Quantum plasmonics: optical properties of a nanomatryushka

Mixed atomistic-implicit quantum/classical approach to molecular nanoplasmonics

A multiscale quantum mechanical (QM)/classical approach is presented that is able to model the optical properties of complex nanostructures composed of a molecular system adsorbed on metal nanoparticles. The latter is described by a combined atomistic-continuum model, where the core is described using the implicit boundary element method (BEM) and the surface retains a fully atomistic picture and is treated employing the frequency-dependent fluctuating charge and fluctuating dipole (ωFQFμ) approach. The integrated QM/ωFQFμ-BEM model is numerically compared with state-of-the-art fully atomistic approaches, and the quality of the continuum/core partition is evaluated. The method is then extended to compute surface-enhanced Raman scattering within a time-dependent density functional theory framework.

Boosting Light-Matter Interactions in Plasmonic Nanogaps

Plasmonic nanogaps in strongly coupled metal nanostructures can confine light to nanoscale regions, leading to huge electric field enhancement. This unique capability makes plasmonic nanogaps powerful platforms for boosting light-matter interactions, thereby enabling the rapid development of novel phenomena and applications. This review traces the progress of nanogap systems characterized by well-defined morphologies, controllable optical responses, and a focus on achieving extreme performance. The properties of plasmonic gap modes in far-field resonance and near-field enhancement are explored and a detailed comparative analysis of nanogap fabrication techniques down to sub-nanometer scales is provided, including bottom-up, top-down, and their combined approaches. Additionally, recent advancements and applications across various frontier research areas are highlighted, including surface-enhanced spectroscopy, plasmon-exciton strong coupling, nonlinear optics, optoelectronic devices, and other applications beyond photonics. Finally, the challenges and promising emerging directions in the field are discussed, such as light-driven atomic effects, molecular optomechanics, and alternative new materials.

Exploring Plasmonic Standalone Surface-Enhanced Raman Scattering Nanoprobes for Multifaceted Applications in Biomedical, Food, and Environmental Fields

Surface-enhanced Raman scattering (SERS) is an innovative spectroscopic technique that amplifies the Raman signals of molecules adsorbed on rough metal surfaces, making it pivotal for single-molecule detection in complex biological and environmental matrices. This review aims to elucidate the design strategies and recent advancements in the application of standalone SERS nanoprobes, with a special focus on quantifiable SERS tags. We conducted a comprehensive analysis of the recent literature, focusing on the development of SERS nanoprobes that employ novel nanostructuring techniques to enhance signal reliability and quantification. Standalone SERS nanoprobes exhibit significant enhancements in sensitivity and specificity due to optimized hot spot generation and improved reporter molecule interactions. Recent innovations include the development of nanogap and core-satellite structures that enhance electromagnetic fields, which are crucial for SERS applications. Standalone SERS nanoprobes, particularly those utilizing indirect detection mechanisms, represent a significant advancement in the field. They hold potential for wide-ranging applications, from disease diagnostics to environmental monitoring, owing to their enhanced sensitivity and ability to operate under complex sample conditions.

An Investigation on the Use of Au@SiO2@Au Nanomatryoshkas as Gap-Enhanced Raman Tags

Gap-enhanced Raman tags are a new type of optical probe that have wide applications in sensing and detection. A gap-enhanced Raman tag is prepared by embedding Raman molecules inside a gap between two plasmonic metals such as an Au core and Au shell. Even though placing Raman molecules beneath an Au shell seems counter-intuitive, it has been shown that such systems produce a stronger surface-enhanced Raman scattering response due to the strong electric field inside the gap. While the theoretical support of the stronger electric field inside the gap was provided in the literature, a comprehensive understanding of how the electric field inside the gap compares with that of the outer surface of the particle was not readily available. We investigated Au@SiO2@Au nanoparticles with diameters ranging from 35 nm to 70 nm with varying shell (2.5-10 nm) and gap (2.5-15 nm) thicknesses and obtained both far-field and near-field spectra. The extinction spectra from these particles always have two peaks. The low-energy peak redshifts with the decreasing shell thickness. However, when the gap thickness decreases, the low-energy peaks first blueshift and then redshift, producing a C-shape in the peak position. For every system we investigated, the near-field enhancement spectra were stronger inside the gap than on the outer surface of the nanoparticle. We find that a thin shell combined with a thin gap will produce the greatest near-field enhancement inside the gap. Our work fills the knowledge gap between the exciting potential applications of gap-enhanced Raman tags and the fundamental knowledge of enhancement provided by the gap.

Electrically driven nanogap antennas and quantum tunneling regime

The optical and electrical characteristics of electrically-driven nanogap antennas are extremely sensitive to the nanogap region where the fields are tightly confined and electrons and photons can interplay. Upon injecting electrons in the nanogap, a conductance channel opens between the metal surfaces modifying the plasmon charge distribution and therefore inducing an electrical tuning of the gap plasmon resonance. Electron tunneling across the nanogap can be harnessed to induce broadband photon emission with boosted quantum efficiency. Under certain conditions, the energy of the emitted photons exceeds the energy of electrons, and this overbias light emission is due to spontaneous emission of the hot electron distribution in the electrode. We conclude with the potential of electrically controlled nanogap antennas for faster on-chip communication.

