Effects of multiple impulses from a seismic air gun on bottlenose dolphin hearing and behavior

Dolphin short-term auditory fatigue and self-mitigation

Auditory brainstem responses (ABRs) were measured at 57 kHz in two dolphins warned of an impending intense tone at 40 kHz. Over the course of testing, the duration of the intense tone was increased from 0.5 to 16 s to determine if changes in ABRs observed after cessation of the intense sound were the result of post-stimulatory auditory fatigue or conditioned hearing attenuation. One dolphin exhibited conditioned hearing attenuation after the warning sound preceding the intense sound, but little evidence of post-stimulatory fatigue after the intense sound. The second dolphin showed no conditioned attenuation before the intense sound, but auditory fatigue afterwards. The fatigue was observed within a few seconds after cessation of the intense tone: i.e., at time scales much shorter than those in previous studies of marine mammal noise-induced threshold shifts, which feature measurements on the order of a few minutes after exposure. The differences observed between the two individuals (less auditory fatigue in the dolphin that exhibited the conditioned attenuation) support the hypothesis that conditioned attenuation is a form of "self-mitigation."

Similar susceptibility to temporary hearing threshold shifts despite different audiograms in harbor porpoises and harbor seals

When they are exposed to loud fatiguing sounds in the oceans, marine mammals are susceptible to hearing damage in the form of temporary hearing threshold shifts (TTSs) or permanent hearing threshold shifts. We compared the level-dependent and frequency-dependent susceptibility to TTSs in harbor seals and harbor porpoises, species with different hearing sensitivities in the low- and high-frequency regions. Both species were exposed to 100% duty cycle one-sixth-octave noise bands at frequencies that covered their entire hearing range. In the case of the 6.5 kHz exposure for the harbor seals, a pure tone (continuous wave) was used. TTS was quantified as a function of sound pressure level (SPL) half an octave above the center frequency of the fatiguing sound. The species have different audiograms, but their frequency-specific susceptibility to TTS was more similar. The hearing frequency range in which both species were most susceptible to TTS was 22.5-50 kHz. Furthermore, the frequency ranges were characterized by having similar critical levels (defined as the SPL of the fatiguing sound above which the magnitude of TTS induced as a function of SPL increases more strongly). This standardized between-species comparison indicates that the audiogram is not a good predictor of frequency-dependent susceptibility to TTS.

Bottlenose dolphin temporary threshold shift following exposure to 10-ms impulses centered at 8 kHza)

Studies of marine mammal temporary threshold shift (TTS) from impulsive sources have typically produced small TTS magnitudes, likely due to much of the energy in tested sources lying below the subjects' range of best hearing. In this study of dolphin TTS, 10-ms impulses centered at 8 kHz were used with the goal of inducing larger magnitudes of TTS and assessing the time course of hearing recovery. Most impulses had sound pressure levels of 175-180 dB re 1 μPa, while inter-pulse interval (IPI) and total number of impulses were varied. Dolphin TTS increased with increasing cumulative sound exposure level (SEL) and there was no apparent effect of IPI for exposures with equal SEL. The lowest TTS onset was 184 dB re 1 μPa2s, although early exposures with 20-s IPI and cumulative SEL of 182-183 dB re 1 μPa2s produced respective TTS of 35 and 16 dB in two dolphins. Continued testing with higher SELs up to 191 dB re 1 μPa2s in one of those dolphins, however, failed to result in TTS greater than 14 dB. Recovery rates were similar to those from other studies with non-impulsive sources and depended on the magnitude of the initial TTS.

