Weyl Exceptional Rings in a Three-Dimensional Dissipative Cold Atomic Gas

Configurable Phase Transitions in a Topological Thermal Material

Diffusive nature of thermal transportation fundamentally restricts topological characteristics due to the absence of a sufficient parametric space with complex dimensionalities. Here, we create an orthogonal advection space with two advective pairs to reveal the unexplored topological transitions in thermal material. We demonstrate four types of configurable thermal phases, including the nontrivial dynamic-equilibrium distribution, nonchiral steplike π-phase transition, and another two trivial profiles related to the anti-parity-time symmetry nature. Our findings provide a recipe for realizing a topologically robust thermal system under arbitrary perturbations.

Geometric Response and Disclination-Induced Skin Effects in Non-Hermitian Systems

We study the geometric response of three-dimensional non-Hermitian crystalline systems with nontrivial point-gap topology. For systems with fourfold rotation symmetry, we show that in the presence of disclination lines with a total Frank angle, which is an integer multiple of 2π, there can be nontrivial one-dimensional point-gap topology along the direction of the disclination lines. This results in disclination-induced non-Hermitian skin effects. By doubling a non-Hermitian Hamiltonian to a Hermitian three-dimensional chiral topological insulator, we show that the disclination-induced skin modes are zero modes of the effective surface Dirac fermion(s) in the presence of a pseudomagnetic flux induced by disclinations. Furthermore, we find that our results have a field theoretic description, and the corresponding geometric response actions (e.g., the Euclidean Wen-Zee action) enrich the topological field theory of non-Hermitian systems.

Simulating Exceptional Non-Hermitian Metals with Single-Photon Interferometry

We experimentally simulate in a photonic setting non-Hermitian (NH) metals characterized by the topological properties of their nodal band structures. Implementing nonunitary time evolution in reciprocal space followed by interferometric measurements, we probe the complex eigenenergies of the corresponding NH Bloch Hamiltonians, and study in detail the topology of their exceptional lines (ELs), the NH counterpart of nodal lines in Hermitian systems. We focus on two distinct types of NH metals: two-dimensional systems with symmetry-protected ELs, and three-dimensional systems possessing symmetry-independent topological ELs in the form of knots. While both types feature open Fermi surfaces, we experimentally observe their distinctions by analyzing the impact of symmetry-breaking perturbations on the topology of ELs.

Phase diagram and quantum criticality of a non-HermitianXYmodel with a complex transverse field

We study a one dimensional non-Hermitian quantumXYmodel with a complex transverse field, where the imaginary transverse field can be generated by three-level atoms with spontaneous decay. Many-body spectrum can be obtained analytically. The phase diagram in thermodynamical limit indicates that the imaginary transverse field induces non-Hermitian degeneracy and shrinks the ferromagnetic phase for anisotropic interaction. We also analyze the effect of imaginary field on quantum criticality through ground state geometry phase. It causes a shift of transition point but does not change the order of phase transition in anisotropic interaction region. However, the phase transition is related to the original Hermitian degeneracy in anisotropic interaction region, which indicates that the imaginary transverse field cannot change phase boundary and critical behavior.

Unsupervised Learning of Non-Hermitian Topological Phases

Non-Hermitian topological phases bear a number of exotic properties, such as the non-Hermitian skin effect and the breakdown of conventional bulk-boundary correspondence. In this Letter, we introduce an unsupervised machine learning approach to classify non-Hermitian topological phases based on diffusion maps, which are widely used in manifold learning. We find that the non-Hermitian skin effect will pose a notable obstacle, rendering the straightforward extension of unsupervised learning approaches to topological phases for Hermitian systems ineffective in clustering non-Hermitian topological phases. Through theoretical analysis and numerical simulations of two prototypical models, we show that this difficulty can be circumvented by choosing the "on-site" elements of the projective matrix as the input data. Our results provide a valuable guidance for future studies on learning non-Hermitian topological phases in an unsupervised fashion, both in theory and experiment.