Direct Electro Plasmonic and Optic Modulation via a Nanoscopic Electron Reservoir

Direct electrical tuning of localized plasmons at optical frequencies boasts the fascinating prospects of being ultrafast and energy efficient and having an ultrasmall footprint. However, the prospects are obscured by the grand challenge of effectively modulating the very large number of conduction electrons in three-dimensional metallic structures. Here we propose the concept of nanoscopic electron reservoir (NER) for direct electro plasmonic and electro-optic modulation. A NER is a few-to-ten-nanometer size metal feature on a metal host and supports a localized plasmon mode. We provide a general guideline to construct highly electrically susceptible NERs and theoretically demonstrate pronounced direct electrical tuning of the plasmon mode by exploiting the nonclassical effects of conduction electrons. Moreover, we show the electro-plasmonic tuning can be efficiently translated into modulation of optical scattering by utilizing the antenna effect of the metal host for the NER. Our work extends the landscape of electro plasmonic modulation and opens appealing new opportunities for quantum plasmonics.

Quantum Plasmonics: Energy Transport Through Plasmonic Gap

At the interfaces of metal and dielectric materials, strong light-matter interactions excite surface plasmons; this allows electromagnetic field confinement and enhancement on the sub-wavelength scale. Such phenomena have attracted considerable interest in the field of exotic material-based nanophotonic research, with potential applications including nonlinear spectroscopies, information processing, single-molecule sensing, organic-molecule devices, and plasmon chemistry. These innovative plasmonics-based technologies can meet the ever-increasing demands for speed and capacity in nanoscale devices, offering ultrasensitive detection capabilities and low-power operations. Size scaling from the nanometer to sub-nanometer ranges is consistently researched; as a result, the quantum behavior of localized surface plasmons, as well as those of matter, nonlocality, and quantum electron tunneling is investigated using an innovative nanofabrication and chemical functionalization approach, thereby opening a new era of quantum plasmonics. This new field enables the ultimate miniaturization of photonic components and provides extreme limits on light-matter interactions, permitting energy transport across the extremely small plasmonic gap. In this review, a comprehensive overview of the recent developments of quantum plasmonic resonators with particular focus on novel materials is presented. By exploring the novel gap materials in quantum regime, the potential quantum technology applications are also searched for and mapped out.

Synthesis, Assembly, Optical Properties, and Sensing Applications of Plasmonic Gap Nanostructures

Plasmonic gap nanostructures (PGNs) have been extensively investigated mainly because of their strongly enhanced optical responses, which stem from the high intensity of the localized field in the nanogap. The recently developed methods for the preparation of versatile nanogap structures open new avenues for the exploration of unprecedented optical properties and development of sensing applications relying on the amplification of various optical signals. However, the reproducible and controlled preparation of highly uniform plasmonic nanogaps and the prediction, understanding, and control of their optical properties, especially for nanogaps in the nanometer or sub-nanometer range, remain challenging. This is because subtle changes in the nanogap significantly affect the plasmonic response and are of paramount importance to the desired optical performance and further applications. Here, recent advances in the synthesis, assembly, and fabrication strategies, prediction and control of optical properties, and sensing applications of PGNs are discussed, and perspectives toward addressing these challenging issues and the future research directions are presented.

DNA-assisted synthesis of Ortho-NanoDimer with sub-nanoscale controllable gap for SERS application

Nanostructure with precisely controllable narrow gap width remains a great challenge, especially at the sub-nanoscale level. Here, a versatile strategy named as DNA-assisted synthesis of ortho-nanodimer (DaSON) is proposed to fabricate Ag (Au) nanodimers with a uniform gap width from nanometers to angstroms. In such a strategy, two nanoparticles are constrained by the equilibrium state of the DNA hybridization and electrostatic repulsion to form zipper-like ortho-nanostructures with an extremely uniform gap whose width can be finely adjusted at nanoscale or sub-nanoscale by changing the DNA sequence and the surface charge of nanoparticles. The inherent strong electromagnetic coupling in the uniform sub-nanometer gap can generates an unparalleled SERS enhancement together with an extraordinary reproducibility. Compared with conventional DNA-based nano-gap fabrication strategy, the DaSON strategy enhances the SERS intensity for more than two orders of magnitude with a detection limit of 100 aM for DNA, and significantly improves the reproducibility in both labeled and label-free SERS sensing applications. Moreover, the DaSON strategy holds wide applicability for arbitrary kinds of DNA-modifiable nanoparticles. Therefore, we believe that the DaSON strategy provides an innovative method for the synthesis of nanostructures with controllable nanogaps and has a promising future in multiple fields including nanotechnology, catalysis and photonics.

Recent Advances in the Synthesis of Intra-Nanogap Au Plasmonic Nanostructures for Bioanalytical Applications

Plasmonic nanogap-enhanced Raman scattering has attracted considerable attention in the fields of Raman-based bioanalytical applications and materials science. Various strategies have been proposed to prepare nanostructures with an inter- or intra-nanogap for fundamental study models or applications. This report focuses on recent advances in synthetic methods to fabricate intra-nanogap structures with diverse dimensions, with detailed focus on the theory and bioanalytical applications. Synthetic strategies ranging from the use of a silica layer to small molecules, the use of polymers and galvanic replacement, are extensively investigated. Furthermore, various core structures, such as spherical, rod-, and cube-shaped, are widely studied, and greatly expand the diversity of plasmonic nanostructures with an intra-nanogap. Theoretical calculations, ranging from the first plasmonic hybridization model that is applied to a concentric Au-SiO2 -Au nanosphere to the modern quantum corrected model, have evolved to accurately describe the plasmonic resonance property in concentric core-shell nanostructures with a subnanometer nanogap. The greatly enhanced and uniform Raman responses from the localized Raman reporter in the built-in nanogap have made it possible to achieve promising probes with an extraordinary high sensitivity in various formats, such as biomolecule detection, high-resolution cell imaging, and an in vivo imaging application.