Temporary threshold shift in bottlenose dolphins exposed to steady-state, 1/6-octave noise centered at 0.5 to 80 kHza)

Temporary threshold shift (TTS) was measured in bottlenose dolphins after 1-h exposures to 1/6-octave noise centered at 0.5, 2, 8, 20, 40, and 80 kHz. Tests were conducted in netted ocean enclosures, with the dolphins free-swimming during noise exposures. Exposure levels were estimated using a combination of video-based measurement of dolphin position, calibrated exposure sound fields, and animal-borne archival recording tags. Hearing thresholds were measured before and after exposures using behavioral methods (0.5, 2, 8 kHz) or behavioral and electrophysiological [auditory brainstem response (ABR)] methods (20, 40, 80 kHz). No substantial effects of the noise were seen at 40 and 80 kHz at the highest exposure levels. At 2, 8, and 20 kHz, exposure levels required for 6 dB of TTS (onset TTS exposures) were similar to previous studies; however, at 0.5 kHz, onset TTS was much lower than predicted values. No clear relationships could be identified between ABR- and behaviorally measured TTS. The results raise questions about the validity of current noise exposure guidelines for dolphins at frequencies below ∼1 kHz and how to accurately estimate received noise levels from free-swimming animals.

Dolphin conditioned hearing attenuation in response to repetitive tones with increasing level

All species of toothed whales studied to date can learn to reduce their hearing sensitivity when warned of an impending intense sound; however, the specific conditions under which animals will employ this technique are not well understood. The present study was focused on determining whether dolphins would reduce their hearing sensitivity in response to an intense tone presented at a fixed rate but increasing level, without an otherwise explicit warning. Auditory brainstem responses (ABRs) to intermittent, 57-kHz tone bursts were continuously measured in two bottlenose dolphins as they were exposed to a series of 2-s, 40-kHz tones at fixed time intervals of 20, 25, or 29 s and at sound pressure levels (SPLs) increasing from 120 to 160 dB re 1 μPa. Results from one dolphin showed consistent ABR attenuation preceding intense tones when the SPL exceeded ∼140-150 dB re 1 μPa and the tone interval was 20 s. ABR attenuation with 25- or 29-s intense tone intervals was inconsistent. The second dolphin showed similar, but more subtle, effects. The results show dolphins can learn the timing of repetitive noise and may reduce their hearing sensitivity if the SPL is high enough, presumably to "self-mitigate" the noise effects.

Evaluation of kurtosis-corrected sound exposure level as a metric for predicting onset of hearing threshold shifts in harbor porpoises (Phocoena phocoena)

Application of a kurtosis correction to frequency-weighted sound exposure level (SEL) improved predictions of risk of hearing damage in humans and terrestrial mammals for sound exposures with different degrees of impulsiveness. To assess whether kurtosis corrections may lead to improved predictions for marine mammals, corrections were applied to temporary threshold shift (TTS) growth measurements for harbor porpoises (Phocoena phocoena) exposed to different sounds. Kurtosis-corrected frequency-weighted SEL predicted accurately the growth of low levels of TTS (TTS_1-4 < 10 dB) for intermittent sounds with short (1-13 s) silence intervals but was not consistent with frequency-weighted SEL data for continuous sound exposures.

Evaluating temporary threshold shift onset levels for impulsive noise in seals

The auditory effects of single- and multiple-shot impulsive noise exposures were evaluated in a bearded seal (Erignathus barbatus). This study replicated and expanded upon recent work with related species [Reichmuth, Ghoul, Sills, Rouse, and Southall (2016). J. Acoust. Soc. Am. 140, 2646-2658]. Behavioral methods were used to measure hearing sensitivity before and immediately following exposure to underwater noise from a seismic air gun. Hearing was evaluated at 100 Hz-close to the maximum energy in the received pulse, and 400 Hz-the frequency with the highest sensation level. When no evidence of a temporary threshold shift (TTS) was found following single shots at 185 dB re 1 μPa² s unweighted sound exposure level (SEL) and 207 dB re 1 μPa peak-to-peak sound pressure, the number of exposures was gradually increased from one to ten. Transient shifts in hearing thresholds at 400 Hz were apparent following exposure to four to ten consecutive pulses (cumulative SEL 191-195 dB re 1 μPa² s; 167-171 dB re 1 μPa² s with frequency weighting for phocid carnivores in water). Along with these auditory data, the effects of seismic exposures on response time, response bias, and behavior were investigated. This study has implications for predicting TTS onset following impulsive noise exposure in seals.