Topological Field Theory of Non-Hermitian Systems

Non-Hermiticity gives rise to unique topological phases without Hermitian analogs. However, the effective field theory has yet to be established. Here, we develop a field-theoretical description of the intrinsic non-Hermitian topological phases. Because of the dissipative and nonequilibrium nature of non-Hermiticity, our theory is formulated solely in terms of spatial degrees of freedom, which contrasts with the conventional theory defined in spacetime. Our theory provides a universal understanding of non-Hermitian topological phenomena such as the unidirectional transport in one dimension and the chiral magnetic skin effect in three dimensions. Furthermore, it systematically predicts new physics; we illustrate this by revealing transport phenomena and skin effects in two dimensions induced by a perpendicular spatial texture. From the field-theoretical perspective, the non-Hermitian skin effect, i.e., the anomalous localization due to non-Hermiticity, is shown to be a signature of an anomaly.

Non-Hermitian semi-Dirac semi-metals

Recently, many novel and exotic phases have been proposed by considering the role of topology in non-Hermitian systems, and their emergent properties are of wide current interest. In this work we propose the non-Hermitian generalization of semi-Dirac semimetals, which feature a linear dispersion along one momentum direction and a quadratic one along the other. We study the topological phase transitions in such two-dimensional semi-Dirac semimetals in the presence of a particle gain-and-loss term. We show that such a non-Hermitian term creates exceptional points (EPs) originating out of each semi-Dirac point. We map out the topological phase diagram of our model, using winding number and vorticity as topological invariants of the system. By means of numerical and analytical calculations, we examine the nature of edge states for different types of semi-Dirac models and establish bulk-boundary correspondence and absence of the non-Hermitian skin effect, in one class. On the other hand, for other classes of semi-Dirac models with asymmetric hopping, we restore the non-Hermitian skin effect, an anomalous feature usually present in non-Hermitian topological systems.

Nonunitary Scaling Theory of Non-Hermitian Localization

Non-Hermiticity can destroy Anderson localization and lead to delocalization even in one dimension. However, a unified understanding of non-Hermitian delocalization has yet to be established. Here, we develop a scaling theory of localization in non-Hermitian systems. We reveal that non-Hermiticity introduces a new scale and breaks down the one-parameter scaling, which is the central assumption of the conventional scaling theory of localization. Instead, we identify the origin of unconventional non-Hermitian delocalization as the two-parameter scaling. Furthermore, we establish the threefold universality of non-Hermitian localization based on reciprocity; reciprocity forbids delocalization without internal degrees of freedom, whereas symplectic reciprocity results in a new type of symmetry-protected delocalization.

The topological criticality in disordered non-Hermitian system

Disorders have a rich influence on topological and localized properties. Here, we explore the effects of different type of disorders (intracell and intercell) on the non-Hermitian system. We first exhibit the phase diagram and find that the intracell disorder and intercell disorder can broaden and narrow the topological region, respectively. Moreover, the skin effect, which is unique in the non-Hermitian system, is broken by disorders. Furthermore, we propose the generalized localization length to settle the issue of how to determine the topological phase boundary explicitly in the disordered non-Hermitian system. Significantly, the rationality of this definition can be verified by similarity transformation, in which we prove that the topological invariant remains invariant. Finally, a byproduct of our definition is that one can analytically get the criticality of topology in the clean-limit non-Hermitian system.

Non-Hermitian Skin Effect in a Non-Hermitian Electrical Circuit

The conventional bulk-boundary correspondence directly connects the number of topological edge states in a finite system with the topological invariant in the bulk band structure with periodic boundary condition (PBC). However, recent studies show that this principle fails in certain non-Hermitian systems with broken reciprocity, which stems from the non-Hermitian skin effect (NHSE) in the finite system where most of the eigenstates decay exponentially from the system boundary. In this work, we experimentally demonstrate a 1D non-Hermitian topological circuit with broken reciprocity by utilizing the unidirectional coupling feature of the voltage follower module. The topological edge state is observed at the boundary of an open circuit through an impedance spectra measurement between adjacent circuit nodes. We confirm the inapplicability of the conventional bulk-boundary correspondence by comparing the circuit Laplacian between the periodic boundary condition (PBC) and open boundary condition (OBC). Instead, a recently proposed non-Bloch bulk-boundary condition based on a non-Bloch winding number faithfully predicts the number of topological edge states.

