Understanding the impact of root morphology on overturning mechanisms: a modelling approach

Effects of Soil Properties and Tree Species on Root–Soil Anchorage Characteristics

Root anchoring provides nonnegligible assistance to prevent soil erosion and stabilize slopes. The anchoring ability of plants suffers a tremendous impact from the soil conditions and the root characteristics. To reveal the root reinforcement effect, a group of pullout tests was conducted on five different tree root systems (Pinus tabulaeformis, Betula platyphylla, Larix gmelinii, Quercus mongolica, and Ulmus pumila) with different soil moisture contents and soil dry weights. The results indicate that the root property (species, diameter, and tensile strength) and soil condition (water content 9.72%, 12.72%, 15.72%, 18.72%, and dry weight 1.32 g/cm3, 1.42 g/cm3, 1.52 g/cm3) had a significant effect on the anchoring effect of the soil. The anchoring effect is more obvious for the roots with a larger diameter and higher tensile strength. With the increase in the soil water content and the dry weight, the root system is more prone to failure but the root anchoring effect of soil with an optimum soil water content performs the best. Among the five different tree species, Pinus tabulaeformis roots were the least effective in anchoring the soil and Betula platyphylla roots performed the best.

Unveiling Falling Urban Trees before and during Typhoon Higos (2020): Empirical Case Study of Potential Structural Failure Using Tilt Sensor

Urban trees in a densely populated environment may pose risks to the public’s safety in terms of the potential danger of injuries and fatalities, loss of property, impacts on traffic, etc. The biological and mechanical features of urban trees may change over time, thereby affecting the stability of the tree structure. This can be a gradual process but can also be drastic, especially after typhoons or heavy rainstorms. Trees may fall at any time with no discernible signs of failure being exhibited or detected. It is always a challenge in urban tree management to develop a preventive alert system to detect the potential failure of hazardous urban trees and hence be able to have an action plan to handle potential tree tilting or tree collapse. Few studies have considered the comparison of tree morphology to the tilt response relative to uprooting failure in urban cities. New methods involving numerical modeling and sensing technologies provide tools for an effective and deeper understanding of the interaction of root-plate movement and windstorm with the application of the tailor-made sensor. In this study, root-plate tilt variations of 889 trees with sensors installed during Typhoon Higos (2020) are investigated, especially the tilting pattern of the two trees that failed in the event. The correlation of tree response during the typhoon among all trees with tilt measurements was also evaluated. The results from two alarm levels developed in the study, i.e., Increasing Trend Alarm and Sudden Increase Alarm indicated that significant root-plate movement to wind response is species-dependent. These systems could help inform decision making to identify the problematic trees in the early stage. Through the use of smart sensors, the data collected by the alert system provides a very useful analysis of the stability of tree structure and tree health in urban tree management.

A starting guide to root ecology: strengthening ecological concepts and standardising root classification, sampling, processing and trait measurements

In the context of a recent massive increase in research on plant root functions and their impact on the environment, root ecologists currently face many important challenges to keep on generating cutting-edge, meaningful and integrated knowledge. Consideration of the below-ground components in plant and ecosystem studies has been consistently called for in recent decades, but methodology is disparate and sometimes inappropriate. This handbook, based on the collective effort of a large team of experts, will improve trait comparisons across studies and integration of information across databases by providing standardised methods and controlled vocabularies. It is meant to be used not only as starting point by students and scientists who desire working on below-ground ecosystems, but also by experts for consolidating and broadening their views on multiple aspects of root ecology. Beyond the classical compilation of measurement protocols, we have synthesised recommendations from the literature to provide key background knowledge useful for: (1) defining below-ground plant entities and giving keys for their meaningful dissection, classification and naming beyond the classical fine-root vs coarse-root approach; (2) considering the specificity of root research to produce sound laboratory and field data; (3) describing typical, but overlooked steps for studying roots (e.g. root handling, cleaning and storage); and (4) gathering metadata necessary for the interpretation of results and their reuse. Most importantly, all root traits have been introduced with some degree of ecological context that will be a foundation for understanding their ecological meaning, their typical use and uncertainties, and some methodological and conceptual perspectives for future research. Considering all of this, we urge readers not to solely extract protocol recommendations for trait measurements from this work, but to take a moment to read and reflect on the extensive information contained in this broader guide to root ecology, including sections I-VII and the many introductions to each section and root trait description. Finally, it is critical to understand that a major aim of this guide is to help break down barriers between the many subdisciplines of root ecology and ecophysiology, broaden researchers' views on the multiple aspects of root study and create favourable conditions for the inception of comprehensive experiments on the role of roots in plant and ecosystem functioning.

