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Urciuoli A, Martínez I, Quam R, Arsuaga JL, Keeling BA, Diez-Valero J, Conde-Valverde M. Semicircular canals shed light on bottleneck events in the evolution of the Neanderthal clade. Nat Commun 2025; 16:972. [PMID: 39979299 PMCID: PMC11842635 DOI: 10.1038/s41467-025-56155-8] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 05/14/2024] [Accepted: 01/10/2025] [Indexed: 02/22/2025] Open
Abstract
Revealing the evolutionary processes which resulted in the derived morphologies that characterize the Neanderthal clade has been an important task for paleoanthropologists. One critical method to quantify evolutionary changes in the morphology of hominin populations is through evaluating morphological phenotypic diversity (i.e., disparity) in phylogenetically informative bones as a close proxy to neutral evolutionary processes. The goal of this study is to quantify the degree of disparity in the Neanderthal clade. We hypothesize that a reduction in bony labyrinth disparity is indicative of the underlying genetic variation resulting from bottleneck events. We apply a deformation-based geometric morphometric approach to investigate semicircular canal and vestibule shape of a chronologically broad sample of individuals belonging to the Neanderthal lineage. Our results identify a significant reduction in disparity after the start of Marine Isotope Stage 5 supporting our hypothesis of a late bottleneck, possibly leading to the derived morphology of Late Pleistocene Neanderthals.
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Affiliation(s)
- Alessandro Urciuoli
- Universitat Autònoma de Barcelona, Campus de la UAB, 08193 Cerdanyola del Vallès, Barcelona, Spain.
- Division of Palaeoanthropology, Senckenberg Research Institute and Natural History Museum Frankfurt, Senckenberganlage 25, 60325, Frankfurt am Main, Germany.
- Institut Català de Paleontologia Miquel Crusafont (ICP-CERCA), Universitat Autònoma de Barcelona, Edifici ICTA-ICP, c/ Columnes s/ns/n, Campus de la UAB, Cerdanyola del Vallès, 08193, Barcelona, Spain.
- Universidad de Alcalá, Cátedra de Otoacústica Evolutiva y Paleoantropología (HM Hospitales-UAH), Departamento de Ciencias de la Vida, 28871 Alcalá de Henares, Madrid, Spain.
| | - Ignacio Martínez
- Universidad de Alcalá, Cátedra de Otoacústica Evolutiva y Paleoantropología (HM Hospitales-UAH), Departamento de Ciencias de la Vida, 28871 Alcalá de Henares, Madrid, Spain
| | - Rolf Quam
- Universidad de Alcalá, Cátedra de Otoacústica Evolutiva y Paleoantropología (HM Hospitales-UAH), Departamento de Ciencias de la Vida, 28871 Alcalá de Henares, Madrid, Spain
- Department of Anthropology, Binghamton University (SUNY), Binghamton, NY, 13902-6000, USA
- Centro Mixto (UCM-ISCIII) de Evolución y Comportamiento Humanos, Madrid, Spain
- Division of Anthropology, American Museum of Natural History, New York, NY, USA
| | - Juan Luis Arsuaga
- Centro Mixto (UCM-ISCIII) de Evolución y Comportamiento Humanos, Madrid, Spain
- Departamento de Geodinámica, Estratigrafía y Paleontología, Facultad de Ciencias Geológicas, Universidad Complutense de Madrid, Madrid, Spain
| | - Brian A Keeling
- Universidad de Alcalá, Cátedra de Otoacústica Evolutiva y Paleoantropología (HM Hospitales-UAH), Departamento de Ciencias de la Vida, 28871 Alcalá de Henares, Madrid, Spain
- Department of Anthropology, Binghamton University (SUNY), Binghamton, NY, 13902-6000, USA
| | - Julia Diez-Valero
- Universidad de Alcalá, Cátedra de Otoacústica Evolutiva y Paleoantropología (HM Hospitales-UAH), Departamento de Ciencias de la Vida, 28871 Alcalá de Henares, Madrid, Spain
| | - Mercedes Conde-Valverde
- Universidad de Alcalá, Cátedra de Otoacústica Evolutiva y Paleoantropología (HM Hospitales-UAH), Departamento de Ciencias de la Vida, 28871 Alcalá de Henares, Madrid, Spain.
- Department of Anthropology, Binghamton University (SUNY), Binghamton, NY, 13902-6000, USA.