A study of quantum Berezinskii-Kosterlitz-Thouless transition for parity-time symmetric quantum criticality

The Berezinskii–Kosterlitz–Thouless (BKT) mechanism governs the critical behavior of a wide range of many-body systems. We show here that this phenomenon is not restricted to conventional many body system but also for the strongly correlated parity-time (PT) symmetry quantum criticality. We show explicitly behaviour of topological excitation for the real and imaginary part of the potential are different through the analysis of second order and third order renormalization group (RG). One of the most interesting feature that we observe from our study the presence of hidden QBKT and also conventional QBKT for the real part of the potential whereas there is no such evidence for the imaginary part of the potential. We also present the exact solution for the RG flow lines. We show explicitly how the physics of single field double frequencies sine-Gordon Hamiltonian effectively transform to the dual field double frequencies sine-Gordon Hamiltonian for a certain regime of parameter space. This is the first example in any quantum many body systems. We present the results of second order and third order RG flow results explicitly for the real and imaginary part of the potential. This PT symmetric system can be experimentally tested in ultra-cold atoms. This work provides a new perspective for the PT symmetric quantum criticality.

Fermion Doubling Theorems in Two-Dimensional Non-Hermitian Systems for Fermi Points and Exceptional Points

The fermion doubling theorem plays a pivotal role in Hermitian topological materials. It states, for example, that Weyl points must come in pairs in three-dimensional semimetals. Here, we present an extension of the doubling theorem to non-Hermitian lattice Hamiltonians. We focus on two-dimensional non-Hermitian systems without any symmetry constraints, which can host two different types of topological point nodes, namely, (i) Fermi points and (ii) exceptional points. We show that these two types of protected point nodes obey doubling theorems, which require that the point nodes come in pairs. To prove the doubling theorem for exceptional points, we introduce a generalized winding number invariant, which we call the "discriminant number." Importantly, this invariant is applicable to any two-dimensional non-Hermitian Hamiltonian with exceptional points of arbitrary order and, moreover, can also be used to characterize nondefective degeneracy points. Furthermore, we show that a surface of a three-dimensional system can violate the non-Hermitian doubling theorems, which implies unusual bulk physics.

Knots and Non-Hermitian Bloch Bands

Knots have a twisted history in quantum physics. They were abandoned as failed models of atoms. Only much later was the connection between knot invariants and Wilson loops in topological quantum field theory discovered. Here we show that knots tied by the eigenenergy strings provide a complete topological classification of one-dimensional non-Hermitian (NH) Hamiltonians with separable bands. A Z_{2} knot invariant, the global biorthogonal Berry phase Q as the sum of the Wilson loop eigenphases, is proved to be equal to the permutation parity of the NH bands. We show the transition between two phases characterized by distinct knots occur through exceptional points and come in two types. We further develop an algorithm to construct the corresponding tight-binding NH Hamiltonian for any desired knot, and propose a scheme to probe the knot structure via quantum quench. The theory and algorithm are demonstrated by model Hamiltonians that feature, for example, the Hopf link, the trefoil knot, the figure-8 knot, and the Whitehead link.

Continuous Phase Transition without Gap Closing in Non-Hermitian Quantum Many-Body Systems

Contrary to the conventional wisdom in Hermitian systems, a continuous quantum phase transition between gapped phases is shown to occur without closing the energy gap Δ in non-Hermitian quantum many-body systems. Here, the relevant length scale ξ≃v_{LR}/Δ diverges because of the breakdown of the Lieb-Robinson bound on the velocity (i.e., unboundedness of v_{LR}) rather than vanishing of the energy gap Δ. The susceptibility to a change in the system parameter exhibits a singularity due to nonorthogonality of eigenstates. As an illustrative example, we present an exactly solvable model by generalizing Kitaev's toric-code model to a non-Hermitian regime.