Lack of reproducibility of temporary hearing threshold shifts in a harbor porpoise after exposure to repeated airgun sounds

Noise-induced temporary hearing threshold shift (TTS) was studied in a harbor porpoise exposed to impulsive sounds of scaled-down airguns while both stationary and free-swimming for up to 90 min. In a previous study, ∼4 dB TTS was elicited in this porpoise, but despite 8 dB higher single-shot and cumulative exposure levels (up to 199 dB re 1 μPa²s) in the present study, the porpoise showed no significant TTS at hearing frequencies 2, 4, or 8 kHz. There were no changes in the study animal's audiogram between the studies or significant differences in the fatiguing sound that could explain the difference, but audible and visual cues in the present study may have allowed the porpoise to predict when the fatiguing sounds would be produced. The discrepancy between the studies may have resulted from self-mitigation by the porpoise. Self-mitigation, resulting in reduced hearing sensitivity, can be achieved via changes in the orientation of the head, or via alteration of the hearing threshold by processes in the ear or central nervous system.

Application of damped cylindrical spreading to assess range to injury threshold for fishes from impact pile driving

Environmental risk assessment for impact pile driving requires characterization of the radiated sound field. Damped cylindrical spreading (DCS) describes propagation of the acoustic Mach cone generated by striking a pile and predicts sound exposure level (L_E) versus range. For known water depth and sediment properties, DCS permits extrapolation from a measurement at a known range. Impact assessment criteria typically involve zero-to-peak sound pressure level (L_p,pk), root-mean-square sound pressure level (L_p,rms), and cumulative sound exposure level (L_E,cum). To facilitate predictions using DCS, L_p,pk and L_p,rms were estimated from L_E using empirical regressions. Using a wind farm construction scenario in the North Sea, DCS was applied to estimate ranges to recommended thresholds in fishes. For 3500 hammer strikes, the estimated L_E,cum impact ranges for mortal and recoverable injury were up to 1.8 and 3.1 km, respectively. Applying a 10 dB noise abatement measure, these distances reduced to 0.29 km for mortal injury and 0.65 km for recoverable injury. An underlying detail that produces unstable results is the averaging time for calculating L_p,rms, which by convention is equal to the 90%-energy signal duration. A stable alternative is proposed for this quantity based on the effective signal duration.

Conditioned attenuation of dolphin monaural and binaural auditory evoked potentials after preferential stimulation of one ear

Previous studies have demonstrated that some species of odontocetes can be conditioned to reduce hearing sensitivity when warned of an impending intense sound; however, the underlying mechanisms remain poorly understood. In the present study, conditioned hearing attenuation was elicited in two bottlenose dolphins by pairing a 10-kHz tone (the conditioned stimulus) with a more intense tone (the unconditioned stimulus) at 28 kHz. Testing was performed in air, with sounds presented via contact transducers. Hearing was assessed via noninvasive measurement of monaural auditory nerve responses (ANR) and binaural auditory brainstem responses (ABR). ABRs/ANRs were measured in response to 40-kHz tone bursts, over 2 to 3-s time intervals before and after the conditioned and unconditioned stimuli. Results showed reductions in ABR/ANR amplitude and increases in latency after pairing the warning and more intense tones. Monaural ANRs from the left and right ears were attenuated by similar amounts when the warning and more intense sounds were preferentially applied to the right ear. The data support a neural mechanism operating at the level of the cochlea and/or auditory nerve and suggest the involvement of neural projections that can affect the contralateral ear.