A starting guide to root ecology: strengthening ecological concepts and standardising root classification, sampling, processing and trait measurements

In the context of a recent massive increase in research on plant root functions and their impact on the environment, root ecologists currently face many important challenges to keep on generating cutting-edge, meaningful and integrated knowledge. Consideration of the below-ground components in plant and ecosystem studies has been consistently called for in recent decades, but methodology is disparate and sometimes inappropriate. This handbook, based on the collective effort of a large team of experts, will improve trait comparisons across studies and integration of information across databases by providing standardised methods and controlled vocabularies. It is meant to be used not only as starting point by students and scientists who desire working on below-ground ecosystems, but also by experts for consolidating and broadening their views on multiple aspects of root ecology. Beyond the classical compilation of measurement protocols, we have synthesised recommendations from the literature to provide key background knowledge useful for: (1) defining below-ground plant entities and giving keys for their meaningful dissection, classification and naming beyond the classical fine-root vs coarse-root approach; (2) considering the specificity of root research to produce sound laboratory and field data; (3) describing typical, but overlooked steps for studying roots (e.g. root handling, cleaning and storage); and (4) gathering metadata necessary for the interpretation of results and their reuse. Most importantly, all root traits have been introduced with some degree of ecological context that will be a foundation for understanding their ecological meaning, their typical use and uncertainties, and some methodological and conceptual perspectives for future research. Considering all of this, we urge readers not to solely extract protocol recommendations for trait measurements from this work, but to take a moment to read and reflect on the extensive information contained in this broader guide to root ecology, including sections I-VII and the many introductions to each section and root trait description. Finally, it is critical to understand that a major aim of this guide is to help break down barriers between the many subdisciplines of root ecology and ecophysiology, broaden researchers' views on the multiple aspects of root study and create favourable conditions for the inception of comprehensive experiments on the role of roots in plant and ecosystem functioning.

Asymmetric root distributions reveal press-pulse responses in retreating coastal forests

The impacts of climate change on ecosystems are manifested in how organisms respond to episodic and continuous stressors. The conversion of coastal forests to salt marshes represents a prominent example of ecosystem state change, driven by the continuous stress of sea-level rise (press), and episodic storms (pulse). Here, we measured the rooting dimension and fall direction of 143 windthrown eastern red cedar (Juniperus virginiana) trees in a rapidly retreating coastal forest in Chesapeake Bay (USA). We found that tree roots were distributed asymmetrically away from the leading edge of soil salinization and towards freshwater sources. The length, number, and circumference of roots were consistently higher in the upslope direction than downslope direction, suggesting an active morphological adaptation to sea-level rise and salinity stress. Windthrown trees consistently fell in the upslope direction regardless of aspect and prevailing wind direction, suggesting that asymmetric rooting destabilized standing trees, and reduced their ability to withstand high winds. Together, these observations help explain curious observations of coastal forest resilience, and highlight an interesting nonadditive response to climate change, where adaptation to press stressors increases vulnerability to pulse stressors.

Root-Soil Plate Characteristics of Silver Birch on Wet and Dry Mineral Soils in Latvia

Climate change manifests itself as a change in the probability of extreme weather events, and it is projected that windstorms will become more frequent and intense in Northern Europe. Additionally, the frequency and length of warm periods with wet, unfrozen soil in winter will rise in this region. These factors will lead to an increased risk of storm damages in forests. Factors affecting trees’ resistance to wind uprooting have been well quantified for some species but not for a common and economically important tree, the silver birch (Betula pendula Roth.). Therefore, this study aimed to assess the root-soil plate characteristics of silver birch on wet and dry mineral soils in hemiboreal forests. The root-soil plate and aboveground parameters were measured for 56 canopy trees uprooted in destructive, static-pulling experiments. The shape of the root-soil plate corresponds to the elliptic paraboloid. A decreasing yet slightly different trend was observed in root depth distribution with increasing distance from the stem in both soils. The main factors determining root-soil plate volume were width, which was notably larger on wet mineral soils, and tree diameter at breast height. Consequently, the root-soil plate volume was significantly larger for trees growing on wet mineral soils than for trees growing on dry soils, indicating a wind adaptation.