Non-Hermitian Skin Modes Induced by On-Site Dissipations and Chiral Tunneling Effect

In this Letter, we study the conditions under which on-site dissipations can induce non-Hermitian skin modes in non-Hermitian systems. When the original Hermitian Hamiltonian has spinless time-reversal symmetry, it is impossible to have skin modes; on the other hand, if the Hermitian Hamiltonian has spinful time-reversal symmetry, skin modes can be induced by on-site dissipations under certain circumstances. As a concrete example, we employ the Rice-Mele model to illustrate our results. Furthermore, we predict that the skin modes can be detected by the chiral tunneling effect; that is, the tunneling favors the direction where the skin modes are localized. Our Letter reveals a no-go theorem for the emergence of skin modes and paves the way for searching for quantum systems with skin modes and studying their novel physical responses.

Maximal Shannon entropy in the vicinity of an exceptional point in an open microcavity

The Shannon entropy as a measure of information contents is investigated around an exceptional point (EP) in an open elliptical microcavity as a non-Hermitian system. The Shannon entropy is maximized near the EP in the parameter space for two interacting modes, but the exact maximum position is slightly off the EP toward the weak interaction region while the slopes of the Shannon entropies diverge at the EP. The Shannon entropies also show discontinuity across a specific line in the parameter space, directly related to the exchange of the Shannon entropy as well as the mode patterns with that line as a boundary. This feature results in a nontrivial topological structure of the Shannon entropy surfaces.

Parity-Time Symmetry in Non-Hermitian Complex Optical Media

The exploration of quantum-inspired symmetries in optical and photonic systems has witnessed immense research interest both fundamentally and technologically in a wide range of subject areas in physics and engineering. One of the principal emerging fields in this context is non-Hermitian physics based on parity-time symmetry, originally proposed in the studies pertaining to quantum mechanics and quantum field theory and recently ramified into a diverse set of areas, particularly in optics and photonics. The intriguing physical effects enabled by non-Hermitian physics and PT symmetry have enhanced significant application prospects and engineering of novel materials. In addition, there has been increasing research interest in many emerging directions beyond optics and photonics. Here, the state-of-the art developments in the field of complex non-Hermitian physics based on PT symmetry in various physical settings are brought together, and key concepts, a background, and a detailed perspective on new emerging directions are described. It can be anticipated that this trendy field of interest will be indispensable in providing new perspectives in maneuvering the flow of light in the diverse physical platforms in optics, photonics, condensed matter, optoelectronics, and beyond, and will offer distinctive application prospects in novel functional materials.

Topological Switch for Non-Hermitian Skin Effect in Cold-Atom Systems with Loss

We propose a realistic cold-atom quantum setting where topological localization induces nonreciprocal pumping. This is an intriguing non-Hermitian phenomenon that illustrates how topology, when assisted with atom loss, can act as a "switch" for the non-Hermitian skin effect (NHSE), rather than as a passive property that is modified by the NHSE. In particular, we present a lattice-shaking scenario to realize a two-dimensional cold-atom platform, where nonreciprocity is switched on only in the presence of both atom loss and topological localization due to time-reversal symmetry breaking. The resultant nonreciprocal pumping is manifested by asymmetric dynamical evolution, detectable by atomic populations along the system edges. Our setup may trigger possible applications in nonreciprocal atomtronics, where loss and topological mechanisms conspire to control atomic transport. Its quantum nature will also facilitate future studies on the interplay between non-Hermiticity and many-body physics.

Non-Hermitian Dirac Cones

Non-Hermitian systems containing gain or loss commonly host exceptional point degeneracies, not the diabolic points that, in Hermitian systems, play a key role in topological transitions and related phenomena. Non-Hermitian Hamiltonians with parity-time symmetry can have real spectra but generally nonorthogonal eigenstates, impeding the emergence of diabolic points. We introduce a pair of symmetries that induce not only real eigenvalues but also pairwise eigenstate orthogonality. This allows non-Hermitian systems to host Dirac points and other diabolic points. We construct non-Hermitian models exhibiting three exemplary phenomena previously limited to the Hermitian regime: Haldane-type topological phase transition, Landau levels without magnetic fields, and Weyl points. This establishes a new connection between non-Hermitian physics and the rich phenomenology of diabolic points.