Long-term evidence of noise-induced permanent threshold shift in a harbor seal (Phoca vitulina)

In psychophysical studies of noise-induced hearing loss with marine mammals, exposure conditions are often titrated from levels of no effect to those that induce significant but recoverable loss of auditory sensitivity [temporary threshold shift (TTS)]. To examine TTS from mid-frequency noise, a harbor seal was exposed to a 4.1-kHz underwater tone that was incrementally increased in sound pressure level (SPL) and duration. The seal's hearing was evaluated at the exposure frequency and one-half octave higher (5.8 kHz) to identify the noise parameters associated with TTS onset. No reliable TTS was measured with increasing sound exposure level until the second exposure to a 60-s fatiguing tone of 181 dB re 1 μPa SPL (sound exposure level 199 dB re 1 μPa²s), after which an unexpectedly large threshold shift (>47 dB) was observed. While hearing at 4.1 kHz recovered within 48 h, there was a permanent threshold shift of at least 8 dB at 5.8 kHz. This hearing loss was evident for more than ten years. Furthermore, a residual threshold shift of 11 dB was detected one octave above the tonal exposure, at 8.2 kHz. This hearing loss persisted for more than two years prior to full recovery.

Effects of impulsive noise on marine mammals: investigating range-dependent risk

Concerns exist about the impacts of underwater noise on marine mammals. These include auditory damage, which is a significant risk for marine mammals exposed to impulsive sounds such as explosions, pile-driving, and seismic air guns. Currently, impact assessments use different risk criteria for impulsive and non-impulsive sounds (e.g., ships, drilling). However, as impulsive sounds dissipate through the environment, they potentially lose hazardous features (e.g., sudden onset) and become non-impulsive at some distance from the source. Despite management implications, a lack of data on range-dependent characteristics currently limits their inclusion in impact assessments. We address this using acoustic recordings of seismic air guns and pile-driving to quantify range dependency in impulsive characteristics using four criteria: (1) rise time < 25 ms; (2) quotient of peak pressure and pulse duration > 5,000 Pa/s; (3) duration < 1 s; (4) crest factor > 15 dB. We demonstrate that some characteristics changed markedly within ranges of ~10 km, and that the mean probability of exceeding criteria 1 and 2 was <0.5 at ranges >3.5 km. In contrast, the mean probability of exceeding criteria 3 remained >0.5 up to ~37.0 km, and the mean probability of exceeding criteria 4 remained <0.5 throughout the range. These results suggest that a proportion of the recorded signals should be defined as impulsive based on each of the criteria, and that some of the criteria change markedly as a result of propagation. However, the impulsive nature of a sound is likely to be a complex interaction of all these criteria, and many other unrelated parameters such as duty cycle, recovery periods, and sound levels will also strongly affect the risk of hearing damage. We recommend future auditory damage studies and impact assessments explicitly consider the ranges at which sounds may lose some of their potentially hazardous characteristics.

Conditioned attenuation of auditory brainstem responses in dolphins warned of an intense noise exposure: Temporal and spectral patterns

Conditioned reductions in hearing sensitivity were elicited in two bottlenose dolphins by pairing a 10-kHz tone (the conditioned stimulus) with a more intense tone (the unconditioned stimulus) at 20, 40, or 80 kHz. Hearing was assessed via noninvasive measurement of auditory brainstem responses (ABRs) to 20 - to 133-kHz tone bursts presented at randomized intervals from 1 to 3 ms. ABRs within each trial were obtained by averaging the instantaneous electroencephalogram, time-locked to tone burst onsets, over 2- to 3-s time intervals. In initial testing, ABR amplitudes were reduced (relative to baseline values) in one dolphin after the conditioned stimulus, but before the unconditioned stimulus, demonstrating conditioned hearing attenuation. In subsequent testing with both dolphins, ABRs were attenuated throughout the entire 31-s trial. Maximum ABR threshold shifts occurred at and above the unconditioned stimulus frequency and were above 40 dB for some conditions. The results (1) confirm that dolphins can be conditioned to reduce hearing sensitivity when warned of an impending noise exposure, (2) show that hearing attenuation occurs within the cochlea or auditory nerve, and (3) support the hypothesis that toothed whales can "self-mitigate" some effects of noise if warned of an impending exposure.