Reaction Wood Anatomical Traits and Hormonal Profiles in Poplar Bent Stem and Root

Reaction wood (RW) formation is an innate physiological response of woody plants to counteract mechanical constraints in nature, reinforce structure and redirect growth toward the vertical direction. Differences and/or similarities between stem and root response to mechanical constraints remain almost unknown especially in relation to phytohormones distribution and RW characteristics. Thus, Populus nigra stem and root subjected to static non-destructive mid-term bending treatment were analyzed. The distribution of tension and compression forces was firstly modeled along the main bent stem and root axis; then, anatomical features, chemical composition, and a complete auxin and cytokinin metabolite profiles of the stretched convex and compressed concave side of three different bent stem and root sectors were analyzed. The results showed that in bent stems RW was produced on the upper stretched convex side whereas in bent roots it was produced on the lower compressed concave side. Anatomical features and chemical analysis showed that bent stem RW was characterized by a low number of vessel, poor lignification, and high carbohydrate, and thus gelatinous layer in fiber cell wall. Conversely, in bent root, RW was characterized by high vessel number and area, without any significant variation in carbohydrate and lignin content. An antagonistic interaction of auxins and different cytokinin forms/conjugates seems to regulate critical aspects of RW formation/development in stem and root to facilitate upward/downward organ bending. The observed differences between the response stem and root to bending highlight how hormonal signaling is highly organ-dependent.

Structural Root-Plate Characteristics of Wind-Thrown Norway Spruce in Hemiboreal Forests of Latvia

An increase in extreme weather events is predicted with increasing climate changes. Changes indicate major problems in the future, as Norway spruce (Picea abies L. Karst.) is one of the most important forestry species in Northern Europe and one of the most susceptible to damage from extreme weather events, like windstorms. Root architecture is essential for tree anchorage. However, information of structural root-plate volume and characteristics in relation to tree wind resistance in drained deep peat soils is lacking. Individual tree susceptibility to wind damage is dependent on tree species, soil properties, tree health and root-plate volume. We assessed the structural root-plate dimensions of wind-thrown Norway spruce on freely drained mineral and drained deep peat soils at four trial sites in Latvia, and root-plate measurements were made on 65 recently tipped-up trees and 36 trees from tree-pulling tests on similar soils. Tree height, diameter at breast height, root-plate width and depth were measured. Measurements of structural root-plate width were done in five directions covering 180° of the root-plate; rooting depth was measured on the horizontal and vertical axes of root-plate. Root-plate volume was higher in drained peat soils in comparison to mineral soils, and root-plate width was the main driver of root-plate volume. A decreasing trend was observed in structural root depth distribution with increasing distance from the stem (i.e., from the center to the edge of the root plate) with a greater decrease in mineral soils.

Evaluation of the Effects of Forest on Slope Stability and Its Implications for Forest Management: A Case Study of Bailong River Basin, China

Previous studies have shown that the mechanical effects of vegetation roots on slope stability can be classified as additional cohesion effects and anchorage effects. The present study investigated the combined mechanical effects (additional cohesion effects and anchorage effects) of vegetation on a slope with coarse-grained soil in the mountainous region (significantly prone to slope failure) of Gansu Province, China. A detailed survey of tree density, root system morphology and slope profiles was conducted, and we also assessed the soil cohesion provided by the root systems of monospecific stands of Robinia pseudoacacia growing in different locations on the slope. The measured data were incorporated into a numerical slope model to calculate the stability of the slope under the influence of trees. The results indicated that it was necessary to consider the anchoring effect of coarse roots when estimating the mechanical effects of trees on slope stability. In particular, the FoS (factor of safety) of the slope was increased by the presence of trees. The results also demonstrated that vegetation increased slope stability. The reinforcing effects were most significant when the trees were planted along the entire slope. Although the reinforcing effects contributed by trees were limited (only 4–11%), they were essential for making optimal use of vegetation for enhancing slope stability. Overall, vegetation development can make a major contribution to ecosystem restoration in the study region.

