Level repulsion in the complex plane

A review of progress in the physics of open quantum systems: theory and experiment

This report on progress explores recent advances in our theoretical and experimental understanding of the physics of open quantum systems (OQSs). The study of such systems represents a core problem in modern physics that has evolved to assume an unprecedented interdisciplinary character. OQSs consist of some localized, microscopic, region that is coupled to an external environment by means of an appropriate interaction. Examples of such systems may be found in numerous areas of physics, including atomic and nuclear physics, photonics, biophysics, and mesoscopic physics. It is the latter area that provides the main focus of this review, an emphasis that is driven by the capacity that exists to subject mesoscopic devices to unprecedented control. We thus provide a detailed discussion of the behavior of mesoscopic devices (and other OQSs) in terms of the projection-operator formalism, according to which the system under study is considered to be comprised of a localized region (Q), embedded into a well-defined environment (P) of scattering wavefunctions (with Q   +   P   =   1). The Q subspace must be treated using the concepts of non-Hermitian physics, and of particular interest here is: the capacity of the environment to mediate a coupling between the different states of Q; the role played by the presence of exceptional points (EPs) in the spectra of OQSs; the influence of EPs on the rigidity of the wavefunction phases, and; the ability of EPs to initiate a dynamical phase transition (DPT). EPs are singular points in the continuum, at which two resonance states coalesce, that is where they exhibit a non-avoided crossing. DPTs occur when the quantum dynamics of the open system causes transitions between non-analytically connected states, as a function of some external control parameter. Much like conventional phase transitions, the behavior of the system on one side of the DPT does not serve as a reliable indicator of that on the other. In addition to discussing experiments on mesoscopic quantum point contacts that provide evidence of the environmentally-mediated coupling of quantum states, we also review manifestations of DPTs in mesoscopic devices and other systems. These experiments include observations of resonance-trapping behavior in microwave cavities and open quantum dots, phase lapses in tunneling through single-electron transistors, and spin swapping in atomic ensembles. Other possible manifestations of this phenomenon are presented, including various superradiant phenomena in low-dimensional semiconductors. From these discussions a generic picture of OQSs emerges in which the environmentally-mediated coupling between different quantum states plays a critical role in governing the system behavior. The ability to control or manipulate this interaction may even lead to new applications in photonics and electronics.

Gate controlled resonant widths in double-bend waveguides: bound states in the continuum

We consider quantum transmission through double-bend [Formula: see text]- and Z-shaped waveguides controlled by the finger gate potential. Using the effective non-Hermitian Hamiltonian approach we explain the resonances in transmission. We show a difference in transmission in the short waveguides that is the result of different chirality in Z and [Formula: see text] waveguides. We demonstrate that the potential selectively affects the resonant widths resulting in the occurrence of bound states in the continuum.

Avoided-level-crossing statistics in open chaotic billiards

We investigate a two-level model with a large number of open decay channels in order to describe avoided level crossing statistics in open chaotic billiards. This model allows us to describe the fundamental changes in the probability distribution of the avoided level crossings compared with the closed case. Explicit expressions are derived for systems with preserved and broken time-reversal symmetry. We find that the decay process induces a modification at small spacings of the probability distribution of the avoided level crossings due to an attraction of the resonances. The theoretical predictions are in complete agreement with the recent experimental results of Dietz [Phys. Rev. E 73, 035201 (2006)].

Phase rigidity and avoided level crossings in the complex energy plane

We consider the effective Hamiltonian of an open quantum system, its biorthogonal eigenfunctions phi(lambda), and define the value r(lambda)=(phi(lambda)|phi(lambda))/<phi(lambda)|phi(lambda)> that characterizes the phase rigidity of the eigenfunctions phi(lambda). In the scenario with avoided level crossings, r(lambda) varies between 1 and 0 due to the mutual influence of neighboring resonances. The variation of r(lambda) is an internal property of an open quantum system. In the literature, the phase rigidity rho of the scattering wave function Psi(C)(E) is considered. Since Psi(C)(E) can be represented in the interior of the system by the phi(lambda), the phase rigidity rho of the Psi(C)(E) is related to the r(lambda) and therefore also to the mutual influence of neighboring resonances. As a consequence, the reduction of the phase rigidity rho to values smaller than 1 should be considered, at least partly, as an internal property of an open quantum system in the overlapping regime. The relation to measurable values such as the transmission through a quantum dot, follows from the fact that the transmission is, in any case, resonant at energies that are determined by the real part of the eigenvalues of the effective Hamiltonian. We illustrate the relation between phase rigidity rho and transmission numerically for small open cavities.