Jones Polynomial and Knot Transitions in Hermitian and non-Hermitian Topological Semimetals

Topological nodal line semimetals host stable chained, linked, or knotted line degeneracies in momentum space protected by symmetries. In this Letter, we use the Jones polynomial as a general topological invariant to capture the global knot topology of the oriented nodal lines. We show that every possible change in Jones polynomial is attributed to the local evolutions around every point where two nodal lines touch. As an application of our theory, we show that nodal chain semimetals with four touching points can evolve to a Hopf link. We extend our theory to 3D non-Hermitian multiband exceptional line semimetals. Our work provides a recipe to understand the transition of the knot topology for protected nodal lines.

Photonic topological fermi nodal disk in non-Hermitian magnetic plasma

Topological physics mainly arises as a necessary link between properties of the bulk and the appearance of surface states, and has led to successful discoveries of novel topological surface states in Chern insulators, topological insulators, and topological Fermi arcs in Weyl, Dirac, and Nodal line semimetals owing to their nontrivial bulk topology. In particular, topological phases in non-Hermitian systems have attracted growing interests in recent years. In this work, we predict the emergence of the topologically stable nodal disks where the real part of the eigen frequency is degenerate between two bands in non-ideal magnetohydrodynamics plasma with collision and viscosity dissipations. Each nodal disk possesses continuously distributed topological surface charge density that integrates to unity. It is found that the lossy Fermi arcs at the interface connect to the middle of the projection of the nodal disks. We further show that the emergence, coalescence, and annihilation of the nodal disks can be controlled by plasma parameters and dissipation terms. Our findings contribute to understanding of the linear theory of bulk and surface wave dispersions of non-ideal warm magnetic plasmas from the perspective of topological physics.

Topological Origin of Non-Hermitian Skin Effects

A unique feature of non-Hermitian systems is the skin effect, which is the extreme sensitivity to the boundary conditions. Here, we reveal that the skin effect originates from intrinsic non-Hermitian topology. Such a topological origin not merely explains the universal feature of the known skin effect, but also leads to new types of the skin effects-symmetry-protected skin effects. In particular, we discover the Z_{2} skin effect protected by time-reversal symmetry. On the basis of topological classification, we also discuss possible other skin effects in arbitrary dimensions. Our work provides a unified understanding about the bulk-boundary correspondence and the skin effects in non-Hermitian systems.

Non-Hermitian Exceptional Landau Quantization in Electric Circuits

Alternating current RLC electric circuits form an accessible and highly tunable platform simulating Hermitian as well as non-Hermitian (NH) quantum systems. We propose here a circuit realization of NH Dirac and Weyl Hamiltonians subject to time-reversal invariant pseudomagnetic field, enabling the exploration of novel NH physics. We identify the low-energy physics with a generic real energy spectrum from the NH Landau quantization of exceptional points and rings, which can avoid the NH skin effect and provides a physical example of a quasiparticle moving in the complex plane. Realistic detection schemes are designed to probe the flat energy bands, sublattice polarization, edge states protected by a NH energy-reflection symmetry, and a characteristic nodeless probability distribution.

Exceptional cones in 4D parameter space

The notion of synthetic dimensions has expanded the realm of topological physics to four dimensional (4D) space lately. In this work, non-Hermiticity is used as a synthetic parameter in PT-symmetric photonic crystals to study the topological physics in 4D non-Hermitian synthetic parameter space. We realize a 3D exceptional hypersurface (EHS) in such 4D parameter space, and the degeneracy points emerge due to the symmetry of synthetic parameters. We further demonstrate the existence of exceptional degenerate points (EDPs) on the EHS that originates from the chirality of exceptional points (EPs), and the exceptional surface near EDPs behaves like a Dirac cone. We further show that a very narrow reflection plateau can be found near these EDPs, and their sensitivity towards the PT-symmetry breaking environmental perturbation can make these degeneracy points useful in optical sensing and many other nonlinear and quantum optical applications.

Non-Hermitian Topological Invariants in Real Space

The topology of non-Hermitian systems is drastically shaped by the non-Hermitian skin effect, which leads to the generalized bulk-boundary correspondence and non-Bloch band theory. The essential part in formulations of bulk-boundary correspondence is a general and computable definition of topological invariants. In this Letter, we introduce a construction of non-Hermitian topological invariants based directly on real-space wave functions, which provides a general and straightforward approach for determining non-Hermitian topology. As an illustration, we apply this formulation to several representative models of non-Hermitian systems, efficiently obtaining their topological invariants in the presence of non-Hermitian skin effect. Our formulation also provides a dual picture of the non-Bloch band theory based on the generalized Brillouin zone, offering a unique perspective of bulk-boundary correspondence.