A sonic root detector for revealing tree coarse root distribution

This study assesses the reliability of a non-destructive method for determining the in situ distribution of tree coarse roots within a scaled distance 6-fold the DBH by comparing the results with the actual 3D root architecture revealed by invasive methods. The root architecture of 22-year-old olive trees was determined non-destructively with a Root Detector device (Fakopp Enterprise Bt) using sonic speed and directly by a 3D digitizer (Fastrak, Polhemus) after soil removal. The radial and vertical distributions of the coarse root biomass and diameter in the soil as determined by the 3D digitizer were correlated with the root map detected by sonic speed. A highly significant correlation was observed between the coarse root biomass distribution and the sonic speed within 30 cm of soil depth, but this correlation decreased with increasing distance from the trunk, up to 120 cm. No correlations were observed between sonic speed and root diameter. The Root Detector was able to map the coarse roots of the olive tree in the soil environment, but only under certain conditions. First, root detection was more efficient within 30 cm of soil depth, provided that more than 35% of the total biomass of lateral roots occurs within this depth range. Second, the distance of 120 cm from the trunk, scaled as 6-fold the DBH, may be considered the threshold over which the sonic speed and the detection of roots markedly decreased. Third, Root Detector technology is unable to detect root size in terms of geometric parameters such as root diameter.

Formation of Annual Ring Eccentricity in Coarse Roots within the Root Cage of Pinus ponderosa Growing on Slopes

The coarse roots of Pinus ponderosa included in the cage are the ones most involved in tree stability. This study explored the variations in traits, such as volume, cross-sectional area, and radius length of cage roots, and used those data to develop a mathematical model to better understand the type of forces occurring for each shallow lateral root segment belonging to different quadrants of the three-dimensional (3D) root system architecture. The pattern and intensity of these forces were modelled along the root segment from the branching point to the cage edge. Data of root cage volume in the upper 30 cm of soil showed a higher value in the downslope and windward quadrant while, at a deeper soil depth (>30 cm), we found higher values in both upslope and leeward quadrants. The analysis of radius length and the cross-sectional area of the shallow lateral roots revealed the presence of a considerable degree of eccentricity of the annual rings at the branching point and at the cage edge. This eccentricity is due to the formation of compression wood, and the eccentricity changes from the top portion at the branching point to the bottom portion at the cage edge, which we hypothesize may be a response to the variation in mechanical forces occurring in the various zones of the cage. This hypothesis is supported by a mathematical model that shows how the pattern and intensity of different types of mechanical forces are present within the various quadrants of the same root system from the taproot to the cage edge.

A general review of the biomechanics of root anchorage

With few exceptions, terrestrial plants are anchored to substrates by roots that experience bending and twisting forces resulting from gravity- and wind-induced forces. Mechanical failure occurs when these forces exceed the flexural or torsional tolerance limits of stems or roots, or when roots are dislodged from their substrate. The emphasis of this review is on the general principles of anchorage, how the mechanical failure of root anchorage can be averted, and recommendations for future research.

State of the Art on the Use of Trees as Supports and Anchors in Forest Operations

Tree stability assessment is fundamental to preserve the safety of both people and goods. This topic attributes high relevance to cable-supported harvesting where trees and stumps are used as supporting and anchoring elements. In this case, the applied external loads are characterized by higher magnitude and dynamic amplification effects than the typical forces acting on trees (e.g., those derived from meteorological events). Consequently, due to the higher forces involved on cable-supported harvesting on relatively young trees used as supports and anchors, the risk of uprooting and stem failures is real. Numerous studies have been conducted on tree stability and the impact of the external loads has been positively linked to the consequent tree failures, in terms of root-plate overturning and stem breakages, or parasite-mediated wood decay involving the root system, thus giving a better understanding of how different trees species deal with such occurrences. This review aims to synthetize and examine the main aspects covered by research works available in literature that, directly or indirectly, might be helpful in clarifying the behavior of standing trees or tree stumps used as supports and anchors in cable-supported forest operations. Lastly, areas that lack research in this particular topic as well as consequent operating suggestions are highlighted in the conclusions.