Charge-transfer plasmons with narrow conductive molecular bridges: A quantum-classical theory

We analyze a new type of plasmon system arising from small metal nanoparticles linked by narrow conductive molecular bridges. In contrast to the well-known charge-transfer plasmons, the bridge in these systems consists only of a narrow conductive molecule or polymer in which the electrons move in a ballistic mode, showing quantum effects. The plasmonic system is studied by an original hybrid quantum-classical model accounting for the quantum effects, with the main parameters obtained from first-principles density functional theory simulations. We have derived a general analytical expression for the modified frequency of the plasmons and have shown that its frequency lies in the near-infrared (IR) region and strongly depends on the conductivity of the molecule, on the nanoparticle-molecule interface, and on the size of the system. As illustrated, we explored the plasmons in a system consisting of two small gold nanoparticles linked by a conjugated polyacetylene molecule terminated by sulfur atoms. It is argued that applications of this novel type of plasmon may have wide ramifications in the areas of chemical sensing and IR deep tissue imaging.

Multicomponent Plasmonic Nanoparticles: From Heterostructured Nanoparticles to Colloidal Composite Nanostructures

Plasmonic nanostructures possessing unique and versatile optoelectronic properties have been vastly investigated over the past decade. However, the full potential of plasmonic nanostructure has not yet been fully exploited, particularly with single-component homogeneous structures with monotonic properties, and the addition of new components for making multicomponent nanoparticles may lead to new-yet-unexpected or improved properties. Here we define the term "multi-component nanoparticles" as hybrid structures composed of two or more condensed nanoscale domains with distinctive material compositions, shapes, or sizes. We reviewed and discussed the designing principles and synthetic strategies to efficiently combine multiple components to form hybrid nanoparticles with a new or improved plasmonic functionality. In particular, it has been quite challenging to precisely synthesize widely diverse multicomponent plasmonic structures, limiting realization of the full potential of plasmonic heterostructures. To address this challenge, several synthetic approaches have been reported to form a variety of different multicomponent plasmonic nanoparticles, mainly based on heterogeneous nucleation, atomic replacements, adsorption on supports, and biomolecule-mediated assemblies. In addition, the unique and synergistic features of multicomponent plasmonic nanoparticles, such as combination of pristine material properties, finely tuned plasmon resonance and coupling, enhanced light-matter interactions, geometry-induced polarization, and plasmon-induced energy and charge transfer across the heterointerface, were reported. In this review, we comprehensively summarize the latest advances on state-of-art synthetic strategies, unique properties, and promising applications of multicomponent plasmonic nanoparticles. These plasmonic nanoparticles including heterostructured nanoparticles and composite nanostructures are prepared by direct synthesis and physical force- or biomolecule-mediated assembly, which hold tremendous potential for plasmon-mediated energy transfer, magnetic plasmonics, metamolecules, and nanobiotechnology.

Towards rational design and optimization of near-field enhancement and spectral tunability of hybrid core-shell plasmonic nanoprobes

In biology, sensing is a major driver of discovery. A principal challenge is to create a palette of probes that offer near single-molecule sensitivity and simultaneously enable multiplexed sensing and imaging in the “tissue-transparent” near-infrared region. Surface-enhanced Raman scattering and metal-enhanced fluorescence have shown substantial promise in addressing this need. Here, we theorize a rational design and optimization strategy to generate nanostructured probes that combine distinct plasmonic materials sandwiching a dielectric layer in a multilayer core shell configuration. The lower energy resonance peak in this multi-resonant construct is found to be highly tunable from visible to the near-IR region. Such a configuration also allows substantially higher near-field enhancement, compared to a classical core-shell nanoparticle that possesses a single metallic shell, by exploiting the differential coupling between the two core-shell interfaces. Combining such structures in a dimer configuration, which remains largely unexplored at this time, offers significant opportunities not only for near-field enhancement but also for multiplexed sensing via the (otherwise unavailable) higher order resonance modes. Together, these theoretical calculations open the door for employing such hybrid multi-layered structures, which combine facile spectral tunability with ultrahigh sensitivity, for biomolecular sensing.

Plasmons of hollow nanobar oligomers

Assembling metal nano-objects into well-defined configurations is an effective way to create hybrid plasmonic structures with unusual functionalities.

Linear acene molecules in plasmonic cavities: mapping evolution of optical absorption spectra and electric field intensity enhancements

Understanding the plasmonic cavity induced electric field enhancement in a hybrid nanosystem is of paramount importance in the development of new optical devices.

Electron Transport Across Plasmonic Molecular Nanogaps Interrogated with Surface-Enhanced Raman Scattering

Charge transport plays an important role in defining both far-field and near-field optical response of a plasmonic nanostructure with an ultrasmall built-in nanogap. As the gap size of a gold core-shell nanomatryoshka approaches the sub-nanometer length scale, charge transport may occur and strongly alter the near-field enhancement within the molecule-filled nanogap. In this work, we utilize ultrasensitive surface-enhanced Raman spectroscopy (SERS) to investigate the plasmonic near-field variation induced by the molecular junction conductance-assisted electron transport in gold nanomatryoshkas, termed gap-enhanced Raman tags (GERTs). The GERTs, with interior gaps from 0.7 to 2 nm, are prepared with a wet chemistry method. Our experimental and theoretical studies suggest that the electron transport through the molecular junction influences both far-field and near-field optical properties of the GERTs. In the far-field extinction response, the low-energy gap mode predicted by a classical electromagnetic model (CEM) is strongly quenched and hence unobservable in the experiment, which can be well explained by a quantum-corrected model (QCM). In the near-field SERS response, the optimal gap size for maximum Raman enhancement at the excitation wavelength of 785 nm (633 nm) is about 1.35 nm (1.8 nm). Similarly, these near-field results do not tally with the CEM calculations but agree well with the QCM results where the molecular junction conductance in the nanogap is fully considered. Our study may improve understanding of charge-transport phenomena in ultrasmall plasmonic molecular nanogaps and promote the further development of molecular electronics-based plasmonic nanodevices.

