direct and indirect pathways through multimodal frequency-resolved approach measuring the homogeneous plasmon linewidth by single-particle scattering spectroscopy and time-resolved transient absorption spectroscopy with variable pump wavelengths. Our results signify that the direct plasmon-induced charge transfer pathway is a promising way to improve hot carrier extraction efficiency by circumventing metal intrinsic decay that results mainly in nonspecific heating.

Non-thermal emission in gap-mode plasmon photoluminescence

Photoluminescence from spatially inhomogeneous plasmonic nanostructures exhibits fascinating wavelength-dependent nonlinear behaviors due to the intraband recombination of hot electrons excited into the conduction band of the metal. The properties of the excited carrier distribution and the role of localized plasmonic modes are subjects of debate. In this work, we use plasmonic gap-mode resonators with precise nanometer-scale confinement to show that the nonlinear photoluminescence behavior can become dominated by non-thermal contributions produced by the excited carrier population that strongly deviates from the Fermi-Dirac distribution due to the confinement-induced large-momentum free carrier absorption beyond the dipole approximation. These findings open new pathways for controllable light conversion using nonequilibrium electron states at the nanoscale.

Quantum-mechanical effects in photoluminescence from thin crystalline gold films

Luminescence constitutes a unique source of insight into hot carrier processes in metals, including those in plasmonic nanostructures used for sensing and energy applications. However, being weak in nature, metal luminescence remains poorly understood, its microscopic origin strongly debated, and its potential for unraveling nanoscale carrier dynamics largely unexploited. Here, we reveal quantum-mechanical effects in the luminescence emanating from thin monocrystalline gold flakes. Specifically, we present experimental evidence, supported by first-principles simulations, to demonstrate its photoluminescence origin (i.e., radiative emission from electron/hole recombination) when exciting in the interband regime. Our model allows us to identify changes to the measured gold luminescence due to quantum-mechanical effects as the gold film thickness is reduced. Excitingly, such effects are observable in the luminescence signal from flakes up to 40 nm in thickness, associated with the out-of-plane discreteness of the electronic band structure near the Fermi level. We qualitatively reproduce the observations with first-principles modeling, thus establishing a unified description of luminescence in gold monocrystalline flakes and enabling its widespread application as a probe of carrier dynamics and light-matter interactions in this material. Our study paves the way for future explorations of hot carriers and charge-transfer dynamics in a multitude of material systems.

Promoting plasmonic photocatalysis with ligand-induced charge separation under interband excitation

Plasmonic nanoparticles have been demonstrated to enhance photocatalysis due to their strong photon absorption and efficient hot-carrier generation. However, plasmonic photocatalysts suffer from a short lifetime of plasmon-generated hot carriers that decay through internal relaxation pathways before being harnessed for chemical reactions. Here, we demonstrate the enhanced photocatalytic reduction of gold ions on gold nanorods functionalized with polyvinylpyrrolidone. The catalytic activities of the reaction are quantified by in situ monitoring of the spectral evolution of single nanorods using a dark-field scattering microscope. We observe a 13-fold increase in the reduction rate with the excitation of d-sp interband transition compared to dark conditions, and a negligible increase in the reduction rate when excited with intraband transition. The hole scavenger only plays a minor role in the photocatalytic reduction reaction. We attribute the enhanced photocatalysis to an efficient charge separation at the gold-polyvinylpyrrolidone interface, where photogenerated d-band holes at gold transfer to the HOMO of polyvinylpyrrolidone, leading to the prolonged lifetime of the electrons that subsequently reduce gold ions to gold atoms. These results provide new insight into the design of plasmonic photocatalysts with capping ligands.