The Biological Basis for Ballast Water Performance Standards: "Viable/Non-Viable" or "Live/Dead"?

Comparison between ballast water sampling skid and traditional ballast water sampling devices: A case study of ship sampling

With the ratification of the International Convention for the Control and Management of Ships' Ballast Water and Sediments in 2004, assessing the compliance of ships with ballast water discharge standards has become imperative. To facilitate this task, a sampling skid was developed to collect ballast water samples efficiently in the confined space of a ship. This study compared the sampling performance of the sampling skid, conventional ballast water sampling devices (e.g., manholes and sounding pipes), and sampling devices for ballast water discharge pipelines (zooplankton nets) over three biological size ranges: ≥50 μm, ≥10 μm to <50 μm and <10 μm. The results showed no significant differences between the sampling skid and other sampling devices in these size ranges. When continuous sampling was performed, biological data obtained by the sampling skid were more stable than those obtained by conventional ballast water sampling devices. Furthermore, the utilization of a sampling skid ensured a stable sampling flow rate and reduced sampling time compared to similar sampling methods. The potential impact of the performance of this sampling equipment on different vessel types and sampling environments should be explored more thoroughly in future work.

Comparative assessment of four ballast water compliance monitoring devices with natural UV-treated water using IMO's monitoring approaches

Compliance Monitoring Devices (CMDs) are instruments indicating if the 10-50 μm organism abundance in ballast water complies with the International Maritime Organizations' discharge standard. For that, they trade the presumed accuracy of detailed methods for speed and simplicity. In an experiment using UV-treated water, four CMDs were compared, using a Cohen's kappa analysis (ISO 3725), with two detailed methods: Fluorescence Microscopy (FM) and the Most Probable Number (MPN). Of two CMDs, BallastWISE and B-QUA ATP, the standard (non)-compliance limits were adapted. Correlated to FM (non)-compliance results, ranking resulted in: 1) BallastWISE, 2) MPN, 3) Ballast-Check-2 and 4) WALZ-PAM. The ATP method had too few data for this ranking. MPN proved problematic: the abundance of 10-50 μm organism decreased while that <10 μm organisms increased. It is concluded that in case of UV-treatment, the outcome of CMD-validations will depend on the detailed method, the CMD instrument, and the (non)-compliance limits chosen.

Viability assessed with the most probable number dilution culture method after chemical treatment of ballast water reveals the presence of false negatives from an approved vital stain method

The present study compares the CMFDA/FDA + motility- and the Most Probable Number (MPN) Dilution Culture + Motility methods for testing the viability of ≥10-<50 μm organisms in chlorine treated ballast water. The results of both methods were within the regulatory compliance criterion <10 organisms/mL, but the MPN-method revealed that growth-outs did occur. While the CMFDA/FDA method showed <0.5 organisms/mL, the MPN-method gave approx. 6 organisms/mL. This demonstrated that false negatives, i.e. living but not stained organisms, may occur when using the CMFDA/FDA-method for compliance testing of chemical treated ballast water. Organisms surviving the treatment were primarily the dinoflagellate Scrippsiella sp. and various coccoid chlorophytes present in a brackish- and freshwater test, respectively. It is suggested that their resilience to the chemical treatment is the ability to transform into a temporary cyst (Scrippsiella sp.) or the presence of a chemical resistant cell wall (certain chlorophytes).

Recommendations for representative sampling methodologies in ballast water: A case study from the land-based test

Accurate assessment of ballast water's community composition and organism concentrations is crucial for effective management. Yet, the lack of standardized global sampling methods presents challenges to achieving this objective. Inconsistencies hinder data comparison across regions and vessels, impeding efficient ballast water treatment and discharge regulation. This study conducted land-based tests to establish suitable methodologies. For organisms ≥50 μm and ≥10 μm to <50 μm, the recommended max flow rate is 50 L/min; for <10 μm organisms, 25 L/min is advised to prevent cell damage. Sampling should cover substantial discharge durations. To ensure representation, ≥50 μm organisms require ≥1m3, while ≥10 μm to <50 μm and <10 μm organisms need 20 L. The ultimate aim is standardized methods for assessing ballast water across regions and vessel types, facilitating effective management to curb invasive species and protect aquatic ecosystems.