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Smith CM, Hammond AS, Urciuoli A, Braga J, Beaudet A, Cazenave M, Laitman JT, Almécija S. Divergent otolithic systems in the inner ear of Paranthropus robustus and Australopithecus africanus. J Hum Evol 2025; 199:103624. [PMID: 39675267 DOI: 10.1016/j.jhevol.2024.103624] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 08/06/2024] [Revised: 10/09/2024] [Accepted: 11/20/2024] [Indexed: 12/17/2024]
Abstract
The bony labyrinth of the inner ear houses the sensory end-organs responsible for balance (otolithic system in the utricle and saccule, and semicircular canal system) and hearing (cochlea). Study of the bony labyrinth has revealed considerable morphological diversity in the hominin lineage (semicircular canals and cochleae) and aided in reconstructing essential aspects of primate evolution, including positional behavior, audition, and phylogenic affinities. However, evidence of evolutionary change in the hominin otolithic system remains elusive. Such morphological variation in these gravitoinertial sensory end-organs may suggest functional differences as their geometry is linked with positional behavior. We approach the question of evolutionary morphological change in the hominin otolithic system by examining bony vestibule morphology in two South African hominin taxa Paranthropus robustus (n = 9) and Australopithecus africanus (n = 6), compared to extant hominids (Pongo pygmaeus, Gorilla gorilla, Pan troglodytes, and Homo sapiens). We use landmark-based shape analyses of 78 extant hominid inner ears by means of virtual three-dimensional models derived from micro-CT scans. Thirty bony landmarks were chosen to approximate otolithic organ morphology and relative configuration. Results show a distinctive morphology in P. robustus compared to A. africanus and extant hominids. Specifically, P. robustus exhibits anterolateral-posteromedial compression in bony otolithic organ structure, reducing the size of the saccule and vestibular aqueduct. In contrast, A. africanus exhibits a modern-human-like otolithic system. This newfound morphological diversity identifies unique bony features of the P. robustus inner ear which 1) offers potential evidence for differential positional behavior between P. robustus and A. africanus and 2) presents osteological markers to be used in taxonomic identification of P. robustus remains and in future assessments of Paranthropus classification.
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Affiliation(s)
- Christopher M Smith
- Division of Anthropology, American Museum of Natural History, New York, NY, USA; New York Consortium in Evolutionary Primatology, New York, NY, USA.
| | - Ashley S Hammond
- Division of Anthropology, American Museum of Natural History, New York, NY, USA; New York Consortium in Evolutionary Primatology, New York, NY, USA
| | - Alessandro Urciuoli
- Universitat Autònoma de Barcelona, Barcelona, Spain; Institut Català de Paleontologia Miquel Crusafont, Universitat Autònoma de Barcelona, Barcelona, Spain; Division of Paleoanthropology, Senckenberg Research Institute and Natural History Museum, Frankfurt, Germany; Universidad de Alcalá, Cátedra de Otoacústica Evolutiva y Paleoantropología (HM Hospitales-UAH), Departamento de Ciencias de la Vida, Alcalá de Henares 28871, Madrid, Spain
| | - José Braga
- Centre for Anthropobiology and Genomics of Toulouse, Université de Toulouse, Toulouse, France; Evolutionary Studies Institute, University of the Witwatersrand, Johannesburg, South Africa
| | - Amélie Beaudet
- Laboratoire de Paléontologie, Évolution, Paléoécosystèmes et Paléoprimatologie (PALEVOPRIM), UMR 7262 CNRS & Université de Poitiers, 6 Rue Michel Brunet, 86000 Poitiers, France; Department of Archaeology, University of Cambridge, Cambridge, United Kingdom; School of Geography, Archaeology and Environmental Studies, University of the Witwatersrand, Johannesburg, South Africa
| | - Marine Cazenave
- Department of Human Origins, Max Planck Institute for Evolutionary Anthropology, Leipzig, Germany; Department of Anatomy, University of Pretoria, Pretoria, South Africa; Division of Anthropology, American Museum of Natural History, New York, NY, USA
| | - Jeffrey T Laitman
- Center for Anatomy and Functional Morphology, Icahn School of Medicine at Mount Sinai, New York, NY, USA; Department of Otolaryngology, Icahn School of Medicine at Mount Sinai, New York, NY, USA
| | - Sergio Almécija
- Division of Anthropology, American Museum of Natural History, New York, NY, USA; Institut Català de Paleontologia Miquel Crusafont, Universitat Autònoma de Barcelona, Barcelona, Spain; New York Consortium in Evolutionary Primatology, New York, NY, USA