Optical properties of plasmonic core-shell nanomatryoshkas: a quantum hydrodynamic analysis

Plasmonic response of the metallic structure characterized by sub-nanometer dielectric gaps can be strongly affected by nonlocal or quantum effects. In this paper, we investigate these effects in spherical Na and Au nanomatryoshka structures with sub-nanometer core-shell separation. We use the state-of-the-art quantum hydrodynamic theory (QHT) to study both near-field and far-field optical properties of these systems: results are compared with the classical local response approximation (LRA), Thomas-Fermi hydrodynamic theory (TF-HT), and the reference time-dependent density functional theory (TD-DFT). We find that the results obtained using the QHT method are in a very good agreement with TD-DFT calculations, whereas other LRA and TF-HT significantly overestimate the field-enhancements. Thus, the QHT approach efficiently and accurately describes microscopic details of multiscale plasmonic systems whose sizes are computationally out-of-reach for a TD-DFT approach; here, we report results for Na and Au nanomatryoshka with a diameter of 60 nm.

Plasmon-induced nonlinear response of silver atomic chains

Nonlinear response of a linear silver atomic chain upon ultrafast laser excitation has been studied in real time using the time-dependent density functional theory. We observe the presence of nonlinear responses up to the fifth order in tunneling current, which is ascribed to the excitation of high-energy electrons generated by Landau damping of plasmons. The nonlinear effect is enhanced after adsorption of polar molecules such as water due to the enhanced damping rates during plasmon decay. Increasing the length of atomic chains also increases the nonlinear response, favoring higher-order plasmon excitation. These findings offer new insights towards a complete understanding and ultimate control of plasmon-induced nonlinear phenomena to atomic precision.

Raman photostability of off-resonant gap-enhanced Raman tags

Surface-enhanced Raman scattering (SERS) nanoprobes show promising potential for biosensing and bioimaging applications due to advantageous features of ultrahigh sensitivity and specificity. However, very limited research has been reported on the SERS photostability of nanoprobes upon continuous laser irradiation, which is critical for high-speed and time-lapse microscopy. The core–shell off-resonant gap-enhanced Raman tags (GERTs) with built-in Raman reporters, excited at near-infrared (NIR) region but with a plasmon resonance at visible region, allow decoupling the plasmon resonance behaviors with the SERS performance and therefore show ultrahigh Raman photostability during continuous laser irradiation. In this work, we have synthesized five types of off-resonant GERTs with different embedded Raman reporters, numbers of shell layer, or nanoparticle shapes. Via thorough examination of time-resolved SERS trajectories and quantitative analysis of photobleaching behaviors, we have demonstrated that double metallic-shell GERTs embedded with 1,4-benzenedithiol molecules show the best photostability performance, to the best of our knowledge, among all SERS nanoprobes reported before, with a photobleaching time constant up to 4.8 × 10⁵ under a laser power density of 4.7 × 10⁵ W cm⁻². Numerical calculations additionally support that the local plasmonic heating effect in fact can be greatly minimized using the off-resonance strategy. Moreover, double-shell BDT-GERTs are highly potential for high-speed and high-resolution Raman-based cell bioimaging.

Off-resonant gap-enhanced Raman tags (GERTs) show ultrahigh Raman enhancement and photostabilities and therefore can be used as ideal highly photostable nanoprobes for high-speed and high-resolution Raman bioimaging.

Optical properties of magnesium nanorods using time dependent density functional theory calculations

Plasmonic nanostructures made of Earth-abundant and low-cost metals such as aluminum and magnesium have recently emerged as a potential alternative candidate to conventional plasmonic metals such as gold and silver.

Rational Design of Ultrabright SERS Probes with Embedded Reporters for Bioimaging and Photothermal Therapy

Plasmonic nanoparticles can be utilized as surface-enhanced Raman scattering (SERS) probes for bioimaging and as photothermal (PT) agents for cancer therapy. Typically, their SERS and PT efficiencies reach maximal values under the on-resonant condition, when the excitation wavelength overlaps the localized surface plasmon resonance (LSPR) wavelength preferably in the near-infrared (NIR) biological window. However, the photogenerated heat may inevitably disturb or even destroy biological samples during the imaging process. Herein, we develop ultrabright SERS probes composed of metallic Au@Ag core-shell rodlike nanomatryoshkas (RNMs) with embedded Raman reporters. By rationally controlling the Ag shell thickness, the LSPR of RNMs can be tuned from UV to NIR range, resulting in highly tunable SERS and PT properties. As bright NIR SERS imaging nanoprobes, RNMs with a thick Ag shell are designed for minimal PT damage to the biological targets under the off-resonance condition, as illustrated through monitoring the changes in mitochondrial membrane potential of cancer cells during SERS imaging procedure. By contrast, RNMs with a thin Ag shell are designed as multifunctional NIR theranostic probes that combine enhanced photothermal therapy capability, as exemplified by efficient PT killing of cancer cells, with reduced yet still efficient imaging properties at the on-resonance excitation.

Aluminum plasmonic nanoshielding in ultraviolet inactivation of bacteria

Ultraviolet (UV) irradiation is an effective bacterial inactivation technique with broad applications in environmental disinfection. However, biomedical applications are limited due to the low selectivity, undesired inactivation of beneficial bacteria and damage of healthy tissue. New approaches are needed for the protection of biological cells from UV radiation for the development of controlled treatment and improved biosensors. Aluminum plasmonics offers attractive opportunities for the control of light-matter interactions in the UV range, which have not yet been explored in microbiology. Here, we investigate the effects of aluminum nanoparticles (Al NPs) prepared by sonication of aluminum foil on the UVC inactivation of E. coli bacteria and demonstrate a new radiation protection mechanism via plasmonic nanoshielding. We observe direct interaction of the bacterial cells with Al NPs and elucidate the nanoshielding mechanism via UV plasmonic resonance and nanotailing effects. Concentration and wavelength dependence studies reveal the role and range of control parameters for regulating the radiation dosage to achieve effective UVC protection. Our results provide a step towards developing improved radiation-based bacterial treatments.