Bloom forming species transported by ballast water under the management of D-1 and D-2 standards-Implications for current ballast water regulations

Ballast water (BW) is a well-known transporter for introducing non-indigenous aquatic organisms. To reduce such risks associated with BW discharge, the International Maritime Organization (IMO) adopted the International Convention for the Control and Management of Ships' Ballast Water and Sediments (BWM Convention). We examined the abundance and diversity of bloom forming species in BW under the management of Regulation D-1 Ballast Water Exchange Standard and D-2 Ballast Water Performance Standard. The abundance and richness of bloom forming species were also examined in relation to ballast water age. Our findings indicate the abundance and diversity of bloom forming species were significantly lower in BW under the management of D-2 standard than that under D-1 standard. The abundance and richness represent no statistically significant correlation with BW age (p = 0.76 and p = 0.43, respectively). Some resistant species persist in ballast water. Thereby, we further provide some advice to overcome the existing challenges for the implementation of the Regulation D-2.

Assessing the effectiveness of filtration + UV-C radiation for the treatment of simulated ballast water at various holding times

In recent years, the issue of invasive alien species brought on by ballast water has drawn increasing attention, and advances in ballast water treatment technologies have been made. One of the most popular combined ballast water treatment technologies utilized in ballast water management systems (BWMSs) globally is filtration + UV-C radiation. During the actual voyage of the ship, ballast water is treated by the BWMS and then enters the dark ballast tanks until the ballast water is discharged. Marine organisms are able to complete DNA damage caused by UV radiation in dark ballast tanks. Therefore, the length of holding time affects the effectiveness of the BWMS in treating ballast water. The objective of this study was to examine the efficacy of filtration + UV-C irradiation treatment at different holding times for the removal or inactivation of phytoplankton and zooplankton populations during simulated ballast water treatment. Results indicate that the holding time after the filtration + UV-C radiation treatment increased the inactivating efficacy, especially for zooplankton in natural seawater. For phytoplanktons in ballast water, the strongest impact on the treatment efficacy was reached with a holding time of 24 h.

Evaluating disinfection performance of ultraviolet light-emitting diodes against the microalga Tetraselmis sp.: Assay methods, inactivation efficiencies, and action spectrum

Ultraviolet light-emitting diodes (UV-LEDs) are among the most compact devices and safest technologies in water disinfection systems. However, the validation of different assay methods to evaluate the disinfection performance of different wavelengths (265, 280, 285, and 300 nm) of UV-LEDs toward marine microalgae remains poorly characterized. In this study, several detection assays, namely the culture-based most probable number (MPN) assay, membrane integrity-based vital stain (VS) assay, chlorophyll fluorescence assay, and photochemical efficiency assay, were compared to assess the viability of the marine microalga Tetraselmis sp., with results indicating the MPN assay to be the most sensitive. In addition, this study compared the inactivation kinetics, inactivation efficiency, and energy efficiency of Tetraselmis sp. under different UV wavelengths, as assessed by the VS and MPN assays. The fluence-response curves of Tetraselmis sp. varied with assay and wavelength, with Geeraerd's model fitting all fluence-response microalgal inactivation curves. The results showed a non-significant difference in inactivation efficiency among different wavelengths of UV-LEDs (except for 300 nm) when using the VS assay. On the contrary, significant differences among all wavelengths were observed with respect to inactivation efficiency when using the MPN assay. The wavelength of 265 nm exhibited maximum inactivation efficiency, whereas 285 nm achieved optimal energy efficiency. The UV action spectrum of Tetraselmis sp. exhibited the peak at 265 nm, a finding which matched well with the absorbance spectrum of DNA. The observations from this study provide a theoretical basis and technical support for the application of the emerging UV-LED light sources in the algicidal treatment of marine water.