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Pantoja-Pérez A, Arsuaga JL. The Cranium I: Neurocranium. Anat Rec (Hoboken) 2024; 307:2278-2324. [PMID: 38454744 DOI: 10.1002/ar.25413] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Grants] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 10/06/2023] [Revised: 01/30/2024] [Accepted: 02/07/2024] [Indexed: 03/09/2024]
Abstract
The Sima de los Huesos (SH) site has provided a significant collection of hominin remains, including numerous cranial fragments, which have contributed to our understanding of the MP human population. The taxonomic classification of the SH hominins remains a topic of debate, with some studies suggesting a close relationship to Neandertals based on nuclear DNA analysis. The cranial morphology of the SH specimens exhibits a mix of Neandertal-like features and primitive traits observed in earlier Homo populations, providing insights into the evolutionary pattern of the Neanderthal lineage. This study focuses on the neurocranial traits of the SH population and describes three previously undescribed cranial individuals. The SH cranial collection now comprises 20 nearly complete crania, representing approximately two-thirds of the estimated population size. The analysis of the SH population reveals variations in robustness, frontal torus development, sagittal keeling, and occipital torus morphology, which may be related to sexual dimorphism and ontogenetic factors. The suprainiac region exhibits notable ontogenetic changes, while suture obliteration patterns do not strictly correlate with dental age. Metric measurements, particularly cranial breadths, highlight significant intrapopulation variation within the SH sample. Compared with other Middle Pleistocene (MP) hominins, the SH cranial vault displays archaic characteristics but differs from Homo erectus and Neandertals. The SH individuals have relatively short and tall cranial vaults, distinguishing them from other MP fossils. These findings contribute to our understanding of the MP human populations and their evolutionary trajectories.
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Affiliation(s)
- Ana Pantoja-Pérez
- Centro Nacional de Investigación sobre Evolución Humana-CENIEH, Burgos, Spain
- Centro Mixto UCM-ISCIII de Evolución y Comportamiento Humanos, Madrid, Spain
| | - Juan-Luis Arsuaga
- Centro Mixto UCM-ISCIII de Evolución y Comportamiento Humanos, Madrid, Spain
- Departamento de Geodinámica, Estratigrafía y Paleontología, Facultad Ciencias Geológicas, Universidad Complutense de Madrid, Madrid, Spain
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Zhang Y, Urciuoli A, Zanolli C, Kullmer O, Wu X. Three-dimensional geometric morphometric analysis of the bony labyrinth of Xujiayao 6. J Hum Evol 2024; 189:103514. [PMID: 38547737 DOI: 10.1016/j.jhevol.2024.103514] [Citation(s) in RCA: 0] [Impact Index Per Article: 0] [Reference Citation Analysis] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 12/17/2023] [Revised: 02/17/2024] [Accepted: 02/17/2024] [Indexed: 04/08/2024]
Affiliation(s)
- Yameng Zhang
- Joint International Research Laboratory of Environmental and Social Archaeology, Shandong University, Qingdao, 266237, China; Institute of Cultural Heritage, Shandong University, Qingdao, 266237, China
| | - Alessandro Urciuoli
- Universitat Autònoma de Barcelona, Campus de la UAB, 08193 Cerdanyola del Vallès, Barcelona, Spain; Institut Català de Paleontologia Miquel Crusafont (ICP-CERCA), Universitat Autònoma de Barcelona, Edifici ICTA-ICP, c/ Columnes s/n, 08193 Cerdanyola del Vallès, Barcelona, Spain; Division of Palaeoanthropology, Senckenberg Research Institute and Natural History Museum Frankfurt, Senckenberganlage 25, 60325, Frankfurt am Main, Germany; Universidad de Alcalá, Cátedra de Otoacústica Evolutiva y Paleoantropología (HM Hospitales-UAH), Departamento de Ciencias de la Vida, 28871, Alcalá de Henares, Madrid, Spain.
| | - Clément Zanolli
- Univ. Bordeaux, CNRS, MCC, PACEA, UMR 5199, F-33600, Pessac, France
| | - Ottmar Kullmer
- Division of Palaeoanthropology, Senckenberg Research Institute and Natural History Museum Frankfurt, Senckenberganlage 25, 60325, Frankfurt am Main, Germany; Department of Paleobiology and Environment, Institute of Ecology, Evolution, and Diversity, Goethe University, Max-von-Laue-Str. 13, 60438 Frankfurt, Germany
| | - Xiujie Wu
- Key Laboratory of Vertebrate Evolution and Human Origins, Institute of Vertebrate Paleontology and Paleoanthropology, Chinese Academy of Sciences, Beijing, China.