Realizing structural color generation with aluminum plasmonic V-groove metasurfaces

Structural color printing based on all-aluminum plasmonic V-groove metasurfaces is demonstrated under both bright field and dark field illumination conditions. A broad visible color range is realized with the plasmonic V-groove arrays etched on an aluminum surface by simply varying the groove depth while keeping the groove period as a constant. Polarization dependent structural color printing is further achieved with interlaced V-groove arrays along both the horizontal and vertical directions. These results pave the way towards the use of an all-aluminum structural color printing platform for many practical applications such as security marking and information storage.

Physics Models of Plasmonics: Single Nanoparticle, Complex Single Nanoparticle, Nanodimer, and Single Nanoparticle over Metallic Thin Film

The physics models of plasmonics for single nanoparticle, complex single nanoparticle, nanodimer, and single nanoparticle over a metallic thin film with an isolation layer, have been reviewed in this article. In nanoscale, the localized plasmonics from the single nanoparticle, hybrid single nanoparticle, and nanodimer, can be illustrated by classical electrodynamics. When the space of a nanodimer downs to subnanometer, the classical electrodynamics would fail to predict the resonance spectrum or dispersion of the nanostructures. The quantum model and quantum-corrected electrodynamics model, are introduced to deal with this problem. For the single nanoparticle over a metallic thin film with an isolation layer, the plasmonic resonance and the enhanced local field depend on the thickness of the isolation layer strongly. When the isolation layer thickness goes down to subnanometer, the classical electromagnetics model would be replaced by the quantum model for illustrating of the plasmonics. The physics models of plasmonics have wide applications in design and fabrication of the metallic nanostructure for further research.

Hot Hole Photoelectrochemistry on Au@SiO2@Au Nanoparticles

There is currently a worldwide need to develop efficient photocatalytic materials that can reduce the high-energy cost of common industrial chemical processes. One possible solution focuses on metallic nanoparticles (NPs) that can act as efficient absorbers of light due to their surface plasmon resonance. Recent work indicates that small NPs, when photoexcited, may allow for efficient electron or hole transfer necessary for photocatalysis. Here we investigate the mechanisms behind hot hole carrier dynamics by studying the photodriven oxidation of citrate ions on Au@SiO₂@Au core-shell NPs. We find that charge transfer to adsorbed molecules is most efficient at higher photon energies but still present with lower plasmon energy. On the basis of these experimental results, we develop a simple theoretical model for the probability of hot carrier-adsorbate interactions across the NP surface. These results provide a foundation for understanding charge transfer in plasmonic photocatalytic materials, which could allow for further design and optimization of photocatalytic processes.

Pronounced Fano Resonance in Single Gold Split Nanodisks with 15 nm Split Gaps for Intensive Second Harmonic Generation

Single metallic nanostructures supporting strong Fano resonances allow more compact nanophotonics integration and easier geometrical control in practical applications such as enhanced spectroscopy and sensing. In this work, we designed a class of plasmonic split nanodisks that show pronounced Fano resonance comparable to that observed in widely studied plasmonic oligomer clusters. Using our recently developed "sketch and peel" electron-beam lithography, split nanodisks with varied diameter and split length were fabricated over a large area with high uniformity. Transmission spectroscopy measurements demonstrated that the fabricated structures with 15 nm split gap exhibit disk diameter and split length controlled Fano resonances in the near-infrared region, showing excellent agreement with simulation results. Together with the plasmon hybridization theory, in-depth full-wave analyses elucidated that the Fano resonances observed in the split nanodisks were induced by mode interference between the bright antibonding dipole mode of split disks and the subradiant mode supported by the narrow split gap. With the giant near-field enhancement enabled by the intensive Fano resonance at the tiny split gap, strong wavelength-dependent second harmonic generation was observed under near-infrared excitation. Our work demonstrated that single split nanodisks could serve as important building blocks for plasmonic and nanophotonic applications including sensing and nonlinear optics.

Quantum effects in the plasmon response of bimetallic core-shell nanostructures

We report a quantum mechanical study of the plasmonic response of bimetallic spherical core/shell nanoparticles. The systems comprise up to 10⁴ electrons and their optical response is addressed with Time Dependent Density Functional Theory calculations. These quantum results are compared with classical electromagnetic calculations for core/shell systems formed by Al/Na, Al/Au and Ag/Na, as representative examples of bimetallic systems. We show that for shell widths in the nanometer range, the system cannot be described as a simple stack of two metals. The finite size effect and the transition layer formed between the core and the shell strongly modify the optical properties of the compound nanoparticle. In particular this configuration leads to a frequency shift of the plasmon resonance with shell character and an increased plasmon decay into electron-hole pairs which eventually quenches this resonance for very thin shells. This effect is difficult to capture with a classical theory even upon adjustment of the parameters of a combination of metallic dielectric functions.