Semicontinuous and batch ozonation combined with peroxymonosulfate for inactivation of microalgae in ballast water

The Ballast Water Management Convention (BWMC) establishes limits regarding the permissible number of viable organisms in discharged ballast water. Ozone as a ballast water treatment is interesting because it can be generated in-situ and has strong oxidant power. Additionally, some oxidants can be formed in reaction with seawater, especially brominated compounds, that assist in inactivating microorganisms. The objective of this study is to assess the efficacy of semicontinuous and batch ozonation as well as their combination with peroxymonosulfate salt (PMS) as methods to be used to ensure compliance with regulation D2 of the BWMC using Tetraselmis suecica as a standard microorganism. Growth modeling method was employed to determine the inactivation achieved by the treatments. The results show that ozone is an effective treatment for accomplishing the D2 of the BWMC. Batch ozonation is more efficient than semicontinuous ozonation probably because of the brominated compounds formed during the ozone saturation of the water. The oxidants that are developed during the ozonation of seawater prolong the residual effect of the treatment throughout the days of storage with practically no presence of them in the ballast tanks at 72 h. The addition of the PMS increases the inactivation in the semicontinuous ozonation, but a threshold concentration of ozone is needed to observe the synergistic effect of both oxidants. No increase is associated with the combination of O₃ and PMS in the case of batch ozonation.

Evaluating the biological efficacy of a ballast water management system using filtration and electro-catalysis with an accurate definition of holding time

We employed a mesoscale experimental system and enriched natural plankton communities to investigate the efficacy of a type of ballast-water management system (BWMS) that uses a combination of filtration and electro-catalysis as the treatment technology. The water samples were collected immediately after treatment and at discharge to measure the biological efficiency of this BWMS. The main hydro chemical parameters, the TRO concentration and the plankton species composition before and after the ballast treatment process, were measured. After treatment, the concentration of TRO remained at a high level of 1.690 ± 0.573 (SD) mg/L. The biological efficacy of ballast water after treatment at holding times of 10 min, 20 min, 30 min, 40 min, and 50 min were measured. Holding time significantly impacted the biological efficacy. The discharged, treated water satisfied the D-2 standard of the International Maritime Organization (IMO) after 50 minutes of holding time.

Bacterial viability and diversity in a landscape lake replenished with reclaimed water: a case study in Xi'an, China

To understand the characteristics of bacterial viability and diversity in landscape waters replenished with reclaimed water, the typical landscape lake using reclaimed water was investigated in this study. Samples were collected from a reclaimed water inlet (P1), a reclaimed water distribution outlet (P2), and a landscape lake replenished by reclaimed water (P3). By means of measuring adenosine triphosphate (ATP), flow cytometry (FCM), and 16S rRNA gene high-throughput sequencing, the bacterial viability and diversity in reclaimed water distribution system and landscape lake were illustrated. The bacterial ATP contents at P1, P2, and P3 were 3.55 ± 1.79 ng/L, 3.31 ± 1.43 ng/L, and 18.97 ± 6.39 μg/L, and the intact bacterial cell concentrations were 5.91 ± 0.52 × 10⁴ cells/mL, 7.95 ± 2.58 × 10⁴ cells/mL, and 5.65 ± 2.10 × 10⁶ cells/mL, respectively. These results indicated a significant increase of bacterial viability in the landscape lake. The Shannon diversity index of 6.535, 7.05, and 6.886 at P1, P2, and P3, respectively, demonstrated no notable change of bacterial diversity from reclaimed water distribution system to landscape lake. However, the relative abundance of Pseudomonas sp. at P3 was significantly higher than that at P1. These findings indicated that viable but non-culturable (VBNC) bacteria could be revived in the landscape lake. The bacterial viability during reclaimed water reuse should deserve special attention.