Acoustic monitoring of coastal dolphins and their response to naval mine neutralization exercises

To investigate the potential impacts of naval mine neutralization exercises (MINEX) on odontocete cetaceans, a long-term passive acoustic monitoring study was conducted at a US Navy training range near Virginia Beach, USA. Bottom-moored acoustic recorders were deployed in 2012-2016 near the epicentre of MINEX training activity and were refurbished every 2-4 months. Recordings were analysed for the daily presence/absence of dolphins, and dolphin acoustic activity was quantified in detail for the hours and days before and after 31 MINEX training events. Dolphins occurred in the area year-round, but there was clear seasonal variability, with lower presence during winter months. Dolphins exhibited a behavioural response to underwater detonations. Dolphin acoustic activity near the training location was lower during the hours and days following detonations, suggesting that animals left the area and/or reduced their signalling. Concurrent acoustic monitoring farther away from the training area suggested that the radius of response was between 3 and 6 km. A generalized additive model indicated that the predictors that explained the greatest amount of deviance in the data were the day relative to the training event, the hour of the day and circumstances specific to each training event.

Temporary hearing threshold shift in a harbor porpoise (Phocoena phocoena) after exposure to multiple airgun sounds

In seismic surveys, reflected sounds from airguns are used under water to detect gas and oil below the sea floor. The airguns produce broadband high-amplitude impulsive sounds, which may cause temporary or permanent threshold shifts (TTS or PTS) in cetaceans. The magnitude of the threshold shifts and the hearing frequencies at which they occur depend on factors such as the received cumulative sound exposure level (SELcum), the number of exposures, and the frequency content of the sounds. To quantify TTS caused by airgun exposure and the subsequent hearing recovery, the hearing of a harbor porpoise was tested by means of a psychophysical technique. TTS was observed after exposure to 10 and 20 consecutive shots fired from two airguns simultaneously (SELcum: 188 and 191 dB re 1 μPa²s) with mean shot intervals of around 17 s. Although most of the airgun sounds' energy was below 1 kHz, statistically significant initial TTS_1-4 (1-4 min after sound exposure stopped) of ∼4.4 dB occurred only at the hearing frequency 4 kHz, and not at lower hearing frequencies tested (0.5, 1, and 2 kHz). Recovery occurred within 12 min post-exposure. The study indicates that frequency-weighted SELcum is a good predictor for the low levels of TTS observed.

A review of the history, development and application of auditory weighting functions in humans and marine mammals

This document reviews the history, development, and use of auditory weighting functions for noise impact assessment in humans and marine mammals. Advances from the modern era of electroacoustics, psychophysical studies of loudness, and other related hearing studies are reviewed with respect to the development and application of human auditory weighting functions, particularly A-weighting. The use of auditory weighting functions to assess the effects of environmental noise on humans-such as hearing damage-risk criteria-are presented, as well as lower-level effects such as annoyance and masking. The article also reviews marine mammal auditory weighting functions, the development of which has been fundamentally directed by the objective of predicting and preventing noise-induced hearing loss. Compared to the development of human auditory weighting functions, the development of marine mammal auditory weighting functions have faced additional challenges, including a large number of species that must be considered, a lack of audiometric information on most species, and small sample sizes for nearly all species for which auditory data are available. The review concludes with research recommendations to address data gaps and assumptions underlying marine mammal auditory weighting function design and application.