Synthesis, Optical Properties, and Multiplexed Raman Bio-Imaging of Surface Roughness-Controlled Nanobridged Nanogap Particles

Plasmonic nanostructures are widely studied and used because of their useful size, shape, composition and assembled structure-based plasmonic properties. It is, however, highly challenging to precisely design, reproducibly synthesize and reliably utilize plasmonic nanostructures with enhanced optical properties. Here, we devise a facile synthetic method to generate Au surface roughness-controlled nanobridged nanogap particles (Au-RNNPs) with ultrasmall (≈1 nm) interior gap and tunable surface roughness in a highly controllable manner. Importantly, we found that particle surface roughness can be associated with and enhance the electromagnetic field inside the interior gap, and stronger nanogap-enhanced Raman scattering (NERS) signals can be generated from particles by increasing particle surface roughness. The finite-element method-based calculation results support and are matched well with the experimental results and suggest one needs to consider particle shape, nanogap and nanobridges simultaneously to understand and control the optical properties of this type of nanostructures. Finally, the potential of multiplexed Raman detection and imaging with RNNPs and the high-speed, high-resolution Raman bio-imaging of Au-RNNPs inside cells with a wide-field Raman imaging setup with liquid crystal tunable filter are demonstrated. Our results provide strategies and principles in designing and synthesizing plasmonically enhanced nanostructures and show potential for detecting and imaging Raman nanoprobes in a highly specific, sensitive and multiplexed manner.

Quantum mechanical effects in plasmonic structures with subnanometre gaps

Metallic structures with nanogap features have proven highly effective as building blocks for plasmonic systems, as they can provide a wide tuning range of operating frequencies and large near-field enhancements. Recent work has shown that quantum mechanical effects such as electron tunnelling and nonlocal screening become important as the gap distances approach the subnanometre length-scale. Such quantum effects challenge the classical picture of nanogap plasmons and have stimulated a number of theoretical and experimental studies. This review outlines the findings of many groups into quantum mechanical effects in nanogap plasmons, and discusses outstanding challenges and future directions.

Quantum electrodynamics and plasmonic resonance of metallic nanostructures

Plasmonic resonance of a metallic nanostructure results from coherent motion of its conduction electrons driven by incident light. At the resonance, the induced dipole in the nanostructure is proportional to the number of the conduction electrons, hence 10(7) times larger than that in an atom. The interaction energy between the induced dipole and fluctuating virtual field of the incident light can reach a few tenths of an eV. Therefore, the classical electromagnetism dominating the field may become inadequate. We propose that quantum electrodynamics (QED) may be used as a fundamental theory to describe the interaction between the virtual field and the oscillating electrons. Based on QED, we derive analytic expressions for the plasmon resonant frequency, which depends on three easily accessible material parameters. The analytic theory reproduces very well the experimental data, and can be used in rational design of materials for plasmonic applications.

Plasmonic multi-shell nanomatryoshka particles as highly tunable SERS tags with built-in reporters

Here we report on the synthesis and averaged SERS measurements of multi-shell nanomatryoshka SERS tags. By tuning the number of shells or by changing the Raman reporters in different gap layers, their Raman intensities and spectral bands were tunable. These tags show great potential for SERS-based biosensing and bioimaging.

Plasmon Response and Electron Dynamics in Charged Metallic Nanoparticles

Using the time-dependent density functional theory, we perform quantum calculations of the electron dynamics in small charged metallic nanoparticles (clusters) of spherical geometry. We show that the excess charge is accumulated at the surface of the nanoparticle within a narrow layer given by the typical screening distance of the electronic system. As a consequence, for nanoparticles in vacuum, the dipolar plasmon mode displays only a small frequency shift upon charging. We obtain a blue shift for positively charged clusters and a red shift for negatively charged clusters, consistent with the change of the electron spill-out from the nanoparticle boundaries. For negatively charged clusters, the Fermi level is eventually promoted above the vacuum level leading to the decay of the excess charge via resonant electron transfer into the continuum. We show that, depending on the charge, the process of electron loss can be very fast, on the femtosecond time scale. Our results are of great relevance to correctly interpret the optical response of the nanoparticles obtained in electrochemistry, and demonstrate that the measured shift of the plasmon resonances upon charging of nanoparticles cannot be explained without account for the surface chemistry and the dielectric environment.

Echenique P, Aizpurua J, Borisov AG. Active quantum plasmonics

The ability of localized surface plasmons to squeeze light and engineer nanoscale electromagnetic fields through electron-photon coupling at dimensions below the wavelength has turned plasmonics into a driving tool in a variety of technological applications, targeting novel and more efficient optoelectronic processes. In this context, the development of active control of plasmon excitations is a major fundamental and practical challenge. We propose a mechanism for fast and active control of the optical response of metallic nanostructures based on exploiting quantum effects in subnanometric plasmonic gaps. By applying an external dc bias across a narrow gap, a substantial change in the tunneling conductance across the junction can be induced at optical frequencies, which modifies the plasmonic resonances of the system in a reversible manner. We demonstrate the feasibility of the concept using time-dependent density functional theory calculations. Thus, along with two-dimensional structures, metal nanoparticle plasmonics can benefit from the reversibility, fast response time, and versatility of an active control strategy based on applied bias. The proposed electrical manipulation of light using quantum plasmonics establishes a new platform for many practical applications in optoelectronics.

Electronic spill-out induced spectral broadening in quantum hydrodynamic nanoplasmonics

The hydrodynamic theory is a powerful tool to study the nonlocal effects in metallic nanostructures that are too small to obey classical electrodynamics while still too large to be handled with a full quantum-mechanical theory. The existing hydrodynamic model can give accurate quantitative predictions for the plasmonic resonance shifts in metallic nanoplasmonics, yet is not able to predict the spectral width which is usually taken as a pre-set value instead. By taking account the fact that due to electron density spill-out from a surface, the Coulomb interaction screening is less efficient close the surface thus leads to a higher electron-electron scattering rate in this paper, we study how the electron-density-related damping rate induced by such Coulomb interaction will affect the plasmonic spectral broadening. We perform the simulation on a Na nanowire, which shows that the absorption spectra width is wider when the size of the nanowire becomes smaller. This result is consistent well with the reported experiment. Therefore, our theoretical model extends the existing hydrodynamic model and can provide much more quantum insight about nonlocal effects in metallic nanostructures.