Experimental Observation of an Exceptional Surface in Synthetic Dimensions with Magnon Polaritons

Exceptional points (EPs) are singularities of energy levels in generalized eigenvalue systems. In this Letter, we demonstrate the surface of EPs on a magnon polariton platform composed of coupled magnons and microwave photons. Our experiments show that EPs form a three-dimensional exceptional surface (ES) when the system is tuned in a four-dimensional synthetic space. We demonstrate that there exists an exceptional saddle point (ESP) in the ES which originates from the unique couplings between magnons and microwave photons. Such an ESP exhibits unique anisotropic behaviors in both the real and imaginary parts of the eigenfrequencies. To the best of our knowledge, this is the first experimental observation of ES, opening up new opportunities for high-dimensional control of non-Hermitian systems.

Non-Hermitian fractional quantum Hall states

We demonstrate the emergence of a topological ordered phase for non-Hermitian systems. Specifically, we elucidate that systems with non-Hermitian two-body interactions show a fractional quantum Hall (FQH) state. The non-Hermitian Hamiltonian is considered to be relevant to cold atoms with dissipation. We conclude the emergence of the non-Hermitian FQH state by the presence of the topological degeneracy and by the many-body Chern number for the ground state multiplet showing Ctot = 1. The robust topological degeneracy against non-Hermiticity arises from the manybody translational symmetry. Furthermore, we discover that the FQH state emerges without any repulsive interactions, which is attributed to a phenomenon reminiscent of the continuous quantum Zeno effect.

Topological Correspondence between Hermitian and Non-Hermitian Systems: Anomalous Dynamics

The hallmark of symmetry-protected topological phases is the existence of anomalous boundary states, which can only be realized with the corresponding bulk system. In this work, we show that for every Hermitian anomalous boundary mode of the ten Altland-Zirnbauer classes, a non-Hermitian counterpart can be constructed, whose long-time dynamics provides a realization of the anomalous boundary state. We prove that the non-Hermitian counterpart is characterized by a point-gap topological invariant, and furthermore, that the invariant exactly matches that of the corresponding Hermitian anomalous boundary mode. We thus establish a correspondence between the topological classifications of (d+1)-dimensional gapped Hermitian systems and d-dimensional point-gapped non-Hermitian systems. We illustrate this general result with a number of examples in different dimensions. This work provides a new perspective on point-gap topological invariants in non-Hermitian systems.

Non-Hermitian Skin Effect and Chiral Damping in Open Quantum Systems

One of the unique features of non-Hermitian Hamiltonians is the non-Hermitian skin effect, namely, that the eigenstates are exponentially localized at the boundary of the system. For open quantum systems, a short-time evolution can often be well described by the effective non-Hermitian Hamiltonians, while long-time dynamics calls for the Lindblad master equations, in which the Liouvillian superoperators generate time evolution. In this Letter, we find that Liouvillian superoperators can exhibit the non-Hermitian skin effect, and uncover its unexpected physical consequences. It is shown that the non-Hermitian skin effect dramatically shapes the long-time dynamics, such that the damping in a class of open quantum systems is algebraic under periodic boundary conditions but exponential under open boundary conditions. Moreover, the non-Hermitian skin effect and non-Bloch bands cause a chiral damping with a sharp wave front. These phenomena are beyond the effective non-Hermitian Hamiltonians; instead, they belong to the non-Hermitian physics of full-fledged open quantum dynamics.

Topological Phase Transition Driven by Infinitesimal Instability: Majorana Fermions in Non-Hermitian Spintronics

Quantum phase transitions are intriguing and fundamental cooperative phenomena in physics. Analyzing a superconducting nanowire with spin-dependent non-Hermitian hopping, we discover a topological quantum phase transition driven by infinitesimal cascade instability. The anomalous phase transition is complementary to the universal non-Bloch wave behavior of non-Hermitian systems. We show that an infinite small magnetic field drastically suppresses the non-Hermitian skin effect, inducing a topological phase with Majorana boundary states. Furthermore, by identifying the bulk topological invariant, we establish the non-Hermitian bulk-boundary correspondence that does not have a Hermitian counterpart. We also discuss an experimental realization of the system by using the spin-current injection to a quantum wire.