Effect of the length of dark storage following ultraviolet irradiation of Tetraselmis suecica and its implications for ballast water management

Meeting the recent biological standards established by the Ballast Water Management Convention requires the application of ballast water treatment systems; ultraviolet irradiation is a frequently used option. However, organisms can repair the damage caused by ultraviolet irradiation primarily with photo-repair mechanisms that are dependent on the availability of light. The objective of this study is to quantify the impact of dark storage following ultraviolet irradiation on the viability of the microalgae Tetraselmis suecica. Results showed that one day of dark storage after ultraviolet irradiation enhanced the inactivation rate by 50% with respect to the absence of dark storage and increased up to the 84% with five days of dark storage. These results are consistent with photorepair, mostly in the first two days, prevented in the dark. The dose required to inactivate a determined ratio of organisms was correlated with the length of the dark post-treatment according to an inverse proportional function. This correlation may help to optimize the operation of ultraviolet ballast water treatment systems. Further, the results show that growth assays can detect organisms that are capable of repair after treatment with UV.

Phytoplankton growth characterization in short term MPN culture assays using 18S metabarcoding and qRT-PCR

The most probable number dilution-culture assay (MPN) is used to enumerate viable phytoplankton in regulatory tests of ballast water treatment systems. However the United States Coast Guard has not yet accepted MPN, in part due to concerns of biased results due to cells being viable but not growing. MPN does not assess the fate of every cell, and thus the bias can only be evaluated by a companion method that assesses the ability of the various taxa to grow. This growth ability ("growability") is the complement of the bias, and has been evaluated by microscopic taxonomy of before-culture and after-culture samples. However, microscopic taxonomy is extremely laborious and few data have been produced for phytoplankton growability in MPN assays. To address the need for more and more reliable growability data, a method was developed using next-generation sequencing (NGS) and quantitative real time PCR (qRT-PCR) techniques that target the V9 region of the 18S rRNA gene for the taxonomic identification and growth assessment of eukaryotic phytoplankton, respectively. This growability method was applied to MPN samples from a ballast water management system test that were incubated with two different enrichment media at two different temperatures. DNA was extracted from filters of before-culture and after-culture samples, and assessed for taxonomy by NGS and for PCR template DNA concentration by qRT-PCR. Growth ratios based on changes in 18S template concentration over the incubation period were calculated for each taxon, and dead-cell DNA persistence through a 14 day incubation was verified to be <1% and did not influence the growth calculations. In total, 95 of 97 eukaryotic phytoplankton in the before-culture sample demonstrated growth, with definitive growth ratios ranging from 4.0 × 10¹-2.6 × 10⁵. An additional 13 taxa demonstrated growth from non-detect in before-culture samples. Taxa-based growability values were 87-88% in individual incubation conditions with no statistical differences among conditions, and 98% for all conditions combined. When growability was weighted by the before-culture abundance of each taxa, relevant to regulations based on all organisms regardless of taxa, community-based growability was >99% in each condition and in all conditions combined because the most abundant taxa all exhibited growth. This study verifies that conventional phytoplankton MPN assays produce accurate results with low bias from undetected viable cells, regardless of enrichments and incubation temperatures. This work can provide regulatory confidence for broader acceptance of MPN assays without limitations.

Use of standard test organisms for sound validation of UV-based ballast water treatment systems

To challenge ballast water treatment system (BWTS) efficacy for organisms in the size-class 10-50 μm, intake concentration during tests must reach certain minimum requirements. Often, natural concentrations are too low to meet intake requirements and standard test organisms (STOs) are added. We tested the robustness of Tetraselmis suecica and Odontella sp. to a range of UV-treatments to explore fluences needed to meet the IMO discharge standard (<10 org. ml^-1) evaluated using two viability assessment methods. To meet discharge standards, fluences of >1000 mJ cm^-2 were required using vital stain whereas 135-500 mJ cm^-2 were needed using regrowth assays. Besides, results suggest that T. suecica and Odontella sp. were at least as robust as natural algae towards UV-treatments. We suggest the advantageous use of these species as STOs in test water to support intake water requirements and to obtain more conservative validation of UV-based BWTS to ensure more environmental protective procedures.