Nanooptics of Plasmonic Nanomatryoshkas: Shrinking the Size of a Core-Shell Junction to Subnanometer

Quantum effects in plasmonic systems play an important role in defining the optical response of structures with subnanometer gaps. Electron tunneling across the gaps can occur, altering both the far-field optical response and the near-field confinement and enhancement. In this study, we experimentally and theoretically investigate plasmon coupling in gold "nanomatryoshka" (NM) nanoparticles with different core-shell separations. Plasmon coupling effects between the core and the shell become significant when their separation decreases to 15 nm. When their separation decreases to below 1 nm, the near- and far-field properties can no longer be described by classical approaches but require the inclusion of quantum mechanical effects such as electron transport through the self-assembled monolayer of molecular junction. In addition, surface-enhanced Raman scattering measurements indicate strong electron-transport induced charge transfer across the molecular junction. Our quantum modeling provides an estimate for the AC conductances of molecules in the junction. The insights acquired from this work pave the way for the development of novel quantum plasmonic devices and substrates for surface-enhanced Raman scattering.

Enhanced structural color generation in aluminum metamaterials coated with a thin polymer layer

A high-resolution and angle-insensitive structural color generation platform is demonstrated based on triple-layer aluminum-silica-aluminum metamaterials supporting surface plasmon resonances tunable across the entire visible spectrum. The color performances of the fabricated aluminum metamaterials can be strongly enhanced by coating a thin transparent polymer layer on top. The results show that the presence of the polymer layer induces a better impedance matching for the plasmonic resonances to the free space so that strong light absorption can be obtained, leading to the generation of pure colors in cyan, magenta, yellow and black (CMYK) with high color saturation.

Resonance shifts and spill-out effects in self-consistent hydrodynamic nanoplasmonics

The standard hydrodynamic Drude model with hard-wall boundary conditions can give accurate quantitative predictions for the optical response of noble-metal nanoparticles. However, it is less accurate for other metallic nanosystems, where surface effects due to electron density spill-out in free space cannot be neglected. Here we address the fundamental question whether the description of surface effects in plasmonics necessarily requires a fully quantum-mechanical ab initio approach. We present a self-consistent hydrodynamic model (SC-HDM), where both the ground state and the excited state properties of an inhomogeneous electron gas can be determined. With this method we are able to explain the size-dependent surface resonance shifts of Na and Ag nanowires and nanospheres. The results we obtain are in good agreement with experiments and more advanced quantum methods. The SC-HDM gives accurate results with modest computational effort, and can be applied to arbitrary nanoplasmonic systems of much larger sizes than accessible with ab initio methods.

Anisotropy Effects on the Plasmonic Response of Nanoparticle Dimers

We present an ab initio study of the anisotropy and atomic relaxation effects on the optical properties of nanoparticle dimers. Special emphasis is placed on the hybridization process of localized surface plasmons, plasmon-mediated photoinduced currents, and electric-field enhancement in the dimer junction. We show that there is a critical range of separations between the clusters (0.1-0.5 nm) in which the detailed atomic structure in the junction and the relative orientation of the nanoparticles have to be considered to obtain quantitative predictions for realistic nanoplasmonic devices. It is worth noting that this regime is characterized by the emergence of electron tunneling as a response to the driven electromagnetic field. The orientation of the particles not only modifies the attainable electric field enhancement but can lead to qualitative changes in the optical absorption spectrum of the system.

Quantum effects in the optical response of extended plasmonic gaps: validation of the quantum corrected model in core-shell nanomatryushkas

Electron tunneling through narrow gaps between metal nanoparticles can strongly affect the plasmonic response of the hybrid nanostructure. Although quantum mechanical in nature, this effect can be properly taken into account within a classical framework of Maxwell equations using the so-called Quantum Corrected Model (QCM). We extend previous studies on spherical cluster and cylindrical nanowire dimers where the tunneling current occurs in the extremely localized gap regions, and perform quantum mechanical time dependent density functional theory (TDDFT) calculations of the plasmonic response of cylindrical core-shell nanoparticles (nanomatryushkas). In this axially symmetric situation, the tunneling region extends over the entire gap between the metal core and the metallic shell. For core-shell separations below 0.5 nm, the standard classical calculations fail to describe the plasmonic response of the cylindrical nanomatryushka, while the QCM can reproduce the quantum results. Using the QCM we also retrieve the quantum results for the absorption cross section of the spherical nanomatryushka calculated by V. Kulkarni et al. [Nano Lett. 13, 5873 (2013)]. The comparison between the model and the full quantum calculations establishes the applicability of the QCM for a wider range of geometries that hold tunneling gaps.