Higher-Order Topological Corner States Induced by Gain and Loss

Higher-order topological insulators and superconductors are topological phases that exhibit novel boundary states on corners or hinges. Recent experimental advances in controlling dissipation such as gain and loss in atomic and optical systems provide a powerful tool for exploring non-Hermitian topological phases. Here we show that higher-order topological corner states can emerge by introducing staggered on-site gain and loss to a Hermitian system in a trivial phase. For such a non-Hermitian system, we establish a general bulk-corner correspondence by developing a biorthogonal nested-Wilson-loop and edge-polarization theory, which can be applied to a wide class of non-Hermitian systems with higher-order topological orders. The theory gives rise to topological invariants characterizing the non-Hermitian topological multipole moments (i.e., corner states) that are protected by reflection or chiral symmetry. Such gain- and loss-induced higher-order topological corner states can be experimentally realized using photons in coupled cavities or cold atoms in optical lattices.

Non-Bloch Band Theory of Non-Hermitian Systems

In spatially periodic Hermitian systems, such as electronic systems in crystals, the band structure is described by the band theory in terms of the Bloch wave functions, which reproduce energy levels for large systems with open boundaries. In this paper, we establish a generalized Bloch band theory in one-dimensional spatially periodic tight-binding models. We show how to define the Brillouin zone in non-Hermitian systems. From this Brillouin zone, one can calculate continuum bands, which reproduce the band structure in an open chain. As an example, we apply our theory to the non-Hermitian Su-Schrieffer-Heeger model. We also show the bulk-edge correspondence between the winding number and existence of the topological edge states.

Classification of Exceptional Points and Non-Hermitian Topological Semimetals

Exceptional points are universal level degeneracies induced by non-Hermiticity. Whereas past decades witnessed their new physics, the unified understanding has yet to be obtained. Here we present the complete classification of generic topologically stable exceptional points according to two types of complex-energy gaps and fundamental symmetries of charge conjugation, parity, and time reversal. This classification reveals unique non-Hermitian gapless structures with no Hermitian analogs and systematically predicts unknown non-Hermitian semimetals and nodal superconductors; a topological dumbbell of exceptional points in three dimensions is constructed as an illustration. Our work paves the way toward richer phenomena and functionalities of exceptional points and non-Hermitian topological semimetals.

New topological invariants in non-Hermitian systems

Both theoretical and experimental studies of topological phases in non-Hermitian systems have made a remarkable progress in the last few years of research. In this article, we review the key concepts pertaining to topological phases in non-Hermitian Hamiltonians with relevant examples and realistic model setups. Discussions are devoted to both the adaptations of topological invariants from Hermitian to non-Hermitian systems, as well as origins of new topological invariants in the latter setup. Unique properties such as exceptional points and complex energy landscapes lead to new topological invariants including winding number/vorticity defined solely in the complex energy plane, and half-integer winding/Chern numbers. New forms of Kramers degeneracy appear here rendering distinct topological invariants. Modifications of adiabatic theory, time-evolution operator, biorthogonal bulk-boundary correspondence lead to unique features such as topological displacement of particles, 'skin-effect', and edge-selective attenuated and amplified topological polarizations without chiral symmetry. Extension and realization of topological ideas in photonic systems are mentioned. We conclude with discussions on relevant future directions, and highlight potential applications of some of these unique topological features of the non-Hermitian Hamiltonians.

Second-Order Topological Phases in Non-Hermitian Systems

A d-dimensional second-order topological insulator (SOTI) can host topologically protected (d-2)-dimensional gapless boundary modes. Here, we show that a 2D non-Hermitian SOTI can host zero-energy modes at its corners. In contrast to the Hermitian case, these zero-energy modes can be localized only at one corner. A 3D non-Hermitian SOTI is shown to support second-order boundary modes, which are localized not along hinges but anomalously at a corner. The usual bulk-corner (hinge) correspondence in the second-order 2D (3D) non-Hermitian system breaks down. The winding number (Chern number) based on complex wave vectors is used to characterize the second-order topological phases in 2D (3D). A possible experimental situation with ultracold atoms is also discussed. Our work lays the cornerstone for exploring higher-order topological phenomena in non-Hermitian systems.