Quantification of cross correlations in complex spatiotemporal systems

We propose a design of the equal time correlation matrix suitable for the analysis of multivariate time series with ill-defined phases. We present the cross-correlation analysis of model data sets taken from coupled stochastic oscillators and compare the concept with the results obtained from a conventional correlation matrix analysis. We show that the concept provides a higher sensitivity combined with a better statistical significance when quantifying weak cross correlations.

Detection and characterization of changes of the correlation structure in multivariate time series

We propose a method based on the equal-time correlation matrix as a sensitive detector for phase-shape correlations in multivariate data sets. The key point of the method is that changes of the degree of synchronization between time series provoke level repulsions between eigenstates at both edges of the spectrum of the correlation matrix. Consequently, detailed information about the correlation structure of the multivariate data set is imprinted into the dynamics of the eigenvalues and into the structure of the corresponding eigenvectors. The performance of the technique is demonstrated by application to N(f)-tori, autoregressive models, and coupled chaotic systems. The high sensitivity, the comparatively small computational effort, and the excellent time resolution of the method recommend it for application to the analysis of complex, spatially extended, nonstationary systems.

Avoided level crossings, diabolic points, and branch points in the complex plane in an open double quantum dot

We study the spectrum of an open double quantum dot as a function of different system parameters in order to receive information on the geometric phases of branch points in the complex plane (BPCP). We relate them to the geometrical phases of the diabolic points (DPs) of the corresponding closed system. The double dot consists of two single dots and a wire connecting them. The two dots and the wire are represented by only a single state each. The spectroscopic values follow from the eigenvalues and eigenfunctions of the Hamiltonian describing the double dot system. They are real when the system is closed, and complex when the system is opened by attaching leads to it. The discrete states as well as the narrow resonance states avoid crossing. The DPs are points within the avoided level crossing scenario of discrete states. At the BPCP, width bifurcation occurs. Here, different Riemann sheets evolve and the levels do not cross anymore. The BPCP are physically meaningful. The DPs are unfolded into two BPCP with different chirality when the system is opened. The geometric phase that arises by encircling the DP in the real plane, is different from the phase that appears by encircling the BPCP. This is found to be true even for a weakly opened system and the two BPCP into which the DP is unfolded.

Influence of branch points in the complex plane on the transmission through double quantum dots

We consider single-channel transmission through a double quantum dot system consisting of two single dots that are connected by a wire and coupled each to one lead. The system is described in the framework of the S matrix theory by using the effective Hamiltonian of the open quantum system. It consists of the Hamiltonian of the closed system (without attached leads) and a term that accounts for the coupling of the states via the continuum of propagating modes in the leads. This model allows one to study the physical meaning of branch points in the complex plane. They are points of coalesced eigenvalues and separate the two scenarios with avoided level crossings and without any crossings in the complex plane. They influence strongly the features of transmission through double quantum dots.

Effective Hamiltonian and unitarity of the S matrix

The properties of open quantum systems are described well by an effective Hamiltonian H that consists of two parts: the Hamiltonian H of the closed system with discrete eigenstates and the coupling matrix W between discrete states and continuum. The eigenvalues of H determine the poles of the S matrix. The coupling matrix elements W(cc')(k) between the eigenstates k of H and the continuum may be very different from the coupling matrix elements W(cc')(k) between the eigenstates of H and the continuum. Due to the unitarity of the S matrix, the W(cc')(k) depend on energy in a nontrivial manner. This conflicts with the assumptions of some approaches to reactions in the overlapping regime. Explicit expressions for the wave functions of the resonance states and for their phases in the neighborhood of, respectively, avoided level crossings in the complex plane and double poles of the S matrix are given.