Anchorage failure of young trees in sandy soils is prevented by a rigid central part of the root system with various designs

Background and Aims Storms can cause huge damage to European forests. Even pole-stage trees with 80-cm rooting depth can topple. Therefore, good anchorage is needed for trees to survive and grow up from an early age. We hypothesized that root architecture is a predominant factor determining anchorage failure caused by strong winds. Methods We sampled 48 seeded or planted Pinus pinaster trees of similar aerial size from four stands damaged by a major storm 3 years before. The trees were gathered into three classes: undamaged, leaning and heavily toppled. After uprooting and 3D digitizing of their full root architectures, we computed the mechanical characteristics of the main components of the root system from our morphological measurements. Key Results Variability in root architecture was quite large. A large main taproot, either short and thick or long and thin, and guyed by a large volume of deep roots, was the major component that prevented stem leaning. Greater shallow root flexural stiffness mainly at the end of the zone of rapid taper on the windward side also prevented leaning. Toppling in less than 90-cm-deep soil was avoided in trees with a stocky taproots or with a very big leeward shallow root. Toppled trees also had a lower relative root biomass - stump excluded - than straight trees. Conclusions It was mainly the flexural stiffness of the central part of the root system that secured anchorage, preventing a weak displacement of the stump. The distal part of the longest taproot and attached deep roots may be the only parts of the root system contributing to anchorage through their maximum tensile load. Several designs provided good anchorage, depending partly on available soil depth. Pole-stage trees are in-between the juvenile phase when they fail by toppling and the mature phase when they fail by uprooting.

Traits, properties, and performance: how woody plants combine hydraulic and mechanical functions in a cell, tissue, or whole plant

This review presents a framework for evaluating how cells, tissues, organs, and whole plants perform both hydraulic and mechanical functions. The morphological alterations that affect dual functionality are varied: individual cells can have altered morphology; tissues can have altered partitioning to functions or altered cell alignment; and organs and whole plants can differ in their allocation to different tissues, or in the geometric distribution of the tissues they have. A hierarchical model emphasizes that morphological traits influence the hydraulic or mechanical properties; the properties, combined with the plant unit's environment, then influence the performance of that plant unit. As a special case, we discuss the mechanisms by which the proxy property wood density has strong correlations to performance but without direct causality. Traits and properties influence multiple aspects of performance, and there can be mutual compensations such that similar performance occurs. This compensation emphasizes that natural selection acts on, and a plant's viability is determined by, its performance, rather than its contributing traits and properties. Continued research on the relationships among traits, and on their effects on multiple aspects of performance, will help us better predict, manage, and select plant material for success under multiple stresses in the future.

Tree stability under wind: simulating uprooting with root breakage using a finite element method

BACKGROUND AND AIMS

Windstorms are the major natural hazard affecting European forests, causing tree damage and timber losses. Modelling tree anchorage mechanisms has progressed with advances in plant architectural modelling, but it is still limited in terms of estimation of anchorage strength. This paper aims to provide a new model for root anchorage, including the successive breakage of roots during uprooting.

METHODS

The model was based on the finite element method. The breakage of individual roots was taken into account using a failure law derived from previous work carried out on fibre metal laminates. Soil mechanical plasticity was considered using the Mohr-Coulomb failure criterion. The mechanical model for roots was implemented in the numerical code ABAQUS using beam elements embedded in a soil block meshed with 3-D solid elements. The model was tested by simulating tree-pulling experiments previously carried out on a tree of Pinus pinaster (maritime pine). Soil mechanical parameters were obtained from laboratory tests. Root system architecture was digitized and imported into ABAQUS while root material properties were estimated from the literature.

KEY RESULTS

Numerical simulations of tree-pulling tests exhibited realistic successive root breakages during uprooting, which could be seen in the resulting response curves. Broken roots could be visually located within the root system at any stage of the simulations. The model allowed estimation of anchorage strength in terms of the critical turning moment and accumulated energy, which were in good agreement with in situ measurements.