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Wu X, Pei S, Cai Y, Tong H, Zhang Z, Yan Y, Xing S, Martinón-Torres M, Bermúdez de Castro JM, Liu W. Morphological and morphometric analyses of a late Middle Pleistocene hominin mandible from Hualongdong, China. J Hum Evol 2023; 182:103411. [PMID: 37531709 DOI: 10.1016/j.jhevol.2023.103411] [Citation(s) in RCA: 3] [Impact Index Per Article: 1.5] [Reference Citation Analysis] [Abstract] [Key Words] [MESH Headings] [Track Full Text] [Journal Information] [Subscribe] [Scholar Register] [Received: 05/10/2022] [Revised: 06/21/2023] [Accepted: 06/25/2023] [Indexed: 08/04/2023]
Abstract
Excavations in Hualongdong (HLD), East China, have yielded abundant hominin fossils dated to 300 ka. There is a nearly complete mandible that fits well with a partial cranium, and together they compose the skull labeled as HLD 6. Thus far, detailed morphological description and comparisons of the mandible have not been conducted. Here we present a comprehensive morphological, metric, and geometric morphometric assessment of this mandible and compare it with both adult and immature specimens of Pleistocene hominins and recent modern humans. Results indicate that the HLD 6 mandible exhibits a mosaic morphological pattern characterized by a robust corpus and relatively gracile symphysis and ramus. The moderately developed mental trigone and a clear anterior mandibular incurvation of the HLD 6 mandible are reminiscent of Late Pleistocene hominin and recent modern human morphology. However, the weak expression of all these features indicates that this mandible does not possess a true chin. Moreover, a suite of archaic features that resemble those of Middle Pleistocene hominins includes pronounced alveolar planum, superior transverse torus, thick corpus, a pronounced endocondyloid crest, and a well-developed medial pterygoid tubercle. The geometric morphometric analysis further confirms the mosaic pattern of the HLD 6 mandible. The combination of both archaic and modern human features identified in the HLD 6 mandible is unexpected, given its late Middle Pleistocene age and differs from approximately contemporaneous Homo members such as Xujiayao, Penghu, and Xiahe. This mosaic pattern has never been recorded in late Middle Pleistocene hominin fossil assemblages in East Asia. The HLD 6 mandible provides further support for the high morphological diversity during late Middle Pleistocene hominin evolution. With these findings, it is possible that modern human morphologies are present as early as 300 ka and earlier than the emergence of modern humans in East Asia.
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Affiliation(s)
- Xiujie Wu
- Key Laboratory of Vertebrate Evolution and Human Origins, Institute of Vertebrate Paleontology and Paleoanthropology, Chinese Academy of Sciences, Beijing, 100044, China
| | - Shuwen Pei
- Key Laboratory of Vertebrate Evolution and Human Origins, Institute of Vertebrate Paleontology and Paleoanthropology, Chinese Academy of Sciences, Beijing, 100044, China
| | - Yanjun Cai
- Institute of Global Environmental Change, Xi'an Jiaotong University, 710049, Xi'an, China
| | - Haowen Tong
- Key Laboratory of Vertebrate Evolution and Human Origins, Institute of Vertebrate Paleontology and Paleoanthropology, Chinese Academy of Sciences, Beijing, 100044, China
| | - Ziliang Zhang
- Department of Archaeology, University of York, York, YO10 5DD, UK
| | - Yi Yan
- Key Laboratory of Vertebrate Evolution and Human Origins, Institute of Vertebrate Paleontology and Paleoanthropology, Chinese Academy of Sciences, Beijing, 100044, China; University of Chinese Academy of Sciences, Beijing, 100049, China
| | - Song Xing
- Key Laboratory of Vertebrate Evolution and Human Origins, Institute of Vertebrate Paleontology and Paleoanthropology, Chinese Academy of Sciences, Beijing, 100044, China
| | - María Martinón-Torres
- National Research Center on Human Evolution (CENIEH), Paseo Sierra de Atapuerca S/n, Burgos, 09002, Spain.
| | | | - Wu Liu
- Key Laboratory of Vertebrate Evolution and Human Origins, Institute of Vertebrate Paleontology and Paleoanthropology, Chinese Academy of Sciences, Beijing, 100044, China.
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