Topological unification of time-reversal and particle-hole symmetries in non-Hermitian physics

Topological phases are enriched in non-equilibrium open systems effectively described by non-Hermitian Hamiltonians. While several properties unique to non-Hermitian topological systems were uncovered, the fundamental role of symmetry in non-Hermitian physics has yet to be fully understood, and it has remained unclear how symmetry protects non-Hermitian topological phases. Here we show that two fundamental anti-unitary symmetries, time-reversal and particle-hole symmetries, are topologically equivalent in the complex energy plane and hence unified in non-Hermitian physics. A striking consequence of this symmetry unification is the emergence of unique non-equilibrium topological phases that have no counterparts in Hermitian systems. We illustrate this by presenting a non-Hermitian counterpart of the Majorana chain in an insulator with time-reversal symmetry and that of the quantum spin Hall insulator in a superconductor with particle-hole symmetry. Our work establishes a fundamental symmetry principle in non-Hermitian physics and paves the way towards a unified framework for non-equilibrium topological phases.

Topological phases of matter are determined by its symmetries and dimension. Here the authors show that in non-Hermitian systems, such as those with gain and loss, time-reversal and particle-hole symmetries are equivalent to each other, unifying otherwise distinct topological classes and leading to emergent non-Hermitian topological phases.

Non-Hermitian Chern Bands

The relation between chiral edge modes and bulk Chern numbers of quantum Hall insulators is a paradigmatic example of bulk-boundary correspondence. We show that the chiral edge modes are not strictly tied to the Chern numbers defined by a non-Hermitian Bloch Hamiltonian. This breakdown of conventional bulk-boundary correspondence stems from the non-Bloch-wave behavior of eigenstates (non-Hermitian skin effect), which generates pronounced deviations of phase diagrams from the Bloch theory. We introduce non-Bloch Chern numbers that faithfully predict the numbers of chiral edge modes. The theory is backed up by the open-boundary energy spectra, dynamics, and phase diagram of representative lattice models. Our results highlight a unique feature of non-Hermitian bands and suggest a non-Bloch framework to characterize their topology.

Photonics meets topology

The topological phases in materials have been studied in recent decades for their unique boundary states and transport properties. Photonic systems with band structures embrace the topological phases closely, where they not only provide platforms to testify the topological band theory, but also shed light on designing novel optical devices. In this review, we present exciting developments, supported by brief descriptions of prominent milestones of topological phases in photonic systems in recent years. These studies may sustain further developments of optical devices and offer novel methods for light manipulations.

Edge States and Topological Invariants of Non-Hermitian Systems

The bulk-boundary correspondence is among the central issues of non-Hermitian topological states. We show that a previously overlooked "non-Hermitian skin effect" necessitates redefinition of topological invariants in a generalized Brillouin zone. The resultant phase diagrams dramatically differ from the usual Bloch theory. Specifically, we obtain the phase diagram of the non-Hermitian Su-Schrieffer-Heeger model, whose topological zero modes are determined by the non-Bloch winding number instead of the Bloch-Hamiltonian-based topological number. Our work settles the issue of the breakdown of conventional bulk-boundary correspondence and introduces the non-Bloch bulk-boundary correspondence.

Topological Band Theory for Non-Hermitian Hamiltonians

We develop the topological band theory for systems described by non-Hermitian Hamiltonians, whose energy spectra are generally complex. After generalizing the notion of gapped band structures to the non-Hermitian case, we classify "gapped" bands in one and two dimensions by explicitly finding their topological invariants. We find nontrivial generalizations of the Chern number in two dimensions, and a new classification in one dimension, whose topology is determined by the energy dispersion rather than the energy eigenstates. We then study the bulk-edge correspondence and the topological phase transition in two dimensions. Different from the Hermitian case, the transition generically involves an extended intermediate phase with complex-energy band degeneracies at isolated "exceptional points" in momentum space. We also systematically classify all types of band degeneracies.