Low-frequency temporary threshold shift not observed in spotted or ringed seals exposed to single air gun impulses

Underwater hearing thresholds were measured at 100 Hz in trained spotted (Phoca largha) and ringed seals (Pusa hispida) before and immediately following voluntary exposure to impulsive noise from a seismic air gun. Auditory responses were determined from psychoacoustic data and behavioral responses were scored from video recordings. Four successive exposure conditions of increasing level were tested, with received unweighted sound exposure levels from 165 to 181 dB re 1 μPa² s and peak-to-peak sound pressures from 190 to 207 dB re 1 μPa. There was no evidence that these single seismic exposures altered hearing-including in the highest exposure condition, which matched previous predictions of temporary threshold shift (TTS) onset. Following training at low exposure levels, relatively mild behavioral responses were observed for higher exposure levels. This demonstrates that individuals can learn to tolerate loud, impulsive sounds, but does not necessarily imply that similar sounds would not elicit stronger behavioral responses in wild seals. The absence of observed TTS confirms that regulatory guidelines (based on M-weighting) for single impulse noise exposures are conservative for seals. However, additional studies using multiple impulses and/or higher exposure levels are needed to quantify exposure conditions that do produce measurable changes in hearing sensitivity.

Place specificity of the click-evoked auditory brainstem response in the bottlenose dolphin (Tursiops truncatus)

Cochlear place specificity of the auditory brainstem response (ABR) was investigated in five bottlenose dolphins by measuring ABRs to broadband clicks presented simultaneously with masking noise having various high-pass cutoff frequencies. Click and noise stimuli were digitally compensated to account for the transmitting response of the piezoelectric transducers and any multipath propagation effects to achieve "white" or "pink" spectral characteristics. Narrowband evoked responses were derived by sequentially subtracting responses obtained with noise at lower high-pass cutoff frequencies from those obtained with noise having higher cutoff frequencies. The results revealed little contribution to the click-evoked brainstem response from frequency bands below 10 kHz and, in dolphins with full hearing bandwidth, the largest amplitude derived band evoked responses were obtained from the highest frequency bands. Narrowband latencies decreased with increasing frequency and were adequately fit with a power function exhibiting relatively large change in latency with frequency below ∼30 kHz and little change above ∼30 kHz. These data demonstrate that frequency bands below ∼10 kHz do not substantively contribute to the farfield ABR in the bottlenose dolphin when using place-specific approaches such as high-pass subtractive-masking techniques.

Assessing auditory evoked potentials of wild harbor porpoises (Phocoena phocoena)

Testing the hearing abilities of marine mammals under water is a challenging task. Sample sizes are usually low, thus limiting the ability to generalize findings of susceptibility towards noise influences. A method to measure harbor porpoise hearing thresholds in situ in outdoor conditions using auditory steady state responses of the brainstem was developed and tested. The method was used on 15 live-stranded animals from the North Sea during rehabilitation, shortly before release into the wild, and on 12 wild animals incidentally caught in pound nets in Denmark (inner Danish waters). Results indicated that although the variability between individuals is wide, the shape of the hearing curve is generally similar to previously published results from behavioral trials. Using 10-kHz frequency intervals between 10 and 160 kHz, best hearing was found between 120 and 130 kHz. Additional testing using one-third octave frequency intervals (from 16 to 160 kHz) allowed for a much faster hearing assessment, but eliminated the fine scale threshold characteristics. For further investigations, the method will be used to better understand the factors influencing sensitivity differences across individuals and to establish population-level parameters describing hearing abilities of harbor porpoises.

Noise-induced hearing loss in marine mammals: A review of temporary threshold shift studies from 1996 to 2015

One of the most widely recognized effects of intense noise exposure is a noise-induced threshold shift—an elevation of hearing thresholds following cessation of the noise. Over the past twenty years, as concerns over the potential effects of human-generated noise on marine mammals have increased, a number of studies have been conducted to investigate noise-induced threshold shift phenomena in marine mammals. The experiments have focused on measuring temporary threshold shift (TTS)—a noise-induced threshold shift that fully recovers over time—in marine mammals exposed to intense tones, band-limited noise, and underwater impulses with various sound pressure levels, frequencies, durations, and temporal patterns. In this review, the methods employed by the groups conducting marine mammal TTS experiments are described and the relationships between the experimental conditions, the noise exposure parameters, and the observed TTS are summarized. An attempt has been made to synthesize the major findings across experiments to provide the current state of knowledge for the effects of noise on marine mammal hearing.