Tailoring the negative-refractive-index metamaterials composed of semiconductor-metal-semiconductor gold ring/disk cavity heptamers to support strong Fano resonances in the visible spectrum

In this study, we investigated numerically the plasmon response of a planar negative-index metamaterial composed of symmetric molecular orientations of Au ring/disk nanocavities in a heptamer cluster. Using the plasmon hybridization theory and considering the optical response of an individual nanocluster, we determined the accurate geometrical sizes for a ring/disk nanocavity heptamer. It is shown that the proposed well-organized nanocluster can be tailored to support strong and sharp Fano resonances in the visible spectrum. Surrounding and filling the heptamer clusters by various metasurfaces with different chemical characteristics, and illuminating the structure with an incident light source, we proved that this configuration reflects low losses and isotropic features, including a pronounced Fano dip in the visible spectrum. Technically, employing numerical methods and tuning the geometrical sizes of the structure, we tuned and induced the Fano dip in the visible range, while the dark and bright plasmon resonance extremes are blueshifted to shorter wavelengths dramatically. Considering the calculated transmission window, we quantified the effective refractive index for the structure, while the substance of the substrate material was varied. Using Si, GaP, and InP semiconductors as substrate materials, we calculated and compared the corresponding figure of merit (FOM) for different regimes. The highest possible FOM was obtained for the GaP-Au-GaP negative-refractive-index metamaterial composed of ring/disk nanocavity heptamers as 62.4 at λ∼690  nm (arounnd the position of the Fano dip). Despite the outstanding symmetric nature of the suggested heptamer array, we provided sharp Fano dips by the appropriate tuning of the geometrical and chemical parameters. This study yields a method to employ ring/disk nanocavity heptamers as a negative-refractive-index metamaterial in designing highly accurate localization of surface plasmon resonance sensing devices and biochemical sensors.

van der Waals interactions at the nanoscale: the effects of nonlocality

Calculated using classical electromagnetism, the van der Waals force increases without limit as two surfaces approach. In reality, the force saturates because the electrons cannot respond to fields of very short wavelength: polarization charges are always smeared out to some degree and in consequence the response is nonlocal. Nonlocality also plays an important role in the optical spectrum and distribution of the modes but introduces complexity into calculations, hindering an analytical solution for interactions at the nanometer scale. Here, taking as an example the case of two touching nanospheres, we show for the first time, to our knowledge, that nonlocality in 3D plasmonic systems can be accurately analyzed using the transformation optics approach. The effects of nonlocality are found to dramatically weaken the field enhancement between the spheres and hence the van der Waals interaction and to modify the spectral shifts of plasmon modes.

Plasmonic nanosnowmen with a conductive junction as highly tunable nanoantenna structures and sensitive, quantitative and multiplexable surface-enhanced Raman scattering probes

The precise design and synthesis of plasmonic nanostructures allow us to manipulate, enhance, and utilize the optical characteristics of metallic materials. Although many multimeric structures (e.g., dimers) with interparticle nanogap have been heavily studied, the plasmonic nanostructures with a conductive junction have not been well studied mostly because of the lack of the reliable synthetic methods that can reproducibly and precisely generate a large number of the plasmonic nanostructures with a controllable conductive nanojunction. Here, we formed various asymmetric Au-Ag head-body nanosnowman structures with a highly controllable conductive nanojunction and studied their plasmon modes that cover from visible to near-infrared range, electromagnetic field enhancement, and surface-enhanced Raman scattering (SERS) properties. It was shown that change in the plasmonic neck region between Au head and Ag body nanoparticles and symmetry breaking using different sizes and compositions within a structure can readily and controllably introduce various plasmon modes and change the electromagnetic field inside and around a nanosnowman structure. The charge-transfer and capacitive coupling plasmon modes at low frequencies are tunable in the snowman structure, and subtle change in the conductive junction area of the nanosnowman dramatically affects the resulting electromagnetic field and optical signal. The relationships between the electromagnetic field distribution and enhancement in the snowman structure, excitation laser wavelength, and Raman dye were also studied, and it was found that the strongest electromagnetic field was observed in the crevice area on the junction and synthesizing a thinner and sharper neck junction is critical to generate the stronger electromagnetic field in the crevice area and to obtain the charge-transfer mode-based near-infrared signal. We have further shown that highly reproducible SERS signals can be generated from these nanosnowman structures with a linear dependence on particle concentration (5 fM to 1 pM) and the SERS-enhancement factor values of >10(8) can be obtained with the aid of the resonance effect in SERS. Finally, a wide range of LSPR bands with high tunability along with high structural reproducibility and high synthetic yield make the nanosnowman structures as very good candidates for practically useful multiple-wavelength-compatible, quantitative and sensitive SERS probes, and highly tunable nanoantenna structures.

Quantum mechanical origin of the plasmon: from molecular systems to nanoparticles

The surface plasmon resonance (SPR) of noble metal nanoparticles is reviewed in terms of both classical and quantum mechanical approaches. The collective oscillation of the free electrons responsible for the plasmon is well described using classical electromagnetic theory for large systems (from about 10 to 100 nm). In cases where quantum effects are important, this theory fails and first principle approaches like time-dependent density functional theory (TDDFT) must be used. In this paper, we give an account of the current understanding of the quantum mechanical origin of plasmon resonances. We provide some insight into how the discrete absorption spectrum of small noble metal clusters evolves into a strong plasmon peak with increasing particle size. The collective character of the plasmon is described in terms of the constructive addition of single-particle excitations. As the system size increases, the number of single-particle excitations increases as well. A configuration interaction (CI) approach can be applied to describe the optical properties of particles of all shapes and sizes, providing a consistent definition of plasmon resonances. Finally, we expand our analysis to thiolate-protected nanoparticles and analyze the effects of ligands on the plasmon.

Plasmonic nanostructures for light trapping in organic photovoltaic devices

Over the past decade, we have witnessed rapid advances in the development of organic photovoltaic devices (OPVs). At present, the highest level of efficiency has surpassed 10%, suggesting that OPVs have great potential to become competitive with other thin-film solar technologies. Because plasmonic nanostructures are likely to further improve the efficiency of OPVs, this Article reviews recent progress in the development of metal nanostructures for triggering plasmonic effects in OPVs. First, we briefly describe the physical fundamentals of surface plasmons (SPs). Then, we discuss recent approaches toward increasing the light trapping efficiency of OPVs through the incorporation of plasmonic structures. Finally, we provide a brief outlook into the future use of SPs in highly efficient OPVs.