CONCLUSIONS

This study provides the first model of tree anchorage strength for P. pinaster derived from the mechanical strength of individual roots. The generic nature of the model permits its further application to other tree species and soil conditions.

Involvement of lignin and hormones in the response of woody poplar taproots to mechanical stress

Mechanical stress is a widespread condition caused by numerous environmental factors that severely affect plant stability. In response to mechanical stress, plants have evolved complex response pathways able to detect mechanical perturbations and inducing a suite of modifications in order to improve anchorage. The response of woody roots to mechanical stresses has been studied mainly at the morphological and biomechanical level, whereas investigations on the factors triggering these important alterations are still at the initial stage. Populus has been widely used to study the response of stem to different mechanical stresses and, since it has the first forest tree genome to be decoded, represents a model woody plant for addressing questions on the mechanisms controlling adaptation of woody roots to changing environments. In this study, a morphological and physiological analysis was used to investigate factors controlling modifications in Populus nigra woody taproots subjected to mechanical stress. An experimental model analyzing spatial and temporal mechanical force distribution along the woody taproot axis enabled us to compare the events occurring in its above-, central- and below-bending sectors. Different morphogenetic responses and local variations of lignin and plant hormones content have been observed, and a relation with the distribution of the mechanical forces along the stressed woody taproots is hypothesized. We investigated the differences of the response to mechanical stress induction during the time; in this regard, we present data referring to the effect of mechanical stress on plant transition from its condition of winter dormancy to that of full vegetative activity.

Crown structure and wood properties: Influence on tree sway and response to high winds

Wind can alter plant growth and cause extensive, irreversible damage in forested areas. To better understand how to mitigate the effects of wind action, we investigated the sensitivity of tree aerodynamic behavior to the material and geometrical factors characterizing the aerial system. The mechanical response of a 35-yr-old maritime pine (Pinus pinaster, Pinaceae) submitted to static and dynamic wind loads is simulated with a finite element model. The branching structure is represented in three dimensions. Factor effects are evaluated using a fractional experimental design. Results show that material properties play only a limited role in tree dynamics. In contrast, small morphological variations can produce extreme behaviors such as either very little or nearly critical dissipation of stem oscillations. Slender trees are shown to be relatively more vulnerable to stem breakage than uprooting. Dynamic loading leads to deflections and forces up to 20% higher near the base of the tree than those calculated for a static loading of similar magnitude. Effects of branch geometry on dynamic amplification are substantial yet not linear. The flexibility of the aerial system is found to be critical to reducing the resistance to the airflow and thus to minimizing the risk of failure.

Plant growth modelling and applications: the increasing importance of plant architecture in growth models

BACKGROUND

Modelling plant growth allows us to test hypotheses and carry out virtual experiments concerning plant growth processes that could otherwise take years in field conditions. The visualization of growth simulations allows us to see directly and vividly the outcome of a given model and provides us with an instructive tool useful for agronomists and foresters, as well as for teaching. Functional-structural (FS) plant growth models are nowadays particularly important for integrating biological processes with environmental conditions in 3-D virtual plants, and provide the basis for more advanced research in plant sciences.

SCOPE

In this viewpoint paper, we ask the following questions. Are we modelling the correct processes that drive plant growth, and is growth driven mostly by sink or source activity? In current models, is the importance of soil resources (nutrients, water, temperature and their interaction with meristematic activity) considered adequately? Do classic models account for architectural adjustment as well as integrating the fundamental principles of development? Whilst answering these questions with the available data in the literature, we put forward the opinion that plant architecture and sink activity must be pushed to the centre of plant growth models. In natural conditions, sinks will more often drive growth than source activity, because sink activity is often controlled by finite soil resources or developmental constraints. PMA06: This viewpoint paper also serves as an introduction to this Special Issue devoted to plant growth modelling, which includes new research covering areas stretching from cell growth to biomechanics. All papers were presented at the Second International Symposium on Plant Growth Modeling, Simulation, Visualization and Applications (PMA06), held in Beijing, China, from 13-17 November, 2006. Although a large number of papers are devoted to FS models of agricultural and forest crop species, physiological and genetic processes have recently been included and point the way to a new direction in plant modelling research.