Exceptional points and double poles of the S matrix

Exceptional points and double poles of the S matrix are both characterized by the coalescence of a pair of eigenvalues. In the first case, the coalescence causes a defect of the Hilbert space. In the second case, this is not so as shown in previous papers. Mathematically, the reason for this difference is the biorthogonality of the eigenfunctions of a non-Hermitian operator that is ignored in the first case. The consequences for the topological structure of the Hilbert space are studied and compared with existing experimental data.

Dynamics of quantum systems

A relation between the eigenvalues of an effective Hamilton operator and the poles of the S matrix is derived that holds for isolated as well as for overlapping resonance states. The system may be a many-particle quantum system with two-body forces between the constituents or it may be a quantum billiard without any two-body forces. Avoided crossings of discrete states as well as of resonance states are traced back to the existence of branch points in the complex plane. Under certain conditions, these branch points appear as double poles of the S matrix. They influence the dynamics of open as well as of closed quantum systems. The dynamics of the two-level system is studied in detail analytically as well as numerically.

Observation of resonance trapping in an open microwave cavity

The coupling of a quantum mechanical system to open decay channels has been theoretically studied in numerous works, mainly in the context of nuclear physics but also in atomic, molecular, and mesoscopic physics. Theory predicts that with increasing coupling strength to the channels the resonance widths of all states should first increase but finally decrease again for most of the states. In this Letter, the first direct experimental verification of this effect, known as resonance trapping, is presented. In the experiment a microwave Sinai cavity with an attached waveguide with variable slit width was used.

Spectroscopic studies in open quantum systems

The Hamiltonian H of an open quantum system is non-Hermitian. Its complex eigenvalues E(R) are the poles of the S matrix and provide both the energies and widths of the states. We illustrate the interplay between Re(H) and Im(H) by means of the different interference phenomena between two neighboring resonance states. Level repulsion may occur along the real or imaginary axis (the latter is called resonance trapping). In any case, the eigenvalues of the two states avoid crossing in the complex plane. We then calculate the poles of the S matrix and the corresponding wave functions for a rectangular microwave resonator with a scatter as a function of the area of the resonator as well as of the degree of opening to a waveguide. The calculations are performed by using the method of exterior complex scaling. Re(H) and Im(H) cause changes in the structure of the wave functions which are permanent, as a rule. The resonance picture obtained from the microwave resonator shows all the characteristic features known from the study of many-body systems in spite of the absence of two-body forces. The effects arising from the interplay between resonance trapping and level repulsion along the real axis are not involved in the statistical theory (random matrix theory).

Collective modes in an open microwave billiard

Numerical calculations for a microwave Sinai billiard coupled strongly to a lead are performed as a function of the coupling strength between billiard and lead. They prove the formation of different time scales in an open quantum system at large coupling strength. The short-lived collective states are formed together with many long-lived trapped states.

Correlations of eigenvectors for non-Hermitian random-matrix models

We establish a general relation between the diagonal correlator of eigenvectors and the spectral Green's function for non-Hermitian random-matrix models in the large-N limit. We apply this result to a number of non-Hermitian random-matrix models and show that the outcome is in good agreement with numerical results.

Phase transitions in open quantum systems

We consider the behavior of open quantum systems through the dependence of the coupling to one decay channel by introducing the coupling parameter alpha, which is proportional to the average degree of overlapping. Under critical conditions, a reorganization of the spectrum takes place that creates a bifurcation of the time scales with respect to the lifetimes of the resonance states. We derive analytically the conditions under which the reorganization process can be understood as a second-order phase transition and illustrate our results by numerical investigations. The conditions are fulfilled, e.g., for a uniform picket-fence level distribution with equal coupling of the states to the continuum. Energy dependencies within the system are included. We consider also the case of an unfolded Gaussian orthogonal ensemble and of a spectrum bounded from below. In all these cases, the reorganization of the spectrum occurs at the critical value alpha(crit) of the control parameter globally over the whole energy range of the spectrum. All states act cooperatively.